UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Employee Stock Option (Right to Buy) (1) | Â (1) | 10/19/2028 | Common Stock | 200,000 | $ 9.18 | D | Â |
Employee Stock Option (Right to Buy) (2) | Â (2) | 10/19/2028 | Common Stock | 1,359,855 | $ 9.18 | I | By Husband |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Hoang Tsvetelina P 5 WEST FORSYTH STREET SUITE 200 JACKSONVILLE, FL 32202 |
 |  |  VP, Research and Development |  |
/s/ Mark A. Catchur as Attorney-In-Fact | 12/28/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Represents options granted under the Company's 2014 Omnibus Stock Ownership Plan, as amended for service as the Company's Vice President, Research and Development. One quarter of the shares vest on the first anniversary of the grant date, the remainder of the shares vest in monthly installments over a three year period upon the continued employment of the Reporting Person by the Company through the vesting dates. The option exercise price is the closing price on the date of the grant, October 19, 2018. |
(2) | Represents options granted under the Company's 2014 Omnibus Stock Ownership Plan, as amended to Peter Hoang, Dr. Hoang's husband serves as the Company's Chief Executive Officer and President. The options vested and were exercisable immediately. The option exercise price is the closing price on the date of the grant, October 19, 2018. |
 Remarks: * Mr. Mark A. Catchur is signing as Attorney-in-Fact pursuant to power of attorney dated December 21, 2018 granted by the Reporting Person, a copy of which is filed as an exhibit and incorporated herein by reference. |