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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
OPTIONS TO PURCHASE | $ 19.6 | 07/07/2006 | A | 10,000 | (1) | (2) | OPTIONS TO PURCHASE | 10,000 | $ 19.6 | 20,000 (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
YEOMAN SCOTT A 122 W MADISON STREET OTTAWA, IL 61350 |
X | PRESIDENT/CEO |
SUZANNE FECHTER POA FOR SCOTT A. YEOMAN PURSUANT TO A POWER OF ATTORNEY OF CONTINUING DURATION | 08/15/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | THIS OPTION WILL VEST IN EQUAL INSTALLMENTS OF 2,000 SHARES PER YEAR OVER 5 YEARS BEGINNING THE FIRST ANNIVERSARY FOLLOWING THE CONSUMMATION OF THE MERGER BETWEEN UNIONBANCORP, INC. AND CENTRUE FINANCIAL CORPORATION. |
(2) | THIS OPTION WILL EXPIRE ON THE 7TH ANNIVERSARY FOLLOWING THE CONSUMMATION OF THE MERGER BETWEEN UNIONBANCORP, INC. AND CENTRUE FINANCIAL CORPORATION. |
(3) | IN ADDITION TO THE 20,000 SHARES GRANTED TO THE REPORTING PERSON UNDER THE ISSUER'S STOCK OPTION PLAN, THE REPORTING PERSON HOLDS 3,300 SHARES DIRECTLY. |