UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant To Section 13 or 15(d) of the Securities Exchange Act of 1934
Date of Report (date of earliest event reported): November 1, 2006
PGT, Inc.
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(Exact Name of Registrant as Specified in its Charter)
Delaware
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(State or Other Jurisdiction of Incorporation)
000-52059 20-0634715
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(Commission File Number) (IRS Employer Identification No.)
1070 Technology Drive, North Venice, Florida 34275
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(Address of Principal Executive Offices, Including Zip Code)
(941) 480-1600
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(Registrant's Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to
simultaneously satisfy the filing obligation of the registrant under any of the
following provisions:
[ ] Written communications pursuant to Rule 425 under the Securities Act
(17 CFR 230.425)
[ ] Soliciting material pursuant to Rule 14a-12 under the Exchange Act
(17 CFR 240.14a-12)
[ ] Pre-commencement communications pursuant to Rule 14d-2(b) under the
Exchange Act (17 CFR 240.14d-2(b))
[ ] Pre-commencement communications pursuant to Rule 13e-4(c) under the
Exchange Act (17 CFR 240.13e-4(c))
ITEM 2.02. Results of Operations and Financial Condition
On November 1, 2006, PGT, Inc. issued a press release announcing its
unaudited consolidated results of operations for the third quarter and nine
months ended September 30, 2006. Included as an exhibit to this current report
on Form 8-K is a copy of the related press release dated November 1, 2006.
The information in this current report on Form 8-K, including the
information set forth in Exhibit 99.1, shall not be deemed "filed" for purposes
of Section 18 of the Securities Exchange Act of 1934, as amended (the "Exchange
Act"), nor shall it be incorporated by reference in any filing under the
Securities Act of 1933, as amended, or the Exchange Act, except as shall be
expressly set forth by specific reference in such a filing.
ITEM 9.01. Financial Statements and Exhibits
(d) Exhibits.
See Exhibit Index.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
PGT, INC.
By: /s/ Mario Ferrucci III
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Name: Mario Ferrucci III
Title: Vice President, Corporate
Counsel, and Secretary
Dated: November 1, 2006
EXHIBIT INDEX
Exhibit Number Description
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99.1 Press release of PGT, Inc., dated November 1, 2006.