SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
May 23, 2016 (May 20, 2016)
DYNEGY INC.
(Exact name of registrant as specified in its charter)
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Delaware |
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001-33443 |
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20-5653152 |
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(State or Other Jurisdiction of Incorporation) |
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(Commission File Number) |
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(I.R.S. Employer Identification No.) |
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601 Travis, Suite 1400, Houston, Texas |
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77002 |
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(Address of principal executive offices) |
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(Zip Code) |
(713) 507-6400
(Registrant’s telephone number, including area code)
N.A.
(Former name or former address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 5.07 Submission of Matters to a Vote of Security Holders.
On May 20, 2016, Dynegy Inc. (“Dynegy”) held its 2016 Annual Meeting of Stockholders. A total of 104,664,741 shares of Dynegy’s common stock were present or represented by proxy at the meeting. During the meeting four proposals were voted upon. The votes were as follows:
Proposal 1 — Election of seven directors to serve until the 2017 Annual Meeting of Stockholders, or until successors have been elected or appointed.
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DIRECTOR |
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VOTES FOR |
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VOTES |
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BROKER |
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Hilary E. Ackermann |
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94,174,603 |
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178,741 |
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10,311,397 |
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Paul M. Barbas |
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93,755,574 |
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597,770 |
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10,311,397 |
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Robert C. Flexon |
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94,155,702 |
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197,642 |
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10,311,397 |
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Richard Lee Kuersteiner |
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93,921,831 |
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431,513 |
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10,311,397 |
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Jeffrey S. Stein |
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93,950,645 |
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402,699 |
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10,311,397 |
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John R. Sult |
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94,172,239 |
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181,105 |
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10,311,397 |
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Pat Wood III |
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93,429,216 |
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924,128 |
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10,311,397 |
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Proposal 2 — Approval, on an advisory basis, of the compensation of Dynegy’s named executive officers described in Dynegy’s 2016 Proxy Statement.
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VOTES FOR |
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VOTES AGAINST |
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ABSTENTIONS |
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BROKER |
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70,689,438 |
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23,584,377 |
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79,529 |
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10,311,397 |
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Proposal 3 — Approval of amendments to Dynegy’s 2012 Long Term Incentive Plan.
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VOTES FOR |
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VOTES AGAINST |
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ABSTENTIONS |
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BROKER |
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85,137,966 |
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9,137,956 |
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77,422 |
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10,311,397 |
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Proposal 4 — Ratification of the appointment of Ernst and Young LLP as Dynegy’s independent registered public accountants for the fiscal year ending December 31, 2016.
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VOTES FOR |
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VOTES AGAINST |
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ABSTENTIONS |
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104,358,987 |
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250,253 |
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55,501 |
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SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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DYNEGY INC. | |
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(Registrant) | |
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Dated: May 23, 2016 |
By: |
/s/ Catherine C. James |
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Name: |
Catherine C. James |
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Title: |
Executive Vice President, General Counsel and Chief Compliance Officer |