1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Restricted Stock Units
|
Â
(1)
|
Â
(1)
|
Common Stock
|
35,075
|
$
(2)
|
D
|
Â
|
Restricted Stock Units
|
Â
(3)
|
Â
(3)
|
Common Stock
|
50,000
|
$
(2)
|
D
|
Â
|
Restricted Stock Units
|
Â
(4)
|
Â
(4)
|
Common Stock
|
15,840
|
$
(2)
|
D
|
Â
|
Stock Appreciation Rights
|
Â
(5)
|
04/05/2018 |
Common Stock
|
44,010
|
$
40.87
|
D
|
Â
|
Stock Appreciation Rights
|
Â
(6)
|
12/19/2018 |
Common Stock
|
1,250
|
$
8.01
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
These restricted stock units will vest in two parts: 17,537 units on 4/16/2014 and 17,538 units on 4/16/2016. |
(2) |
Each restricted stock unit represents a contingent right to receive one share of WSM common stock. |
(3) |
These restricted stock units vest fully on 3/25/2014. |
(4) |
These restricted stock units will vest in two equal parts on 4/5/2013 and 4/5/2015. |
(5) |
Of these stock appreciation rights, 11,003 are fully vested and exercisable, 11,003 vest on 4/5/2013, and 11,002 vest on each of 4/5/2014 and 4/5/2015. |
(6) |
These stock appreciation rights are fully vested and immediately exercisable. |