UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): September 4, 2013
MERRIMAN HOLDINGS, INC.
(Exact Name of Registrant as Specified in Charter)
Delaware | 001-15831 | 11-2936371 | ||
(State or Other Jurisdiction | (Commission File Number) | (IRS Employer | ||
of Incorporation) | Identification No.) |
600 California Street, 9th Floor,
San Francisco, California 94108
(Address of Principal Executive Offices) (Zip Code)
Registrant's telephone number, including area code (415) 248-5600
(Former Name or Former Address, if Changed Since Last Report)
Item 1.01 | Entry into a Material Definitive Agreement. |
On September 4, 2013, the Company entered into a definitive agreement Distribution Networks LLC for the purchase of transaction platform software assets for its Financial Entrepreneur Platform. Under the agreement the Company paid 833,333 shares of stock and $20,000 in cash and is obligated to pay a further 1,811,594 shares of stock and $93,000 in cash provided certain performance criteria and delivery requirements in the agreement are satisfied. |
Item 9.01(d) | Exhibits |
99.1 | Press release dated September 10, 2013 announcing asset purchase. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Merriman Holdings, Inc. | ||
Date: September 10, 2013 | By: | /s/ D. JONATHAN MERRIMAN |
D. Jonathan Merriman | ||
Chief Executive Officer |