UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Short Put Position (Obligation to Buy) | Â (2) | Â (2) | Common Stock | 100,000 (2) | $ 30 | I (1) | By RR Advisors, LLC d/b/a RCH Energy |
Short Call Position (Obligation to Sell) | Â (3) | Â (3) | Common Stock | 300,000 (3) | $ 47 | I (1) | By RR Advisors, LLC d/b/a RCH Energy |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Raymond Robert Joseph 1700 LINCOLN STREET, SUITE 2800 DENVER, CO 80203 |
 X |  |  |  |
/s/ Robert J Raymond | 05/17/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These securities are owned by RR Advisors, LLC d/b/a RCH Energy, or affiliated funds controlled by RCH Energy, over which the Reporting Person has shared voting and dispositive power as the sole member of RCH Energy. Certain of these shares are held in a margin account. |
(2) | RCH Energy is party to written put contracts obligating it to buy 100,000 shares of Issuer's common stock, exercisable at $30 per share, to the holder of the put option, on, or under certain circumstances, before, September 2018. |
(3) | RCH Energy is party to written call contracts obligating it to sell 300,000 shares of Issuer's common stock, exercisable at $47 per share, to the holder of the call option, on, or under certain circumstances, before, September 2018. |
 Remarks: Exhibit List: Exhibit 24 - Power of Attorney |