Edgar Filing: Resolute Energy Corp

Ownership Submission

FORM 4

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:

3235-0287

Expires:

January 31, 2005

Estimated average burden hours per response...

0.5

(Print or Type Responses)

1. Name and Address of Reporting Person ^*

Natural Gas Partners VII, L.P.

2. Issuer Name and Ticker or Trading Symbol
Resolute Energy Corp [REN]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

_____ Director	__X__ 10% Owner
_____ Officer (give title below)	_____ Other (specify below)

(Last)

(First)

(Middle)

5221 N. O'CONNOR BLVD., SUITE 1100

3. Date of Earliest Transaction (Month/Day/Year)
09/30/2013

(Street)

IRVING, TX 75039

4. If Amendment, Date Original Filed(Month/Day/Year)

6. Individual or Joint/Group Filing(Check Applicable Line)
___ Form filed by One Reporting Person
_X_ Form filed by More than One Reporting Person

(City)

(State)

(Zip)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1.Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock, par value $0.0001 per share	09/30/2013		S⁽¹⁾		48,000 ⁽²⁾	D	$ 8.32 ⁽³⁾	1,920,078 ⁽²⁾	D ⁽²⁾ ⁽⁴⁾
Common Stock, par value $0.0001 per share	09/30/2013		S⁽¹⁾		2,000 ⁽⁵⁾	D	$ 8.32 ⁽³⁾	88,850 ⁽⁵⁾	I	See Footnotes ⁽⁴⁾ ⁽⁵⁾
Common Stock, par value $0.0001 per share	10/01/2013		S⁽¹⁾		48,000 ⁽²⁾	D	$ 8.43 ⁽⁶⁾	1,872,078 ⁽²⁾	D ⁽²⁾ ⁽⁴⁾
Common Stock, par value $0.0001 per share	10/01/2013		S⁽¹⁾		2,000 ⁽⁵⁾	D	$ 8.43 ⁽⁶⁾	86,850 ⁽⁵⁾	I	See Footnotes ⁽⁴⁾ ⁽⁵⁾
Common Stock, par value $0.0001 per share	10/02/2013		S⁽¹⁾		48,000 ⁽²⁾	D	$ 8.68 ⁽⁷⁾	1,824,078 ⁽²⁾	D ⁽²⁾ ⁽⁴⁾
Common Stock, par value $0.0001 per share	10/02/2013		S⁽¹⁾		2,000 ⁽⁵⁾	D	$ 8.68 ⁽⁷⁾	84,850 ⁽⁵⁾	I	See Footnotes ⁽⁴⁾ ⁽⁵⁾
Common Stock, par value $0.0001 per share	10/03/2013		S⁽¹⁾		48,000 ⁽²⁾	D	$ 9 ⁽⁸⁾	1,776,078 ⁽²⁾	D ⁽²⁾ ⁽⁴⁾
Common Stock, par value $0.0001 per share	10/03/2013		S⁽¹⁾		2,000 ⁽⁵⁾	D	$ 9 ⁽⁸⁾	82,850 ⁽⁵⁾	I	See Footnotes ⁽⁴⁾ ⁽⁵⁾
Common Stock, par value $0.0001 per share	10/04/2013		S⁽¹⁾		48,000 ⁽²⁾	D	$ 9.52 ⁽⁹⁾	1,728,078 ⁽²⁾	D ⁽²⁾ ⁽⁴⁾
Common Stock, par value $0.0001 per share	10/04/2013		S⁽¹⁾		2,000 ⁽⁵⁾	D	$ 9.52 ⁽⁹⁾	80,850 ⁽⁵⁾	I	See Footnotes ⁽⁴⁾ ⁽⁵⁾
Common Stock, par value $0.0001 per share	10/07/2013		S⁽¹⁾		47,820 ⁽²⁾	D	$ 9.46 ⁽¹⁰⁾	1,680,258 ⁽²⁾	D ⁽²⁾ ⁽⁴⁾
Common Stock, par value $0.0001 per share	10/07/2013		S⁽¹⁾		1,992 ⁽⁵⁾	D	$ 9.46 ⁽¹⁰⁾	78,858 ⁽⁵⁾	I	See Footnotes ⁽⁴⁾ ⁽⁵⁾
Common Stock, par value $0.0001 per share	10/08/2013		S⁽¹⁾		48,000 ⁽²⁾	D	$ 9.3 ⁽¹¹⁾	1,632,258 ⁽²⁾	D ⁽²⁾ ⁽⁴⁾
Common Stock, par value $0.0001 per share	10/08/2013		S⁽¹⁾		2,000 ⁽⁵⁾	D	$ 9.3 ⁽¹¹⁾	76,858 ⁽⁵⁾	I	See Footnotes ⁽⁴⁾ ⁽⁵⁾
Common Stock, par value $0.0001 per share	10/09/2013		S⁽¹⁾		48,000 ⁽²⁾	D	$ 9.07 ⁽¹²⁾	1,584,258 ⁽²⁾	D ⁽²⁾ ⁽⁴⁾
Common Stock, par value $0.0001 per share	10/09/2013		S⁽¹⁾		2,000 ⁽⁵⁾	D	$ 9.07 ⁽¹²⁾	74,858 ⁽⁵⁾	I	See Footnotes ⁽⁴⁾ ⁽⁵⁾
Common Stock, par value $0.0001 per share	10/10/2013		S⁽¹⁾		48,000 ⁽²⁾	D	$ 9.34 ⁽¹³⁾	1,536,258 ⁽²⁾	D ⁽²⁾ ⁽⁴⁾
Common Stock, par value $0.0001 per share	10/10/2013		S⁽¹⁾		2,000 ⁽⁵⁾	D	$ 9.34 ⁽¹³⁾	72,858 ⁽⁵⁾	I	See Footnotes ⁽⁴⁾ ⁽⁵⁾
Common Stock, par value $0.0001 per share	10/11/2013		S⁽¹⁾		48,000 ⁽²⁾	D	$ 9.78 ⁽¹⁴⁾	1,488,258 ⁽²⁾	D ⁽²⁾ ⁽⁴⁾
Common Stock, par value $0.0001 per share	10/11/2013		S⁽¹⁾		2,000 ⁽⁵⁾	D	$ 9.78 ⁽¹⁴⁾	70,858 ⁽⁵⁾	I	See Footnotes ⁽⁴⁾ ⁽⁵⁾
Common Stock, par value $0.0001 per share	10/14/2013		S⁽¹⁾		48,000 ⁽²⁾	D	$ 9.94 ⁽¹⁵⁾	1,440,258 ⁽²⁾	D ⁽²⁾ ⁽⁴⁾
Common Stock, par value $0.0001 per share	10/14/2013		S⁽¹⁾		2,000 ⁽⁵⁾	D	$ 9.94 ⁽¹⁵⁾	68,858 ⁽⁵⁾	I	See Footnotes ⁽⁴⁾ ⁽⁵⁾

Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
	Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.		SEC 1474 (9-02)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative Security
(Instr. 3)

2. Conversion or Exercise Price of Derivative Security

3. Transaction Date (Month/Day/Year)

3A. Deemed Execution Date, if any (Month/Day/Year)

4. Transaction Code
(Instr. 8)

5. Number of Derivative Securities Acquired (A) or Disposed of (D)
(Instr. 3, 4, and 5)

6. Date Exercisable and Expiration Date
(Month/Day/Year)

7. Title and Amount of Underlying Securities
(Instr. 3 and 4)

8. Price of Derivative Security
(Instr. 5)

9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s)
(Instr. 4)

10. Ownership Form of Derivative Security: Direct (D) or Indirect (I)
(Instr. 4)

11. Nature of Indirect Beneficial Ownership
(Instr. 4)

Code

(A)

(D)

Date Exercisable

Expiration Date

Title

Amount or Number of Shares

Reporting Owners

Reporting Owner Name / Address	Relationships
Reporting Owner Name / Address	Director	10% Owner	Officer	Other
Natural Gas Partners VII, L.P. 5221 N. O'CONNOR BLVD., SUITE 1100 IRVING, TX 75039		X
HERSH KENNETH A 5221 N. O'CONNOR BLVD., SUITE 1100 IRVING, TX 75039		X

Signatures

Natural Gas Partners VII, L.P., by G.F.W. Energy VII, L.P., its general partner, by GFW VII, L.L.C., its general partner, by /s/ Kenneth A. Hersh, authorized member		10/16/2013
^**Signature of Reporting Person		Date

Explanation of Responses:

*	If the form is filed by more than one reporting person, see Instruction 4(b)(v).
**	Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
(1)	The transaction reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan and the reporting person did not select the date of execution.
(2)	These securities are held directly by Natural Gas Partners VII, L.P. ("NGP VII"). Kenneth A. Hersh ("Mr. Hersh") is an authorized member of GFW VII, L.L.C. ("GFW LLC"), which is the sole general partner of G.F.W. Energy VII, L.P. ("GFW Energy"), which is the sole general partner of NGP VII, and may be deemed an indirect beneficial owner of the securities currently owned by NGP VII.
(3)	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.23 to $8.42, inclusive. Each reporting person undertakes to provide to Resolute Energy Corporation (the "Issuer"), any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (6) through (15) to this Form 4.
(4)	Each reporting person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the reported securities for purposes of Section 16 or for any other purpose.
(5)	These securities are held directly by NGP-VII Income Co-Investment Opportunities, L.P. ("Co-Invest"). Mr. Hersh is an authorized member of GFW, LLC, which is the sole general partner of GFW Energy, which is the sole general partner of NGP VII, which owns 100% of NGP Income Management, L.L.C., which is the sole general partner of Co-Invest, and may be deemed an indirect beneficial owner of the securities currently owned by Co-Invest.
(6)	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.37 to $8.49, inclusive.
(7)	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.34 to $8.91, inclusive.
(8)	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.68 to $9.45, inclusive.
(9)	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.33 to $9.69, inclusive.
(10)	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.35 to $9.65, inclusive.
(11)	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.18 to $9.56, inclusive.
(12)	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.95 to $9.27, inclusive.
(13)	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.09 to $9.50, inclusive.
(14)	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.41 to $9.98, inclusive.
(15)	The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.73 to $10.14, inclusive.
Remarks: Exhibit List Exhibit 99 - Joint Filer Information

Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.