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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
FNF Group Stock Option (right to purchase) | $ 34.84 | 07/27/2017 | M | 16,666 | (6) | 10/29/2022 | FNF Group Common Stock | 16,666 | $ 0 | 33,334 | D | ||||
FNF Group Stock Option (right To Purchase) | $ 24.24 | 07/27/2017 | M | 88,141 | (7) | 11/21/2020 | FNF Group Common Stock | 88,141 | $ 0 | 0 | D | ||||
FNF Group Stock Option (right To Purchase) | $ 29.8 | 07/27/2017 | M | 28,408 | (8) | 11/03/2021 | FNF Group Common Stock | 28,408 | $ 0 | 14,204 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SADOWSKI PETER T 601 RIVERSIDE AVENUE JACKSONVILLE, FL 32204 |
EVP, Chief Legal Officer |
/s/ Colleen E. Haley, as attorney-in-fact | 07/28/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This transaction was executed in multiple trades at prices ranging from $47.66 to $47.68. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(2) | This transaction was executed in multiple trades at prices ranging from $47.36 to $47.62. The price represents the weighted average sale price of the shares. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the shares sold at each price. |
(3) | This transaction was executed in multiple trades at prices ranging from $47.36 to $47.66. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price. |
(4) | Amount adjusted to reflect shares acquired under the registrant's Employee Stock Purchase Plan. |
(5) | Amount adjusted to reflect changes in the reporting person's holdings through the registrant's 401(k) Plan. |
(6) | The options vest in three equal annual installments beginning October 29, 2016. |
(7) | The options vested in three equal annual installments beginning November 21, 2014. |
(8) | The options vested in three equal annual installments beginning November 3, 2015 . |