UNITED STATES

OMB APPROVAL

 

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

OMB Number:  3235-0582

 

Expires:    March 31, 2006

 

Estimated average burden hours per response......14.4

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number              811-4809

 

Liberty All Star Equity Fund

(Exact name of registrant as specified in charter)

 

 

 

One Financial Center, Boston, Massachusetts

02111

(Address of principal executive offices)

(Zip code)

 

Vincent Pietropaolo, Esq.

 

Columbia Management Group, Inc.

 

 

 

One Financial Center Boston, MA 02111

(Name and address of agent for service)

 

Registrant’s telephone number, including area code:

1-617-772-3698

 

 

Date of fiscal year end:

12/31/04

 

 

Date of reporting period:

7/1/2003 - 6/30/2004

 

Item 1.           Proxy Voting Record.

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

(a)

The name of the issuer of the portfolio security;

 

 

(b)

The exchange ticker symbol of the portfolio security;

 

 

(c)

The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;

 

 

(d)

The shareholder meeting date;

 

 

(e)

A brief identification of the matter voted on;

 

 

(f)

Whether the matter was proposed by the issuer or by a security holder;

 

 

(g)

Whether the registrant cast its vote on the matter;

 

 

(h)

How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors);
and

 

 

(i)

Whether the registrant cast its vote for or against management.

 



FORM N-Px REPORT

 

ICA File Number: 811-04809

Reporting Period: 07/01/2003 - 06/30/2004

Liberty All-Star Equity Fund

 

LIBERTY ALL-STAR EQUITY FUND

 

ABITIBI CONSOLIDATED INC.

 

Ticker:

A.

Security ID:

003924107

Meeting Date:

APR 29, 2004

Meeting Type:

Annual

Record Date:

MAR 15, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1

 

Elect Dong Kil Cho, Marlene Davidge, William Davis, Richard Drouin, Lise Lachapelle, Gary Lukassen, C. Edward Medland, John A. Tory, David Ward and John Weaver as Directors

 

For

 

For

 

Management

 

2

 

Appoint PricewaterhouseCoopers LLP as Auditors

 

For

 

For

 

Management

 

 

ACCENTURE LTD BERMUDA

 

Ticker:

ACN

Security ID:

G1150G111

Meeting Date:

FEB 5, 2004

Meeting Type:

Annual

Record Date:

DEC 8, 2003

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1

 

Appoint Dennis F. Hightower, William L. Kimsey, Robert I. Lipp, and Wulf von Schimmelmann as Directors

 

For

 

For

 

Management

 

2

 

Approve KPMG LLP as Independent Auditors and Authorize Board to Fix Their Remuneration

 

For

 

For

 

Management

 

3

 

Transact Other Business (Non-Voting)

 

None

 

None

 

Management

 

 

AETNA INC.

 

Ticker:

AET

Security ID:

00817Y108

Meeting Date:

APR 30, 2004

Meeting Type:

Annual

Record Date:

FEB 27, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Betsy Z. Cohen

 

For

 

For

 

Management

 

1.2

 

Elect Director Barbara Hackman Franklin

 

For

 

For

 

Management

 

1.3

 

Elect Director Jeffrey E. Garten

 

For

 

For

 

Management

 

1.4

 

Elect Director Earl G. Graves

 

For

 

For

 

Management

 

1.5

 

Elect Director Gerald Greenwald

 

For

 

For

 

Management

 

1.6

 

Elect Director Ellen M. Hancock

 

For

 

For

 

Management

 

1.7

 

Elect Director Michael H. Jordan

 

For

 

For

 

Management

 

1.8

 

Elect Director Jack D. Kuehler

 

For

 

For

 

Management

 

1.9

 

Elect Director Edward J. Ludwig

 

For

 

For

 

Management

 

1.10

 

Elect Director Joseph P. Newhouse

 

For

 

For

 

Management

 

1.11

 

Elect Director Judith Rodin

 

For

 

For

 

Management

 

1.12

 

Elect Director John W. Rowe, M.D.

 

For

 

For

 

Management

 

1.13

 

Elect Director Ronald A. Williams

 

For

 

For

 

Management

 

1.14

 

Elect Director R. David Yost

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

3

 

Provide for Cumulative Voting

 

Against

 

Against

 

Shareholder

 

4

 

Limit Executive Compensation

 

Against

 

Against

 

Shareholder

 

 

1



 

AFFYMETRIX INC.

 

Ticker:

AFFX

Security ID:

00826T108

Meeting Date:

JUN 10, 2004

Meeting Type:

Annual

Record Date:

APR 16, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Stephen P.A. Fodor, Ph.D.

 

For

 

Withhold

 

Management

 

1.2

 

Elect Director Paul Berg, Ph.D.

 

For

 

For

 

Management

 

1.3

 

Elect Director John D. Diekman, Ph.D.

 

For

 

Withhold

 

Management

 

1.4

 

Elect Director Vernon R. Loucks, Jr.

 

For

 

For

 

Management

 

1.5

 

Elect Director Susan E. Siegel

 

For

 

Withhold

 

Management

 

1.6

 

Elect Director David B. Singer

 

For

 

Withhold

 

Management

 

1.7

 

Elect Director John A. Young

 

For

 

For

 

Management

 

2

 

Amend Omnibus Stock Plan

 

For

 

Against

 

Management

 

3

 

Ratify Auditors

 

For

 

For

 

Management

 

 

AFLAC INCORPORATED

 

Ticker:

AFL

Security ID:

001055102

Meeting Date:

MAY 3, 2004

Meeting Type:

Annual

Record Date:

FEB 25, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Daniel P. Amos

 

For

 

For

 

Management

 

1.2

 

Elect Director John Shelby Amos II

 

For

 

For

 

Management

 

1.3

 

Elect Director Michael H. Armacost

 

For

 

For

 

Management

 

1.4

 

Elect Director Kriss Cloninger III

 

For

 

For

 

Management

 

1.5

 

Elect Director Joe Frank Harris

 

For

 

For

 

Management

 

1.6

 

Elect Director Elizabeth J. Hudson

 

For

 

For

 

Management

 

1.7

 

Elect Director Kenneth S. Janke, Sr.

 

For

 

For

 

Management

 

1.8

 

Elect Director Douglas W. Johnson

 

For

 

For

 

Management

 

1.9

 

Elect Director Robert B. Johnson

 

For

 

For

 

Management

 

1.10

 

Elect Director Charles B. Knapp

 

For

 

For

 

Management

 

1.11

 

Elect Director Hidefumi Matsui

 

For

 

For

 

Management

 

1.12

 

Elect Director Nobuhiro Mori

 

For

 

For

 

Management

 

1.13

 

Elect Director E. Stephen Purdom, M.D.

 

For

 

For

 

Management

 

1.14

 

Elect Director Barbara K. Rimer, Ph.D.

 

For

 

For

 

Management

 

1.15

 

Elect Director Marvin R. Schuster

 

For

 

For

 

Management

 

1.16

 

Elect Director Glenn Vaughn, Jr.

 

For

 

For

 

Management

 

1.17

 

Elect Director Robert L. Wright

 

For

 

For

 

Management

 

2

 

Approve Omnibus Stock Plan

 

For

 

For

 

Management

 

3

 

Ratify Auditors

 

For

 

For

 

Management

 

 

2



 

ALCAN INC.

 

Ticker:

AL.

Security ID:

013716105

Meeting Date:

APR 22, 2004

Meeting Type:

Annual

Record Date:

MAR 3, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director R. Berger

 

For

 

Withhold

 

Management

 

1.2

 

Elect Director L.D. Desautels

 

For

 

For

 

Management

 

1.3

 

Elect Director T. Engen

 

For

 

For

 

Management

 

1.4

 

Elect Director L.Y. Fortier

 

For

 

For

 

Management

 

1.5

 

Elect Director J.P. Jacamon

 

For

 

For

 

Management

 

1.6

 

Elect Director W.R. Loomis

 

For

 

For

 

Management

 

1.7

 

Elect Director Y. Mansion

 

For

 

For

 

Management

 

1.8

 

Elect Director C. Morin-Postel

 

For

 

For

 

Management

 

1.9

 

Elect Director J.E. Newall

 

For

 

For

 

Management

 

1.10

 

Elect Director G. Saint-Pierre

 

For

 

For

 

Management

 

1.11

 

Elect Director G. Schulmeyer

 

For

 

For

 

Management

 

1.12

 

Elect Director P.M. Tellier

 

For

 

For

 

Management

 

1.13

 

Elect Director M.K. Wong

 

For

 

For

 

Management

 

2

 

Approve Auditors and Authorize Board to Fix Remuneration of Auditors

 

For

 

For

 

Management

 

 

ALCON INC

 

Ticker:

ACL

Security ID:

H01301102

Meeting Date:

APR 27, 2004

Meeting Type:

Annual

Record Date:

MAR 18, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1

 

APPROVAL OF THE 2003 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2003 CONSOLIDATED FINANCIAL STATEMENTS OF ALCON, INC. AND SUBSIDIARIES

 

For

 

Did Not Vote

 

Management

 

2

 

APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR THE FINANCIAL YEAR 2003

 

For

 

Did Not Vote

 

Management

 

3

 

DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS

 

For

 

Did Not Vote

 

Management

 

4

 

ELECTION TO THE BOARD OF DIRECTORS OF: WERNER J. BAUER

 

For

 

Did Not Vote

 

Management

 

5

 

ELECTION TO THE BOARD OF DIRECTORS OF: FRANCISCO CASTANER

 

For

 

Did Not Vote

 

Management

 

6

 

ELECTION TO THE BOARD OF DIRECTORS OF: LODEWIJK J.R. DE VINK

 

For

 

Did Not Vote

 

Management

 

7

 

ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER SA, ZURICH, AS GROUP AND PARENT COMPANY AUDITORS

 

For

 

Did Not Vote

 

Management

 

8

 

ELECTION OF ZENSOR REVISIONS AG, ZUG, AS SPECIAL AUDITORS

 

For

 

Did Not Vote

 

Management

 

 

3



 

ALLSTATE CORP., THE

 

Ticker:

ALL

Security ID:

020002101

Meeting Date:

MAY 18, 2004

Meeting Type:

Annual

Record Date:

MAR 19, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director F. Duane Ackerman

 

For

 

For

 

Management

 

1.2

 

Elect Director James G. Andress

 

For

 

For

 

Management

 

1.3

 

Elect Director Edward A. Brennan

 

For

 

For

 

Management

 

1.4

 

Elect Director W. James Farrell

 

For

 

For

 

Management

 

1.5

 

Elect Director Jack M. Greenberg

 

For

 

For

 

Management

 

1.6

 

Elect Director Ronald T. LeMay

 

For

 

For

 

Management

 

1.7

 

Elect Director Edward M. Liddy

 

For

 

For

 

Management

 

1.8

 

Elect Director J. Christopher Reyes

 

For

 

For

 

Management

 

1.9

 

Elect Director H. John Riley, Jr.

 

For

 

For

 

Management

 

1.10

 

Elect Director Joshua I. Smith

 

For

 

For

 

Management

 

1.11

 

Elect Director Judith A. Sprieser

 

For

 

For

 

Management

 

1.12

 

Elect Director Mary Alice Taylor

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

3

 

Amend Executive Incentive Bonus Plan

 

For

 

For

 

Management

 

4

 

Amend Executive Incentive Bonus Plan

 

For

 

For

 

Management

 

5

 

Provide for Cumulative Voting

 

Against

 

Against

 

Shareholder

 

 

ALTRIA GROUP, INC.

 

Ticker:

MO

Security ID:

02209S103

Meeting Date:

APR 29, 2004

Meeting Type:

Annual

Record Date:

MAR 8, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Elizabeth E. Bailey

 

For

 

For

 

Management

 

1.2

 

Elect Director Mathis Cabiallavetta

 

For

 

For

 

Management

 

1.3

 

Elect Director Louis C. Camilleri

 

For

 

For

 

Management

 

1.4

 

Elect Director J. Dudley Fishburn

 

For

 

For

 

Management

 

1.5

 

Elect Director Robert E. R. Huntley

 

For

 

For

 

Management

 

1.6

 

Elect Director Thomas W. Jones

 

For

 

For

 

Management

 

1.7

 

Elect Director Lucio A. Noto

 

For

 

For

 

Management

 

1.8

 

Elect Director John S. Reed

 

For

 

For

 

Management

 

1.9

 

Elect Director Carlos Slim Helu

 

For

 

For

 

Management

 

1.10

 

Elect Director Stephen M. Wolf

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

3

 

Report on Product Warnings for Pregnant Women

 

Against

 

Against

 

Shareholder

 

4

 

Report on Health Risks Associated with Cigarette Filters

 

Against

 

Against

 

Shareholder

 

5

 

Political Contributions/Activities

 

Against

 

Against

 

Shareholder

 

6

 

Cease Use of Light and Ultra Light in Cigarette Marketing

 

Against

 

Against

 

Shareholder

 

7

 

Place Canadian Style Warnings on Cigarette Packaging

 

Against

 

Against

 

Shareholder

 

8

 

Separate Chairman and CEO Positions

 

Against

 

For

 

Shareholder

 

 

4



 

AMAZON.COM, INC.

 

Ticker:

AMZN

Security ID:

023135106

Meeting Date:

MAY 25, 2004

Meeting Type:

Annual

Record Date:

MAR 29, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Jeffrey P. Bezos

 

For

 

For

 

Management

 

1.2

 

Elect Director Tom A. Alberg

 

For

 

For

 

Management

 

1.3

 

Elect Director L. John Doerr

 

For

 

For

 

Management

 

1.4

 

Elect Director William B. Gordon

 

For

 

For

 

Management

 

1.5

 

Elect Director Myrtle S. Potter

 

For

 

For

 

Management

 

1.6

 

Elect Director Thomas O. Ryder

 

For

 

For

 

Management

 

1.7

 

Elect Director Patricia Q. Stonesifer

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

3

 

Limit Executive Compensation

 

Against

 

Against

 

Shareholder

 

 

AMERICAN INTERNATIONAL GROUP, INC.

 

Ticker:

AIG

Security ID:

026874107

Meeting Date:

MAY 19, 2004

Meeting Type:

Annual

Record Date:

MAR 26, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director M. Bernard Aidinoff

 

For

 

For

 

Management

 

1.2

 

Elect Director Pei-Yuan Chia

 

For

 

For

 

Management

 

1.3

 

Elect Director Marshall A. Cohen

 

For

 

For

 

Management

 

1.4

 

Elect Director Willaim S. Cohen

 

For

 

For

 

Management

 

1.5

 

Elect Director Martin S. Feldstein

 

For

 

For

 

Management

 

1.6

 

Elect Director Ellen V. Futter

 

For

 

For

 

Management

 

1.7

 

Elect Director Maurice R. Greenberg

 

For

 

For

 

Management

 

1.8

 

Elect Director Carla A. Hills

 

For

 

For

 

Management

 

1.9

 

Elect Director Frank J. Hoenemeyer

 

For

 

For

 

Management

 

1.10

 

Elect Director Richard C. Holbrooke

 

For

 

For

 

Management

 

1.11

 

Elect Director Donald P. Kanak

 

For

 

For

 

Management

 

1.12

 

Elect Director Howard I. Smith

 

For

 

For

 

Management

 

1.13

 

Elect Director Martin J. Sullivan

 

For

 

For

 

Management

 

1.14

 

Elect Director Edmund S.W. Tse

 

For

 

For

 

Management

 

1.15

 

Elect Director Frank G. Zarb

 

For

 

For

 

Management

 

2

 

Approve Executive Incentive Bonus Plan

 

For

 

For

 

Management

 

3

 

Approve Non-Employee Director Stock Option Plan

 

For

 

For

 

Management

 

4

 

Ratify Auditors

 

For

 

For

 

Management

 

5

 

Report on Political Contributions/Activities

 

Against

 

Against

 

Shareholder

 

6

 

Divest from Tobacco Equities

 

Against

 

Against

 

Shareholder

 

7

 

Link Executive Compensation to Predatory Lending

 

Against

 

Against

 

Shareholder

 

 

AMERICAN POWER CONVERSION CORP.

 

Ticker:

APCC

Security ID:

029066107

Meeting Date:

JUN 10, 2004

Meeting Type:

Annual

Record Date:

APR 14, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1

 

Fix Number of Directors

 

For

 

For

 

Management

 

2.1

 

Elect Director Rodger B. Dowdell, Jr.

 

For

 

Withhold

 

Management

 

2.2

 

Elect Director Emanuel E. Landsman

 

For

 

Withhold

 

Management

 

2.3

 

Elect Director Neil E. Rasmussen

 

For

 

Withhold

 

Management

 

2.4

 

Elect Director Ervin F. Lyon

 

For

 

Withhold

 

Management

 

2.5

 

Elect Director James D. Gerson

 

For

 

For

 

Management

 

2.6

 

Elect Director John G. Kassakian

 

For

 

For

 

Management

 

2.7

 

Elect Director John F. Keane, Sr.

 

For

 

For

 

Management

 

2.8

 

Elect Director Ellen B. Richstone

 

For

 

For

 

Management

 

3

 

Approve Omnibus Stock Plan

 

For

 

Against

 

Management

 

4

 

Ratify Auditors

 

For

 

For

 

Management

 

 

5



 

AMERISOURCEBERGEN CORP

 

Ticker:

ABC

Security ID:

03073E105

Meeting Date:

MAR 5, 2004

Meeting Type:

Annual

Record Date:

JAN 12, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Edward E. Hagenlocker

 

For

 

For

 

Management

 

1.2

 

Elect Director Kurt J. Hilzinger

 

For

 

For

 

Management

 

 

AMGEN, INC.

 

Ticker:

AMGN

Security ID:

031162100

Meeting Date:

MAY 13, 2004

Meeting Type:

Annual

Record Date:

MAR 19, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Frank J. Biondi, Jr.

 

For

 

For

 

Management

 

1.2

 

Elect Director Jerry D. Choate

 

For

 

For

 

Management

 

1.3

 

Elect Director Frank C. Herringer

 

For

 

For

 

Management

 

1.4

 

Elect Director Gilbert S. Omenn

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

3

 

Prepare Glass Ceiling Report

 

Against

 

Against

 

Shareholder

 

4

 

Expense Stock Options

 

Against

 

For

 

Shareholder

 

 

ANALOG DEVICES, INC.

 

Ticker:

ADI

Security ID:

032654105

Meeting Date:

MAR 9, 2004

Meeting Type:

Annual

Record Date:

JAN 16, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Jerald G. Fishman

 

For

 

For

 

Management

 

1.2

 

Elect Director F. Grant Saviers

 

For

 

For

 

Management

 

2

 

Increase Authorized Common Stock

 

For

 

For

 

Management

 

3

 

Ratify Auditors

 

For

 

For

 

Management

 

 

6



 

AON CORP.

 

Ticker:

AOC

Security ID:

037389103

Meeting Date:

MAY 21, 2004

Meeting Type:

Annual

Record Date:

MAR 24, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Patrick G. Ryan

 

For

 

For

 

Management

 

1.2

 

Elect Director Edgar D. Jannotta

 

For

 

Withhold

 

Management

 

1.3

 

Elect Director Jan Kalff

 

For

 

For

 

Management

 

1.4

 

Elect Director Lester B. Knight

 

For

 

For

 

Management

 

1.5

 

Elect Director J. Michael Losh

 

For

 

For

 

Management

 

1.6

 

Elect Director R. Eden Martin

 

For

 

For

 

Management

 

1.7

 

Elect Director Andrew J. McKenna

 

For

 

For

 

Management

 

1.8

 

Elect Director Robert S. Morrison

 

For

 

For

 

Management

 

1.9

 

Elect Director Richard C. Notebaert

 

For

 

For

 

Management

 

1.10

 

Elect Director Michael D. O’Halleran

 

For

 

For

 

Management

 

1.11

 

Elect Director John W. Rogers, Jr.

 

For

 

For

 

Management

 

1.12

 

Elect Director Gloria Santona

 

For

 

For

 

Management

 

1.13

 

Elect Director Carolyn Y. Woo

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

 

APPLIED MATERIALS, INC.

 

Ticker:

AMAT

Security ID:

038222105

Meeting Date:

MAR 24, 2004

Meeting Type:

Annual

Record Date:

JAN 30, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Michael H. Armacost

 

For

 

For

 

Management

 

1.2

 

Elect Director Deborah A. Coleman

 

For

 

For

 

Management

 

1.3

 

Elect Director Herbert M. Dwight, Jr.

 

For

 

For

 

Management

 

1.4

 

Elect Director Philip V. Gerdine

 

For

 

For

 

Management

 

1.5

 

Elect Director Paul R. Low

 

For

 

For

 

Management

 

1.6

 

Elect Director Dan Maydan

 

For

 

For

 

Management

 

1.7

 

Elect Director Steven L. Miller

 

For

 

For

 

Management

 

1.8

 

Elect Director James C. Morgan

 

For

 

For

 

Management

 

1.9

 

Elect Director Gerhard H. Parker

 

For

 

For

 

Management

 

1.10

 

Elect Director Michael R. Splinter

 

For

 

For

 

Management

 

2

 

Amend Omnibus Stock Plan

 

For

 

For

 

Management

 

 

ARCHER-DANIELS-MIDLAND COMPANY

 

Ticker:

ADM

Security ID:

039483102

Meeting Date:

NOV 6, 2003

Meeting Type:

Annual

Record Date:

SEP 12, 2003

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director G. Allen Andreas

 

For

 

For

 

Management

 

1.2

 

Elect Director Mollie Hale Carter

 

For

 

For

 

Management

 

1.3

 

Elect Director Roger S. Joslin

 

For

 

For

 

Management

 

1.4

 

Elect Director D.J. Mimran

 

For

 

For

 

Management

 

1.5

 

Elect Director Patrick J. Moore

 

For

 

For

 

Management

 

1.6

 

Elect Director M. Brian Mulroney

 

For

 

For

 

Management

 

1.7

 

Elect Director J. K. Vanier

 

For

 

For

 

Management

 

1.8

 

Elect Director O. G. Webb

 

For

 

For

 

Management

 

1.9

 

Elect Director Kelvin R. Westbrook

 

For

 

For

 

Management

 

 

7



 

AT&T WIRELESS SERVICES, INC.

 

Ticker:

AWE

Security ID:

00209A106

Meeting Date:

MAY 19, 2004

Meeting Type:

Annual

Record Date:

MAR 22, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1

 

Approve Merger Agreement

 

For

 

For

 

Management

 

2.1

 

Elect Director Nobuharu Ono

 

For

 

For

 

Management

 

2.2

 

Elect Director Carolyn M. Ticknor

 

For

 

For

 

Management

 

2.3

 

Elect Director John D. Zeglis

 

For

 

For

 

Management

 

3

 

Ratify Auditors

 

For

 

For

 

Management

 

4

 

Limit Executive Compensation

 

Against

 

Against

 

Shareholder

 

5

 

Prohibit Awards to Executives

 

Against

 

Against

 

Shareholder

 

6

 

Require Affirmative Vote of a Majority of the Shares to Elect Directors

 

Against

 

Against

 

Shareholder

 

 

AVNET, INC.

 

Ticker:

AVT

Security ID:

053807103

Meeting Date:

NOV 6, 2003

Meeting Type:

Annual

Record Date:

SEP 8, 2003

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Eleanor Baum

 

For

 

For

 

Management

 

1.2

 

Elect Director J. Veronica Biggins

 

For

 

For

 

Management

 

1.3

 

Elect Director Lawrence W. Clarkson

 

For

 

For

 

Management

 

1.4

 

Elect Director Ehud Houminer

 

For

 

For

 

Management

 

1.5

 

Elect Director James A. Lawrence

 

For

 

For

 

Management

 

1.6

 

Elect Director Ray M. Robinson

 

For

 

For

 

Management

 

1.7

 

Elect Director Frederic Salerno

 

For

 

For

 

Management

 

1.8

 

Elect Director Gary L. Tooker

 

For

 

For

 

Management

 

1.9

 

Elect Director Roy Vallee

 

For

 

For

 

Management

 

2

 

Approve Omnibus Stock Plan

 

For

 

For

 

Management

 

3

 

Amend Employee Stock Purchase Plan

 

For

 

For

 

Management

 

4

 

Ratify Auditors

 

For

 

For

 

Management

 

 

BANK OF AMERICA CORP.

 

Ticker:

BAC

Security ID:

060505104

Meeting Date:

MAY 26, 2004

Meeting Type:

Annual

Record Date:

APR 7, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director William Barnet, III

 

For

 

For

 

Management

 

1.2

 

Elect Director Charles W. Coker

 

For

 

For

 

Management

 

1.3

 

Elect Director John T. Collins

 

For

 

For

 

Management

 

1.4

 

Elect Director Gary L. Countryman

 

For

 

For

 

Management

 

1.5

 

Elect Director Paul Fulton

 

For

 

For

 

Management

 

1.6

 

Elect Director Charles K. Gifford

 

For

 

For

 

Management

 

1.7

 

Elect Director Donald E. Guinn

 

For

 

For

 

Management

 

1.8

 

Elect Director James H. Hance, Jr.

 

For

 

For

 

Management

 

1.9

 

Elect Director Kenneth D. Lewis

 

For

 

For

 

Management

 

1.10

 

Elect Director Walter E. Massey

 

For

 

For

 

Management

 

1.11

 

Elect Director Thomas J. May

 

For

 

For

 

Management

 

1.12

 

Elect Director C. Steven McMillan

 

For

 

For

 

Management

 

1.13

 

Elect Director Eugene M. McQuade

 

For

 

For

 

Management

 

1.14

 

Elect Director Patricia E. Mitchell

 

For

 

For

 

Management

 

1.15

 

Elect Director Edward L. Romero

 

For

 

For

 

Management

 

1.16

 

Elect Director Thomas M. Ryan

 

For

 

For

 

Management

 

1.17

 

Elect Director O. Temple Sloan, Jr.

 

For

 

For

 

Management

 

1.18

 

Elect Director Meredith R. Spangler

 

For

 

For

 

Management

 

1.19

 

Elect Director Jackie M. Ward

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

3

 

Change Date of Annual Meeting

 

Against

 

For

 

Shareholder

 

4

 

Adopt Nomination Procedures for the Board

 

Against

 

Against

 

Shareholder

 

5

 

Charitable Contributions

 

Against

 

Against

 

Shareholder

 

6

 

Establish Independent Committee to Review Mutual Fund Policy

 

Against

 

Against

 

Shareholder

 

7

 

Adopt Standards Regarding Privacy and Information Security

 

Against

 

Against

 

Shareholder

 

 

8



 

BANK OF NEW YORK CO., INC., THE

 

Ticker:

BK

Security ID:

064057102

Meeting Date:

APR 13, 2004

Meeting Type:

Annual

Record Date:

FEB 23, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Frank J. Biondi, Jr.

 

For

 

For

 

Management

 

1.2

 

Elect Director Nicholas M. Donofrio

 

For

 

For

 

Management

 

1.3

 

Elect Director Alan R. Griffith

 

For

 

For

 

Management

 

1.4

 

Elect Director Gerald L. Hassell

 

For

 

For

 

Management

 

1.5

 

Elect Director Richard J. Kogan

 

For

 

For

 

Management

 

1.6

 

Elect Director Michael J. Kowalski

 

For

 

For

 

Management

 

1.7

 

Elect Director John A. Luke, Jr.

 

For

 

For

 

Management

 

1.8

 

Elect Director John C. Malone

 

For

 

For

 

Management

 

1.9

 

Elect Director Paul Myners, CBE

 

For

 

For

 

Management

 

1.10

 

Elect Director Robert C. Pozen

 

For

 

For

 

Management

 

1.11

 

Elect Director Catherine A. Rein

 

For

 

For

 

Management

 

1.12

 

Elect Director Thomas A. Renyi

 

For

 

For

 

Management

 

1.13

 

Elect Director William C. Richardson

 

For

 

For

 

Management

 

1.14

 

Elect Director Brian L. Roberts

 

For

 

For

 

Management

 

1.15

 

Elect Director Samuel C. Scott III

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

3

 

Amend Executive Incentive Bonus Plan

 

For

 

For

 

Management

 

4

 

Report on Political Contributions

 

Against

 

Against

 

Shareholder

 

5

 

Limit Executive Compensation

 

Against

 

Against

 

Shareholder

 

6

 

Limit Composition of Committee to Independent Directors

 

Against

 

Against

 

Shareholder

 

7

 

Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote

 

Against

 

For

 

Shareholder

 

 

BAXTER INTERNATIONAL INC.

 

Ticker:

BAX

Security ID:

071813109

Meeting Date:

MAY 4, 2004

Meeting Type:

Annual

Record Date:

MAR 5, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director John D. Forsyth

 

For

 

For

 

Management

 

1.2

 

Elect Director Gail D. Fosler

 

For

 

For

 

Management

 

1.3

 

Elect Director Carole J. Uhrich

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

3

 

Provide for Cumulative Voting

 

Against

 

Against

 

Shareholder

 

 

9



 

BELLSOUTH CORP.

 

Ticker:

BLS

Security ID:

079860102

Meeting Date:

APR 26, 2004

Meeting Type:

Annual

Record Date:

MAR 8, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director James H. Blanchard

 

For

 

Did Not Vote

 

Management

 

1.2

 

Elect Director Armando M. Codina

 

For

 

Did Not Vote

 

Management

 

1.3

 

Elect Director Leo F. Mullin

 

For

 

Did Not Vote

 

Management

 

2

 

Ratify Auditors

 

For

 

Did Not Vote

 

Management

 

3

 

Declassify the Board of Directors

 

For

 

Did Not Vote

 

Management

 

4

 

Approve Omnibus Stock Plan

 

For

 

Did Not Vote

 

Management

 

5

 

Limit Executive Compensation

 

Against

 

Did Not Vote

 

Shareholder

 

6

 

Limit Executive Compensation

 

Against

 

Did Not Vote

 

Shareholder

 

7

 

Report on Political Contributions/Activities

 

Against

 

Did Not Vote

 

Shareholder

 

 

BIOGEN IDEC INC

 

Ticker:

BIIB

Security ID:

449370105

Meeting Date:

NOV 12, 2003

Meeting Type:

Special

Record Date:

SEP 25, 2003

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1

 

Approve Merger Agreement

 

For

 

For

 

Management

 

2

 

Increase Authorized Common Stock

 

For

 

For

 

Management

 

3

 

Approve Omnibus Stock Plan

 

For

 

For

 

Management

 

4

 

Approve Executive Incentive Bonus Plan

 

For

 

For

 

Management

 

5

 

Adjourn Meeting

 

For

 

Against

 

Management

 

 

BIOGEN IDEC INC

 

Ticker:

BIIB

Security ID:

09062X103

Meeting Date:

JUN 16, 2004

Meeting Type:

Annual

Record Date:

APR 20, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Alan Belzer

 

For

 

For

 

Management

 

1.2

 

Elect Director Mary L. Good

 

For

 

For

 

Management

 

1.3

 

Elect Director James C. Mullen

 

For

 

For

 

Management

 

1.4

 

Elect Director Bruce R. Ross

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

 

10



 

BOEING CO., THE

 

Ticker:

BA

Security ID:

097023105

Meeting Date:

MAY 3, 2004

Meeting Type:

Annual

Record Date:

MAR 5, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director John H. Biggs

 

For

 

Did Not Vote

 

Management

 

1.2

 

Elect Director John E. Bryson

 

For

 

Did Not Vote

 

Management

 

1.3

 

Elect Director Linda Z. Cook

 

For

 

Did Not Vote

 

Management

 

1.4

 

Elect Director Rozanne L. Ridgway

 

For

 

Did Not Vote

 

Management

 

2

 

Reduce Supermajority Vote Requirement

 

For

 

Did Not Vote

 

Management

 

3

 

Ratify Auditors

 

For

 

Did Not Vote

 

Management

 

4

 

Develop Ethical Criteria for Military Contracts

 

Against

 

Did Not Vote

 

Shareholder

 

5

 

Adopt Amended Workplace Code of Conduct

 

Against

 

Did Not Vote

 

Shareholder

 

6

 

Declassify the Board of Directors

 

Against

 

Did Not Vote

 

Shareholder

 

7

 

Amend Vote Requirements to Amend Articles/Bylaws/Charter

 

Against

 

Did Not Vote

 

Shareholder

 

8

 

Submit Severance Agreement (Change-in-Control) to Shareholder Vote

 

Against

 

Did Not Vote

 

Shareholder

 

9

 

Adopt a Policy that will Commit Executive & Directors to Hold at least 75% of their Shares

 

Against

 

Did Not Vote

 

Shareholder

 

10

 

Provide Employees Choice of Pension Plans at Retirement or Termination

 

Against

 

Did Not Vote

 

Shareholder

 

 

BRISTOL-MYERS SQUIBB CO.

 

Ticker:

BMY

Security ID:

110122108

Meeting Date:

MAY 4, 2004

Meeting Type:

Annual

Record Date:

MAR 8, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Peter R. Dolan

 

For

 

For

 

Management

 

1.2

 

Elect Director Louis V. Gerstner, Jr.

 

For

 

For

 

Management

 

1.3

 

Elect Director Leif Johansson

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

3

 

Report on Political Contributions/Activities

 

Against

 

Against

 

Shareholder

 

4

 

Cease Political Contributions/Activities

 

Against

 

Against

 

Shareholder

 

5

 

Separate Chairman and CEO Positions

 

Against

 

For

 

Shareholder

 

6

 

Report on Operational Impact of HIV/AIDS, TB, and Malaria Pandemic

 

Against

 

Against

 

Shareholder

 

7

 

Require Affirmative Vote of a Majority of the Shares to Elect Directors

 

Against

 

Against

 

Shareholder

 

 

11



 

BRUNSWICK CORP.

 

Ticker:

BC

Security ID:

117043109

Meeting Date:

APR 28, 2004

Meeting Type:

Annual

Record Date:

MAR 2, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Nolan D. Archibald

 

For

 

For

 

Management

 

1.2

 

Elect Director Jeffrey L. Bleustein

 

For

 

For

 

Management

 

1.3

 

Elect Director Graham H. Phillips

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

 

CARNIVAL CORP.

 

Ticker:

CCL

Security ID:

143658300

Meeting Date:

APR 22, 2004

Meeting Type:

Annual

Record Date:

FEB 23, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Micky Arison

 

For

 

For

 

Management

 

1.2

 

Elect Director Amb Richard G. Capen Jr

 

For

 

For

 

Management

 

1.3

 

Elect Director Robert H. Dickinson

 

For

 

For

 

Management

 

1.4

 

Elect Director Arnold W. Donald

 

For

 

For

 

Management

 

1.5

 

Elect Director Pier Luigi Foschi

 

For

 

For

 

Management

 

1.6

 

Elect Director Howard S. Frank

 

For

 

For

 

Management

 

1.7

 

Elect Director Baroness Hogg

 

For

 

For

 

Management

 

1.8

 

Elect Director A. Kirk Lanterman

 

For

 

For

 

Management

 

1.9

 

Elect Director Modesto A. Maidique

 

For

 

For

 

Management

 

1.10

 

Elect Director John P. Mcnulty

 

For

 

For

 

Management

 

1.11

 

Elect Director Peter Ratcliffe

 

For

 

For

 

Management

 

1.12

 

Elect Director Sir John Parker

 

For

 

For

 

Management

 

1.13

 

Elect Director Stuart Subotnick

 

For

 

For

 

Management

 

1.14

 

Elect Director Uzi Zucker

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

3

 

TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE THE REMUNERATION OF THE INDEPENDENT AUDITORS.

 

For

 

For

 

Management

 

4

 

TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL PERIOD ENDED NOVEMBER 30, 2003.

 

For

 

For

 

Management

 

5

 

TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC.

 

For

 

For

 

Management

 

6

 

TO APPROVE LIMITS ON THE AUTHORITY TO ALLOT SHARES BY CARNIVAL PLC.

 

For

 

For

 

Management

 

7

 

TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS FOR CARNIVAL PLC SHARES.

 

For

 

For

 

Management

 

 

CELESTICA INC.

 

Ticker:

CLS.

Security ID:

15101Q108

Meeting Date:

MAY 5, 2004

Meeting Type:

Annual

Record Date:

MAR 12, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1

 

Elect Robert Crandall, William Etherington, Richard Love, Anthony Melman, Gerald Schwartz, Charles Szuluk, Don Tapscott as Directors

 

For

 

For

 

Management

 

2

 

Approve Auditors and Authorize Board to Fix Remuneration of Auditors

 

For

 

For

 

Management

 

 

12



 

CENDANT CORPORATION

 

Ticker:

CD

Security ID:

151313103

Meeting Date:

APR 20, 2004

Meeting Type:

Annual

Record Date:

FEB 23, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director The Right Honourable Brian Mulroney

 

For

 

For

 

Management

 

1.2

 

Elect Director Ronald L. Nelson

 

For

 

For

 

Management

 

1.3

 

Elect Director Robert W. Pittman

 

For

 

For

 

Management

 

1.4

 

Elect Director Myra J. Biblowit

 

For

 

For

 

Management

 

1.5

 

Elect Director Sheli Z. Rosenberg

 

For

 

For

 

Management

 

2

 

Declassify the Board of Directors

 

For

 

For

 

Management

 

3

 

Ratify Auditors

 

For

 

For

 

Management

 

4

 

Separate Chairman and CEO Positions

 

Against

 

For

 

Shareholder

 

5

 

Limit Executive Compensation

 

Against

 

Against

 

Shareholder

 

 

CEPHALON, INC.

 

Ticker:

CEPH

Security ID:

156708109

Meeting Date:

MAY 13, 2004

Meeting Type:

Annual

Record Date:

MAR 18, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Frank Baldino, Jr., Ph.D.

 

For

 

For

 

Management

 

1.2

 

Elect Director William P. Egan

 

For

 

For

 

Management

 

1.3

 

Elect Director Robert J. Feeney, Ph.D.

 

For

 

For

 

Management

 

1.4

 

Elect Director Martyn D. Greenacre

 

For

 

For

 

Management

 

1.5

 

Elect Director Charles A. Sanders, M.D.

 

For

 

For

 

Management

 

1.6

 

Elect Director Gail R. Wilensky, Ph.D.

 

For

 

For

 

Management

 

1.7

 

Elect Director Dennis L. Winger

 

For

 

For

 

Management

 

1.8

 

Elect Director Horst Witzel, Dr.-Ing.

 

For

 

For

 

Management

 

2

 

Amend Omnibus Stock Plan

 

For

 

For

 

Management

 

 

CHARLES SCHWAB CORP., THE

 

Ticker:

SCH

Security ID:

808513105

Meeting Date:

MAY 17, 2004

Meeting Type:

Annual

Record Date:

MAR 18, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Donald G. Fisher

 

For

 

For

 

Management

 

1.2

 

Elect Director Paula A. Sneed

 

For

 

For

 

Management

 

1.3

 

Elect Director David B. Yoffie

 

For

 

For

 

Management

 

2

 

Approve Omnibus Stock Plan

 

For

 

For

 

Management

 

 

13



 

CIGNA CORP.

 

Ticker:

CI

Security ID:

125509109

Meeting Date:

APR 28, 2004

Meeting Type:

Annual

Record Date:

MAR 1, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Robert H. Campbell

 

For

 

For

 

Management

 

1.2

 

Elect Director Jane E. Henney, M.D.

 

For

 

For

 

Management

 

1.3

 

Elect Director Charles R. Shoemate

 

For

 

For

 

Management

 

1.4

 

Elect Director Louis W. Sullivan, M.D.

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

 

CIRCUIT CITY STORES, INC.

 

Ticker:

CC

Security ID:

172737108

Meeting Date:

JUN 15, 2004

Meeting Type:

Annual

Record Date:

APR 21, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director E.V. Goings

 

For

 

For

 

Management

 

1.2

 

Elect Director James F. Hardymon

 

For

 

For

 

Management

 

1.3

 

Elect Director Allen B. King

 

For

 

For

 

Management

 

1.4

 

Elect Director J. Patrick Spainhour

 

For

 

For

 

Management

 

1.5

 

Elect Director Carolyn Y. Woo

 

For

 

For

 

Management

 

2

 

Amend Employee Stock Purchase Plan

 

For

 

For

 

Management

 

3

 

Amend Non-Employee Director Omnibus Stock Plan

 

For

 

For

 

Management

 

4

 

Ratify Auditors

 

For

 

For

 

Management

 

 

CISCO SYSTEMS, INC.

 

Ticker:

CSCO

Security ID:

17275R102

Meeting Date:

NOV 11, 2003

Meeting Type:

Annual

Record Date:

SEP 12, 2003

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Carol A. Bartz

 

For

 

For

 

Management

 

1.2

 

Elect Director Larry R. Carter

 

For

 

For

 

Management

 

1.3

 

Elect Director John T. Chambers

 

For

 

For

 

Management

 

1.4

 

Elect Director Dr. James F. Gibbons

 

For

 

For

 

Management

 

1.5

 

Elect Director Dr. John L. Hennessy

 

For

 

For

 

Management

 

1.6

 

Elect Director Roderick C. McGeary

 

For

 

For

 

Management

 

1.7

 

Elect Director James C. Morgan

 

For

 

For

 

Management

 

1.8

 

Elect Director John P. Morgridge

 

For

 

For

 

Management

 

1.9

 

Elect Director Donald T. Valentine

 

For

 

For

 

Management

 

1.10

 

Elect Director Steven M. West

 

For

 

For

 

Management

 

1.11

 

Elect Director Jerry Yang

 

For

 

For

 

Management

 

2

 

Amend Employee Stock Purchase Plan

 

For

 

For

 

Management

 

3

 

Ratify Auditors

 

For

 

For

 

Management

 

4

 

Report on Company Products Used by the Government to Monitor the Internet

 

Against

 

Against

 

Shareholder

 

5

 

Report on Pay Disparity

 

Against

 

Against

 

Shareholder

 

 

14



 

CIT GROUP INC

 

Ticker:

CIT

Security ID:

125581108

Meeting Date:

MAY 12, 2004

Meeting Type:

Annual

Record Date:

MAR 26, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director Albert R. Gamper, Jr.

 

For

 

For

 

Management

 

1.2

 

Elect Director Gary C. Butler

 

For

 

For

 

Management

 

1.3

 

Elect Director William A. Farlinger

 

For

 

For

 

Management

 

1.4

 

Elect Director William M. Freeman

 

For

 

For

 

Management

 

1.5

 

Elect Director Hon. Thomas H. Kean

 

For

 

For

 

Management

 

1.6

 

Elect Director Edward J. Kelly, III

 

For

 

For

 

Management

 

1.7

 

Elect Director Marianne Miller Parrs

 

For

 

For

 

Management

 

1.8

 

Elect Director Jeffrey M. Peek

 

For

 

For

 

Management

 

1.9

 

Elect Director John R. Ryan

 

For

 

For

 

Management

 

1.10

 

Elect Director Peter J. Tobin

 

For

 

For

 

Management

 

1.11

 

Elect Director Lois M. Van Deusen

 

For

 

For

 

Management

 

2

 

Ratify Auditors

 

For

 

For

 

Management

 

3

 

Other Business

 

For

 

Against

 

Management

 

 

CITIGROUP INC.

 

Ticker:

C

Security ID:

172967101

Meeting Date:

APR 20, 2004

Meeting Type:

Annual

Record Date:

FEB 27, 2004

 

 

 

#

 

Proposal

 

Mgt Rec

 

Vote Cast

 

Sponsor

 

1.1

 

Elect Director C. Michael Armstrong

 

For

 

For

 

Management

 

1.2

 

Elect Director Alain J.P. Belda

 

For

 

For

 

Management

 

1.3

 

Elect Director George David

 

For

 

For

 

Management

 

1.4

 

Elect Director Kenneth T. Derr