Registration File Nos. 333-104218 and 811-21328

As filed with the Securities and Exchange Commission on May 21, 2018

 

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

FORM N-1A

 

 

REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933

 

x

 

 

 

 

 

Pre-Effective Amendment No.

 

o

 

Post-Effective Amendment No. 42

 

x

 

 

 

 

and/or

 

 

 

 

 

REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940

 

x

 

 

 

 

 

Amendment No. 44

 

 

(Check appropriate box or boxes)

 

SMA RELATIONSHIP TRUST

(Exact Name of Registrant as Specified in Charter)

 

One North Wacker Drive, Chicago, Illinois 60606

(Address of Principal Executive Offices)  (Zip Code)

 

(212) 713-3000

(Registrant’s Telephone Number, including Area Code)

 

Mark F. Kemper, Esq.

UBS Asset Management (Americas) Inc.

One North Wacker Drive

Chicago, Illinois 60606

(Name and Address of Agent for Service of Process)

 

With Copies to:

 

Bruce G. Leto, Esq.

Stradley Ronon Stevens & Young, LLP

2005 Market Street, Suite 2600

Philadelphia, PA 19103

 

Approximate Date of Proposed Public Offering:   As soon as practical after the effective date of this registration statement.

 

It is proposed that this filing will become effective (check appropriate box):

 

x           immediately upon filing pursuant to paragraph (b) of Rule 485

o            on (date) pursuant to paragraph (b) of Rule 485

o            60 days after filing pursuant to paragraph (a)(1) of Rule 485

o            on (date) pursuant to paragraph (a)(1) of Rule 485

o            75 days after filing pursuant to paragraph (a)(2) of Rule 485

o            on (date) pursuant to paragraph (a)(2) of Rule 485

 

If appropriate, check the following box:

 

o                                    This post-effective amendment designates a new effective date for a previously filed post-effective amendment.

 

 

 



 

SIGNATURES

 

Pursuant to the requirements of the Securities Act of 1933, as amended (the “Securities Act”) and the Investment Company Act of 1940, as amended, the Registrant certifies that it meets all of the requirements for effectiveness of this Registration Statement under Rule 485(b) under the Securities Act and has duly caused this Registration Statement to be signed on its behalf by the undersigned, duly authorized, in the City of New York, and State of New York on the 21st day of May 2018.

 

 

SMA Relationship Trust

 

 

 

 

 

By:

/s/ Mark E. Carver

 

 

Mark E. Carver*

 

 

President and Principal Executive Officer

 

Pursuant to the requirements of the Securities Act, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated:

 

Signature

 

Title

 

Date

 

 

 

 

 

/s/ Mark E. Carver

 

President and Principal Executive Officer

 

May 21, 2018

Mark E. Carver*

 

 

 

 

 

 

 

 

 

/s/ Frank K. Reilly

 

Chairman and Trustee

 

May 21, 2018

Frank K. Reilly*

 

 

 

 

 

 

 

 

 

/s/ Joanne Kilkeary

 

Principal Accounting Officer and Treasurer

 

May 21, 2018

Joanne Kilkeary *

 

 

 

 

 

 

 

 

 

/s/ Adela Cepeda

 

Trustee

 

May 21, 2018

Adela Cepeda*

 

 

 

 

 

 

 

 

 

/s/ J. Mikesell Thomas

 

Trustee

 

May 21, 2018

J. Mikesell Thomas*

 

 

 

 

 

 

 

 

 

/s/ Abbie J. Smith

 

Trustee

 

May 21, 2018

Abbie J. Smith*

 

 

 

 

 

 

 

 

 

/s/ John J. Murphy

 

Trustee

 

May 21, 2018

John J. Murphy*

 

 

 

 

 

 

 

* By:

/s/ William T. MacGregor

 

 

 

 

William T. MacGregor, Attorney-in-Fact

 

 

 

 

(Pursuant to Powers of Attorney incorporated herein by reference)

 

 

 



 

EXHIBIT INDEX

 

Index No.

 

Description of Exhibit

 

 

 

EX-101.INS

 

XBRL Instance Document

EX-101.SCH

 

XBRL Taxonomy Extension Schema Document

EX-101.CAL

 

XBRL Taxonomy Extension Calculation Linkbase

EX-101.DEF

 

XBRL Taxonomy Extension Definition Linkbase

EX-101.LAB

 

XBRL Taxonomy Extension Labels Linkbase

EX-101.PRE

 

XBRL Taxonomy Extension Presentation Linkbase