As filed with the Securities and Exchange Commission on March 14, 2002.
Registration No. 333-_______
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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DATAWATCH CORPORATION
(Exact Name of Registrant as Specified in Its Charter)
Delaware 02-0405716
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(State or Other Jurisdiction of (I.R.S. Employer Identification No.)
Incorporation or Organization)
175 Cabot Street
Suite 503
Lowell, Massachusetts 01854
(Address of Principal Executive Offices) (Zip Code)
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Datawatch Corporation 1996 Stock Plan
(Full Title of the Plan)
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Robert W. Hagger
President and Chief Executive Officer
Datawatch Corporation
175 Cabot Street
Suite 503
Lowell, Massachusetts 01854
(Name and Address of Agent for Service)
(978) 441-2200
(Telephone Number, Including Area Code, of Agent For Service)
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Copy to:
William B. Simmons, Jr., Esq.
TESTA, HURWITZ & THIBEAULT, LLP
125 High Street
Boston, Massachusetts 02110
(617) 248-7000
Approximate date of commencement of proposed sale to the public: As
soon as practicable after this Registration Statement becomes effective.
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CALCULATION OF REGISTRATION FEE
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Proposed Proposed
Maximum Maximum
Amount Offering Aggregate Amount of
Title of Securities to be Price Per Offering Registration
to be Registered Registered Share Price Fee
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DATAWATCH CORPORATION 1996 STOCK PLAN
Common Stock (par value $.01 per share) 127,733 shares(1) $ 1.48(1) $189,045(1) $17.39(2)
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(1) The exercise price of options issued pursuant to the 1996 Stock Plan is
determined at the time of grant. 56,529 of the shares being registered
hereunder are subject to outstanding options granted as of March 8, 2002
at a price per share of $1.48 per share. The proposed maximum offering
price per share of the remaining 71,204 shares being registered hereunder
that are not subject to outstanding options is $1.48 per share, which is
the average of the high and low prices of the Common Stock of the
Registrant reported on the Nasdaq National Market System on March 8, 2002,
is set forth solely for purposes of calculating the filing fee pursuant to
Rule 457(c) and (h).
(2) Calculated pursuant to Section 6(b) of the Securities Act of 1933, as
amended
PART I
INFORMATION REQUIRED IN THE SECTION 10(A) PROSPECTUS
This Registration Statement registers additional securities of the
same class as other securities for which Registration Statement No. 333-39627 on
Form S-8 as filed with the Securities and Exchange Commission on November 6,
1997 relating to the Datawatch Corporation 1996 Stock Plan are effective.
Pursuant to General Instruction E, the contents of the above-listed Registration
Statements are incorporated by reference herein.
PART II
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
Pursuant to General Instruction E, the information contained in Items
4 through 7 and Item 9 of Part II of the Registration Statement No. 333-39627 on
Form S-8, as it pertains to the 1996 Stock Plan is incorporated by reference
herein.
Item 3. INCORPORATION OF DOCUMENTS BY REFERENCE.
The following documents filed by Datawatch Corporation (the
"Registrant") (File No.
0-19660) with the Commission pursuant to the Securities Exchange Act of 1934
(the "Exchange Act"), are incorporated in this Registration Statement by
reference as of their respective dates:
(a) The Registrant's Annual Report on Form 10-K for the fiscal year
ended September 30, 2001 filed pursuant to the Exchange Act which contains
audited financial statements for the fiscal year ended September 30, 2001.
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(b) All other documents filed by the Registrant pursuant to Section
13(a) or 15(d) of the Exchange Act since the end of the fiscal year covered by
the Annual Report on Form 10-K referred to in (a) above.
(c) The section entitled "Description of Registrant's Securities to
be Registered" contained in the Registrant's Registration Statement on Form S-1,
SEC File No. 33-46290, as amended, which was incorporated by reference in the
Registrant's Registration Statement on Form 8-A filed pursuant to Section 12(g)
of the Exchange Act.
All documents subsequently filed with the Commission by the
Registrant pursuant to Sections 13(a), 13(c), 14 and 15(d) of the Exchange Act,
prior to the filing of a post-effective amendment which indicates that all
securities offered herein have been sold or which deregisters all securities
then remaining unsold, shall be deemed to be incorporated by reference in this
Registration Statement and to be a part hereof from the date of filing of such
documents.
Item 8. EXHIBITS.
EXHIBIT NO. DESCRIPTION OF EXHIBIT
5.1 Opinion of Testa, Hurwitz & Thibeault, LLP (filed
herewith).
23.1 Consent of Testa, Hurwitz & Thibeault, LLP (contained
in Exhibit 5.1).
23.2 Consent of Deloitte & Touche LLP (filed herewith).
24.1 Power of Attorney (included as part of the signature
page to this Registration Statement).
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the
Registrant, Datawatch Corporation, certifies that it has reasonable grounds to
believe that it meets all of the requirements for filing on Form S-8 and has
duly caused this Registration Statement to be signed on its behalf by the
undersigned, thereunto duly authorized, in the City of Lowell, Commonwealth of
Massachusetts, on this 14th day of March, 2002.
DATAWATCH CORPORATION
By: /s/ Robert W. Hagger
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Robert W. Hagger
President, Chief Executive Officer and Director
POWER OF ATTORNEY
We, the undersigned officers and directors of Datawatch Corporation,
hereby severally constitute and appoint Robert W. Hagger and Alan R. MacDougall,
and each of them singly, our true and lawful attorneys, with full power to them
and each of them singly, to sign for us in our names in the capacities indicated
below, any amendments to this Registration Statement on Form S-8 (including
post-effective amendments), and to file the same, with all exhibits thereto and
other documents in connection therewith, with the Securities and Exchange
Commission, and generally to do all things in our names and on our behalf in our
capacities as officers and directors to enable Datawatch Corporation, to comply
with the provisions of the Securities Act of 1933, as amended, hereby ratifying
and confirming our signatures as they may be signed by our said attorneys, or
any of them, to said Registration Statement and all amendments thereto.
Pursuant to the requirements of the Securities Act of 1933, this
Registration Statement has been signed by the following persons in the
capacities and on the dates indicated.
SIGNATURE TITLE(S) DATE
/s/ Robert W. Hagger President, Chief Executive Officer March 14, 2002
---------------------------- and Director
Robert W. Hagger (Principal Executive Officer)
/s/ Alan R. MacDougall Vice President Finance, Chief Financial March 14, 2002
---------------------------- Officer, Treasurer and Assistant Secretary
Alan R. MacDougall (Principal Financial and Accounting Officer)
/s/ Jerome Jacobson Director March 14, 2002
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Jerome Jacobson
/s/ David T. Riddiford Director March 14, 2002
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David T. Riddiford
/s/ Richard de J. Osborne Chairman of the Board of Directors March 14, 2002
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Richard de J. Osborne
/s/ Terry W. Potter Director March 14, 2002
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Terry W. Potter
/s/ James Wood Director March 14, 2002
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James Wood
EXHIBIT INDEX
EXHIBIT NO. DESCRIPTION OF EXHIBIT
5.1 Opinion of Testa, Hurwitz & Thibeault, LLP
23.1 Consent of Testa, Hurwitz & Thibeault, LLP (contained
in Exhibit 5.1)
23.2 Consent of Deloitte & Touche LLP
24.1 Power of Attorney (included as part of the signature
page to this Registration Statement)