UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to Buy) | Â (2) | 09/22/2020 | Common Stock | 18,750 | $ 16 | D | Â |
Stock Option (Right to Buy) | Â (2) | 03/11/2021 | Common Stock | 14,447 | $ 15.23 | D | Â |
Stock Option (Right to Buy) | Â (2) | 04/05/2022 | Common Stock | 12,821 | $ 23.94 | D | Â |
Operating Partnership Units | 09/28/2011 | Â (3) | Common Stock | 16,622 | $ (4) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rockwood Robert K. C/O CORESITE REALTY CORPORATION 1050 17TH STREET, SUITE 800 DENVER, CO 80265 |
 |  |  SVP & General Manager |  |
/s/ Derek S. McCandless, Attorney-in-Fact | 05/25/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Includes 23,557 shares of unvested restricted stock awards granted to the reporting person under the issuer's 2010 Equity Incentive Plan. The unvested restricted stock vests as follows: (i) 6,271 shares vest in two equal installments on September 28, 2012 and September 28, 2013, (ii) 3,750 shares vest in three equal annual installments on September 28, 2012, September 28, 2013 and September 28, 2014, (iii) 4,727 shares vest in three equal annual installments on March 11, 2013, March 11, 2014 and March 11, 2015, (iv) 2,556 shares vest on March 5, 2013 and (v) 6,253 shares vest in four equal installments beginning on April 5, 2013, in each case provided that the reporting person remains employed by the issuer as of each vesting date. |
(2) | The stock options vest and become exercisable in four equal annual installments beginning on first anniversary of the grant date, provided that the reporting person remains employed by the issuer as of each vesting date. |
(3) | The Operating Partnership Units have no expiration date. |
(4) | The Operating Partnership Units are redeemable for cash or, at the option of the issuer, exchangable into shares of the issuer's common stock on a one-for-one basis. |