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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Warrants (right to buy) | $ 0.75 | 08/24/2010 | X | 7,018 | 06/29/2010 | 08/26/2010 | Common Stock | 7,018 | $ 0 | 0 | D | ||||
Common Stock Warrants (right to buy) | $ 0.75 | 08/24/2010 | X | 100,000 | 08/26/2005 | 08/26/2010 | Common Stock | 100,000 | $ 0 | 400,000 | D | ||||
Common Stock Warrants (right to buy) | $ 0.75 | 08/26/2005 | 08/26/2010 | Common Stock | 200,000 | 200,000 | I | See Footnote (5) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
EVANS MURPHY 204 RAILROAD STREET P.O. BOX 688 LAURINBURG, NC 28532 |
X | X | President |
/s/ Stephanie L. Apostolou, attorney-in-fact | 08/26/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 14,736 shares previously held through Arran Corporation which were distributed to the reporting person on June 29, 2010 and are now owned directly. |
(2) | Shares owned by Falco Enterprises, Inc. of which the reporting person is President. |
(3) | Shares owned by L&S Holdings, LLC of which the reporting person is President. |
(4) | Shares owned by EnviroResources LLC which the reporting person controls. |
(5) | 100,000 owned by Falco Enterprises, Inc. of which the reporting person is President and 100,000 owned by L&S Holdings, LLC of which the reporting person is President. |
Remarks: Exhibit List Exhibit 24 - Power of Attorney |