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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Options (Right to Buy) | $ 43.1562 | 03/04/2005 | M | 5,380 | (2) | 01/24/2011 | Common Stock | 5,380 | $ 0 | 0 | D | ||||
Employee Stock Options (Right to Buy) | $ 36.23 | 03/04/2005 | M | 3,856 | (3) | 01/22/2013 | Common Stock | 3,856 | $ 0 | 3,857 | D | ||||
Employee Stock Options (Right to Buy) | $ 45.18 | 03/04/2005 | M | 3,714 | (4) | 01/21/2014 | Common Stock | 3,714 | $ 0 | 7,426 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FARR PAUL A TWO N. NINTH STREET ALLENTOWN, PA 18101 |
VP & Controller |
/s/Thomas D. Salus, as Attorney-In-Fact for Paul A. Farr | 03/04/2005 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Total includes reinvestment of dividends under Dividend Reinvestment Plan. |
(2) | The total grant of 5,380 options vested in three installments: 1,794 on 01/25/2002, 1,793 on 01/25/2003 and 1,793 on 01/25/2004. |
(3) | The total grant of 11,570 options vests in three installments: 3,857 on 01/23/2004, 3,856 on 01/23/2005 and 3,857 on 01/23/2006. |
(4) | The total grant of 11,140 options vests in three installments: 3,714 on 01/22/2005, 3,713 on 01/22/2006 and 3,713 on 01/22/2007. |