1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
04/20/2016(1)
|
04/19/2025 |
Common Stock
|
10,000
|
$
52.64
|
D
|
Â
|
Stock Option (Right to Buy)
|
02/01/2017(1)
|
01/31/2026 |
Common Stock
|
2,000
|
$
24.42
|
D
|
Â
|
Stock Option (Right to Buy)
|
09/09/2016(2)
|
08/08/2026 |
Common Stock
|
5,000
|
$
10.78
|
D
|
Â
|
Stock Option (Right to Buy)
|
02/01/2018(1)
|
01/31/2027 |
Common Stock
|
2,352
|
$
12.68
|
D
|
Â
|
Stock Option (Right to Buy)
|
12/01/2018(1)
|
11/30/2027 |
Common Stock
|
10,000
|
$
8.86
|
D
|
Â
|
Stock Option (Right to Buy)
|
03/01/2019(1)
|
03/08/2028 |
Common Stock
|
2,000
|
$
7.85
|
D
|
Â
|
Stock Option (Right to Buy)
|
09/01/2018(3)
|
07/31/2028 |
Common Stock
|
25,000
|
$
3.17
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Grant to the Reporting Person of a stock option under the 2009 Equity Incentive Plan (the "Plan"). The option vests over a four-year period, with 25% of such option vesting on the one-year anniversary of the vesting commencement date and the remaining 75% of such option vesting in equal monthly installments over the next 36 months, provided that at the relevant vesting dates the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan. The option expires ten years after the date of grant. |
(2) |
Grant to the Reporting Person of a stock option under the Plan. The option vests and becomes exercisable in a series of 36 successive equal monthly installments beginning on September 9, 2016, provided that at the relevant vesting dates the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan. The option expires ten years after the date of grant. |
(3) |
Grant to the Reporting Person of a stock option under the Plan. The option vests and becomes exercisable in a series of 48 successive equal monthly installments beginning on September 1, 2018, provided that at the relevant vesting dates the Reporting Person's continuous service to the Issuer has not been terminated as defined in or as determined under the Plan. The option expires ten years after the date of grant. |