UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT
Pursuant To Section 13 or 15 (d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported):  August 16, 2010

 

DEERFIELD CAPITAL CORP.

(Exact name of registrant as specified in its charter)

 

Maryland

 

1-32551

 

20-2008622

(State or other jurisdiction
of incorporation)

 

(Commission File
Number)

 

(I.R.S. Employer
Identification No.)

 

6250 North River Road, 12th Floor,
Rosemont, IL

 

60018

(Address of principal executive offices)

 

(Zip Code)

 

Registrant’s telephone number, including area code: (773) 380-1600

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

o            Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o            Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o            Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o            Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 


 

Item 2.02         Results of Operations and Financial Condition.

 

On August 16, 2010, Deerfield Capital Corp. (the “Company”) issued a press release announcing its results of operations for the fiscal quarter ended June 30, 2010 (the “Earnings Release”).  A copy of the Earnings Release was furnished as Exhibit 99.1 to the Company’s Current Report on Form 8-K filed on August 16, 2010.  In the Condensed Consolidated Balance Sheets (Unaudited) included in the Earnings Release, the Company inadvertently transposed the June 30, 2010 numbers for “Accumulated Deficit” and “Appropriated retained earnings in Consolidated Investment Products.”  A copy of the corrected Condensed Consolidated Balance Sheets (Unaudited) is furnished as Exhibit 99.1 to this Current Report on Form 8-K.

 

The inadvertent transposition of numbers did not occur in the Company’s Quarterly Report on Form 10-Q filed on August 16, 2010.

 

The information in Item 2.02 of this Current Report on Form 8-K, including the exhibit furnished pursuant to Item 9.01, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities under that Section.  Furthermore, the information in Item 2.02 of this Current Report on Form 8-K, including the exhibit furnished pursuant to Item 9.01, shall not be deemed to be incorporated by reference into the filings of the Company under the Securities Act of 1933.

 

Item 9.01         Financial Statements and Exhibits.

 

(d)           Exhibits.

 

99.1         Corrected Condensed Consolidated Balance Sheets (Unaudited) included in the Press Release issued by the Company on August 16, 2010.

 

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SIGNATURE

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

 

DEERFIELD CAPITAL CORP.

 

 

 

 

 

 

 

By:

/s/ Robert A. Contreras

 

 

Robert A. Contreras

 

 

Senior Vice President, General Counsel

 

 

and Secretary

 

Dated: August 18, 2010

 

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Exhibit Index

 

Exhibit No.

 

Description

 

 

 

99.1

 

Corrected Condensed Consolidated Balance Sheets (Unaudited) included in the Press Release issued by the Company on August 16, 2010.

 

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