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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
JAMESTOWN FINANCIAL, INC AKARA BUILDING, 24 DE CASTRO ST WICKHAMS CAY I, PO 3136, ROAD TOWN TORTOLA, D8 00000 |
X | |||
STOCKTON PROPERTIES LTD AKARA BUILDING, 24 DE CASTRO ST WICKHAMS CAY I, PO 3136, ROAD TOWN TORTOLA, D8 00000 |
X |
/s/ Daniel Boland, Director | 07/16/2007 | |
**Signature of Reporting Person | Date | |
/s/ Robert Sorensen, Director | 07/16/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On July 13, 2007 Jamestown Financial, Inc. acquired these shares in a share exchange for shares of Stockton Properties Limited in connection with the dissolution of the Bekem Metals, Inc. Voting Trust dated April 14, 2006. |
(2) | This Form 4 is jointly filed by Jamestown Financial and Stockton Properties Limited. The shares are held of record by Jamestown Financial, a wholly-owned subsidiary of Stockton Properties. As the parent corporation of Jamestown Financial, Stockton Properties may be deemed to have voting and investment power over the shares held by Jamestown Financial. Stockton Properties disclaims beneficial ownership of such securities except to the extent of its pecuniary interest, and this report shall not be deemed an admission that Stockton Properties is the beneficial owner of all of the reported shares for purposes of Section 16 or any other purpose. |