Liberty All-Star Equity Fund N-PX

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

Investment Company Act file number: 811-04809

Liberty All-Star Equity Fund

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1100, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

Tane T. Tyler

ALPS Fund Services, Inc.

1290 Broadway, Suite 1100

Denver, Colorado 80203

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: (303) 623-2577

Date of fiscal year end: December 31

Date of reporting period: July 1, 2010 - June 30, 2011


Item 1 – Proxy Voting Record.


********************************************************  FORM N-Px REPORT  ****************************************************

ICA File Number: 811-04809

Reporting Period: 07/01/2010 – 06/30/2011

Liberty All-Star Equity Fund

 

 

==============================  LIBERTY ALL-STAR EQUITY FUND  ================================

 

ACE LIMITED         
Ticker:   ACE   Security ID:   H0023R105   
Meeting Date:   MAY 18, 2011   Meeting Type:   Annual   
Record Date:   MAR 30, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Evan G. Greenberg as Director    For   For   Management

1.2

   Elect Leo F. Mullin as Director    For   For   Management

1.3

   Elect Olivier Steimer as Director    For   For   Management

1.4

   Elect Michael P. Connors as Director    For   For   Management

1.5

   Elect Eugene B. Shanks, Jr as Director    For   For   Management

1.6

   Elect John A. Krol as Director    For   For   Management

2.1

   Approve Annual Report    For   For   Management

2.2

   Accept Statutory Financial Statements    For   For   Management

2.3

   Accept Consolidated Financial Statements    For   For   Management

3

   Approve Allocation of Income and Dividends    For   For   Management

4

   Approve Discharge of Board and Senior Management    For   For   Management

5.1

   Ratify PricewaterhouseCoopers AG as Auditors    For   For   Management

5.2

   Ratify Ratify PricewaterhouseCoopers LLC as Independent Registered Public Accounting Firm as Auditors    For   For   Management

5.3

   Ratify BDO AG as Special Auditors    For   For   Management

6

   Approve Dividend Distribution from Legal Reserves    For   For   Management

7

   Advisory Vote to Ratify Named Executive For Officers’ Compensation    Against   Management  

8

   Advisory Vote on Say on Pay Frequency    None   One Year   Management

 

 

 

ACME PACKET, INC.   
Ticker:   APKT   Security ID:   004764106   
Meeting Date:   MAY 05, 2011   Meeting Type:   Annual   
Record Date:   MAR 15, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Gary J. Bowen    For   For   Management

1.2

   Elect Director Robert C. Hower    For   For   Management

2

   Advisory Vote to Ratify Named Executive    For   For   Management

 

Page 1


   Officers’ Compensation       

3

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

4

   Approve Qualified Employee Stock Purchase Plan    For   For   Management

5

   Ratify Auditors    For   For   Management

 

 

 

AEGEAN MARINE PETROLEUM NETWORK INC
Ticker:   ANW   Security ID:   Y0017S102   
Meeting Date:   MAY 12, 2011   Meeting Type:   Annual   
Record Date:   APR 01, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Peter C. Georgiopoulos as Director    For   Withhold   Management

1.2

   Elect John P. Tavlarios as Director    For   Withhold   Management

1.3

   Elect Spyridon Fokas as Director    For   Withhold   Management

2

   Ratify Deloitte Hadjipavlou Sofianos & Cambanis S.A. as Auditors    For   For   Management

 

 

 

AETNA INC.
Ticker:   AET   Security ID:   00817Y108   
Meeting Date:   MAY 20, 2011   Meeting Type:   Annual   
Record Date:   MAR 18, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Mark T. Bertolini    For   For   Management

2

   Elect Director Frank M. Clark    For   For   Management

3

   Elect Director Betsy Z. Cohen    For   For   Management

4

   Elect Director Molly J. Coye    For   For   Management

5

   Elect Director Roger N. Farah    For   For   Management

6

   Elect Director Barbara Hackman Franklin    For   For   Management

7

   Elect Director Jeffrey E. Garten    For   For   Management

8

   Elect Director Gerald Greenwald    For   For   Management

9

   Elect Director Ellen M. Hancock    For   For   Management

10

   Elect Director Richard J. Harrington    For   For   Management

11

   Elect Director Edward J. Ludwig    For   For   Management

12

   Elect Director Joseph P. Newhouse    For   For   Management

13

   Ratify Auditors    For   For   Management

14

   Amend Omnibus Stock Plan    For   For   Management

15

   Approve Qualified Employee Stock Purchase Plan    For   For   Management

16

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

17

   Advisory Vote on Say on Pay Frequency    None   One Year   Management

18

   Provide for Cumulative Voting    Against   For   Shareholder

19

   Require Independent Board Chairman    Against   For   Shareholder

 

 

 

AFLAC INCORPORATED
Ticker:   AFL   Security ID:   001055102   
Meeting Date:   MAY 02, 2011   Meeting Type:   Annual   
Record Date:   FEB 23, 2011       

 

Page 2


#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Daniel P. Amos    For   For   Management

2

   Elect Director John Shelby Amos II    For   For   Management

3

   Elect Director Paul S. Amos II    For   For   Management

4

   Elect Director Michael H. Armacost    For   For   Management

5

   Elect Director Kriss Cloninger III    For   For   Management

6

   Elect Director Elizabeth J. Hudson    For   For   Management

7

   Elect Director Douglas W. Johnson    For   For   Management

8

   Elect Director Robert B. Johnson    For   For   Management

9

   Elect Director Charles B. Knapp    For   For   Management

10

   Elect Director E. Stephen Purdom    For   For   Management

11

   Elect Director Barbara K. Rimer    For   For   Management

12

   Elect Director Marvin R. Schuster    For   For   Management

13

   Elect Director David Gary Thompson    For   For   Management

14

   Elect Director Robert L. Wright    For   For   Management

15

   Elect Director Takuro Yoshida    For   For   Management

16

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

17

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

18

   Ratify Auditors    For   For   Management

 

 

 

ALCOA INC.
Ticker:   AA   Security ID:   013817101   
Meeting Date:   MAY 06, 2011   Meeting Type:   Annual   
Record Date:   FEB 11, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Klaus Kleinfeld    For   For   Management

1.2

   Elect Director James W. Owens    For   For   Management

1.3

   Elect Director Ratan N. Tata    For   For   Management

2

   Ratify Auditor    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

5

   Approve Executive Incentive Bonus Plan    For   For   Management

6

   Reduce Supermajority Vote Requirement Relating to Fair Price Protection    For   For   Management

7

   Reduce Supermajority Vote Requirement Relating to Director Elections    For   For   Management

8

   Reduce Supermajority Vote Requirement    For   For   Management
   Relating to the Removal of Directors       

9

   Provide Right to Act by Written Consent    Against   For   Shareholder

10

   Declassify the Board of Directors    Against   For   Shareholder

 

 

 

ALLEGHENY ENERGY, INC.
Ticker:   AYE   Security ID:   017361106   
Meeting Date:   SEP 14, 2010   Meeting Type:   Special   
Record Date:   JUL 16, 2010       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Approve Merger Agreement    For   For   Management

2

   Adjourn Meeting    For   For   Management

 

Page 3


 

 

ALLERGAN, INC.
Ticker:   AGN   Security ID:   018490102   
Meeting Date:   MAY 03, 2011   Meeting Type:   Annual   
Record Date:   MAR 04, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Deborah Dunsire    For   For   Management

2

   Elect Director Trevor M. Jones    For   For   Management

3

   Elect Director Louis J. Lavigne, Jr.    For   For   Management

4

   Ratify Auditors    For   For   Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

6

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

7

   Approve Executive Incentive Bonus Plan    For   For   Management

8

   Approve Omnibus Stock Plan    For   For   Management

9

   Declassify the Board of Directors    For   For   Management

 

 

 

AMAZON.COM, INC.
Ticker:   AMZN   Security ID:   023135106   
Meeting Date:   JUN 07, 2011   Meeting Type:   Annual   
Record Date:   APR 11, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Jeffrey P. Bezos    For   For   Management

2

   Elect Director Tom A. Alberg    For   For   Management

3

   Elect Director John Seely Brown    For   For   Management

4

   Elect Director William B. Gordon    For   For   Management

5

   Elect Director Alain Monie    For   For   Management

6

   Elect Director Jonathan J. Rubinstein    For   For   Management

7

   Elect Director Thomas O. Ryder    For   For   Management

8

   Elect Director Patricia Q. Stonesifer    For   For   Management

9

   Ratify Auditors    For   For   Management

10

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

11

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

12

   Amend Bylaws-- Call Special Meetings    Against   For   Shareholder

13

   Report on Climate Change    Against   For   Shareholder

 

 

 

AMERICAN EXPRESS COMPANY
Ticker:   AXP   Security ID:   025816109   
Meeting Date:   MAY 02, 2011   Meeting Type:   Annual   
Record Date:   MAR 04, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Daniel F. Akerson    For   For   Management

1.2

   Elect Director Charlene Barshefsky    For   For   Management

1.3

   Elect Director Ursula M. Burns    For   For   Management

1.4

   Elect Director Kenneth I. Chenault    For   For   Management

1.5

   Elect Director Peter Chernin    For   For   Management

 

Page 4


1.6

   Elect Director Theodore J. Leonsis    For   For   Management

1.7

   Director Jan Leschly    For   For   Management

1.8

   Director Richard C. Levin    For   For   Management

1.9

   Director Richard A. McGinn    For   For   Management

1.10

   Director Edward D. Miller    For   For   Management

1.11

   Director Steven S. Reinemund    For   For   Management

1.12

   Director Robert D. Walter    For   For   Management

1.13

   Director Ronald A. Williams    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

5

   Provide for Cumulative Voting    Against   For   Shareholder

6

   Amend Bylaws-- Call Special Meetings    Against   For   Shareholder

 

 

 

AMERICAN TOWER CORPORATION
Ticker:   AMT   Security ID:   029912201   
Meeting Date:   MAY 18, 2011   Meeting Type:   Annual   
Record Date:   MAR 22, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Raymond P. Dolan    For   For   Management

2

   Elect Director Ronald M. Dykes    For   For   Management

3

   Elect Director Carolyn F. Katz    For   For   Management

4

   Elect Director Gustavo Lara Cantu    For   For   Management

5

   Elect Director Joann A. Reed    For   For   Management

6

   Elect Director Pamela D.A. Reeve    For   For   Management

7

   Elect Director David E. Sharbutt    For   For   Management

8

   Elect Director James D. Taiclet, Jr.    For   For   Management

9

   Elect Director Samme L. Thompson    For   For   Management

10

   Ratify Auditors    For   For   Management

11

   Reduce Supermajority Vote Requirement    For   For   Management

12

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

13

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

 

 

 

ANADARKO PETROLEUM CORPORATION
Ticker:   APC   Security ID:   032511107   
Meeting Date:   MAY 17, 2011   Meeting Type:   Annual   
Record Date:   MAR 22, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director John R. Butler, Jr.    For   For   Management

2

   Elect Director Kevin P. Chilton    For   For   Management

3

   Elect Director Luke R. Corbett    For   Against   Management

4

   Elect Director H. Paulett Eberhart    For   For   Management

5

   Elect Director Preston M. Geren, III    For   For   Management

6

   Elect Director John R. Gordon    For   For   Management

7

   Elect Director James T. Hackett    For   For   Management

8

   Ratify Auditors    For   For   Management

9

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

10

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

11

   Amend EEO Policy to Prohibit    Against   For   Shareholder

 

Page 5


   Discrimination based on Gender Identity       

12

   Require Independent Board Chairman    Against   For   Shareholder

13

   Pro-rata Vesting of Equity Plans    Against   For   Shareholder

14

   Report on Political Contributions    Against   For   Shareholder

 

 

 

ANALOG DEVICES, INC.
Ticker:   ADI   Security ID:   032654105   
Meeting Date:   MAR 08, 2011   Meeting Type:   Annual   
Record Date:   JAN 14, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Ray Stata    For   For   Management

2

   Elect Director Jerald G. Fishman    For   For   Management

3

   Elect Director James A. Champy    For   For   Management

4

   Elect Director John L. Doyle    For   For   Management

5

   Elect Director John C. Hodgson    For   For   Management

6

   Elect Director Yves-Andre Istel    For   For   Management

7

   Elect Director Neil Novich    For   For   Management

8

   Elect Director F. Grant Saviers    For   For   Management

9

   Elect Director Paul J. Severino    For   For   Management

10

   Elect Director Kenton J. Sicchitano    For   For   Management

11

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

12

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

13

   Ratify Auditors    For   For   Management

 

 

 

ANNALY CAPITAL MANAGEMENT INC.

Ticker:   NLY   Security ID:   035710409   
Meeting Date:   JUN 23, 2011   Meeting Type:   Annual   
Record Date:   MAR 30, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Michael A. J. Farrell    For   For   Management

2

   Elect Director Jonathan D. Green    For   Against   Management

3

   Elect Director John A. Lambiase    For   For   Management

4

   Increase Authorized Capital Stock    For   For   Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

6

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

7

   Ratify Auditors    For   For   Management

 

 

 

APPLE INC.
Ticker:   AAPL   Security ID:   037833100   
Meeting Date:   FEB 23, 2011   Meeting Type:   Annual   
Record Date:   DEC 27, 2010       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director William V. Campbell    For   For   Management

1.2

   Elect Director Millard S. Drexler    For   For   Management

 

Page 6


1.3

   Elect Director Albert A. Gore, Jr.    For   For   Management

1.4

   Elect Director Steven P. Jobs    For   For   Management

1.5

   Elect Director Andrea Jung    For   For   Management

1.6

   Elect Director Arthur D. Levinson    For   For   Management

1.7

   Elect Director Ronald D. Sugar    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

5

   Adopt Policy on Succession Planning    Against   For   Shareholder

6

   Require a Majority Vote for the Election of Directors    Against   For   Shareholder

 

 

 

ARCH COAL, INC.
Ticker:   ACI   Security ID:   039380100   
Meeting Date:   APR 28, 2011   Meeting Type:   Annual   
Record Date:   FEB 28, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director James R. Boyd    For   For   Management

1.2

   Elect Director John W. Eaves    For   For   Management

1.3

   Elect Director David D. Freudenthal    For   For   Management

1.4

   Elect Director Douglas H. Hunt    For   For   Management

1.5

   Elect Director J. Thomas Jones    For   For   Management

1.6

   Elect Director A. Michael Perry    For   For   Management

1.7

   Elect Director Peter I. Wold    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

 

 

 

ARCHER-DANIELS-MIDLAND COMPANY
Ticker:   ADM   Security ID:   039483102   
Meeting Date:   NOV 04, 2010   Meeting Type:   Annual   
Record Date:   SEP 09, 2010       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director George W. Buckley    For   For   Management

2

   Elect Director Mollie Hale Carter    For   For   Management

3

   Elect Director Pierre Dufour    For   For   Management

4

   Elect Director Donald E. Felsinger    For   For   Management

5

   Elect Director Victoria F. Haynes    For   For   Management

6

   Elect Director Antonio Maciel Neto    For   For   Management

7

   Elect Director Patrick J. Moore    For   For   Management

8

   Elect Director Thomas F. O’Neill    For   For   Management

9

   Elect Director Kelvin R. Westbrook    For   For   Management

10

   Elect Director Patricia A. Woertz    For   For   Management

11

   Ratify Auditors    For   For   Management

12

   Adopt Policy to Prohibit Political Spending    Against   Against   Shareholder

13

   Report on Political Contributions    Against   For   Shareholder

 

 

 

Page 7


ARM HOLDINGS PLC
Ticker:   ARM   Security ID:   042068106   
Meeting Date:   MAY 12, 2011   Meeting Type:   Annual   
Record Date:   APR 04, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Accept Financial Statements and    For   For   Management
   Statutory Reports       

2

   Approve Final Dividend    For   For   Management

3

   Approve Remuneration Report    For   For   Management

4

   Elect Larry Hirst as Director    For   For   Management

5

   Elect Janice Roberts as Director    For   For   Management

6

   Elect Andy Green as Director    For   For   Management

7

   Re-elect Doug Dunn as Director    For   For   Management

8

   Re-elect Warren East as Director    For   For   Management

9

   Re-elect Tudor Brown as Director    For   For   Management

10

   Re-elect Mike Inglis as Director    For   For   Management

11

   Re-elect Mike Muller as Director    For   For   Management

12

   Re-elect Kathleen O’Donovan as Director    For   For   Management

13

   Re-elect Philip Rowley as Director    For   For   Management

14

   Re-elect Tim Score as Director    For   For   Management

15

   Re-elect Simon Segars as Director    For   For   Management

16

   Re-elect Young Sohn as Director    For   For   Management

17

   Reappoint PricewaterhouseCoopers LLP as Auditors of the Company    For   For   Management

18

   Authorise Board to Fix Remuneration of Auditors    For   For   Management

19

   Authorise Issue of Equity with Pre-emptive Rights    For   For   Management

20

   Authorise Issue of Equity without Pre-emptive Rights    For   For   Management

21

   Authorise Market Purchase    For   For   Management

22

   Authorise the Company to Call EGM with Two Weeks’ Notice    For   For   Management

 

 

 

ASSURED GUARANTY LTD.
Ticker:   AGO   Security ID:   G0585R106   
Meeting Date:   MAY 04, 2011   Meeting Type:   Annual   
Record Date:   MAR 09, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Francisco L. Borges as Director    For   For   Management

1.2

   Elect Patrick W. Kenny as Director    For   For   Management

1.3

   Elect Robin Monro-Davies as Director    For   For   Management

1.4

   Elect Michael T. O’Kane as Director    For   For   Management

1.5

   Elect Howard Albert as Director of Assured Guaranty Re Ltd    For   For   Management

1.6

   Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd    For   For   Management

1.7

   Elect Russell Brewer II as Director of Assured Guaranty Re Ltd    For   For   Management

1.8

   Elect Gary Burnet as Director of Assured Guaranty Re Ltd    For   For   Management

1.9

   Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd    For   For   Management

1.10

   Elect James M. Michener as Director of Assured Guaranty Re Ltd    For   For   Management

1.11

   Elect Robert B. Mills as Director of    For   For   Management

 

Page 8


   Assured Guaranty Re Ltd       

1.12

   Elect Kevin Pearson as Director of Assured Guaranty Re Ltd    For   For   Management

2

   Declassify the Board of Directors    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

5

   Ratify PricewaterhouseCoopers LLP as Auditors    For   For   Management

6

   Ratify PricewaterhouseCoopers LLP as Auditors of Assured Guaranty Re    For   For   Management

 

 

 

AVNET, INC.         
Ticker:   AVT   Security ID:   053807103   
Meeting Date:   NOV 05, 2010   Meeting Type:   Annual   
Record Date:   SEP 08, 2010       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Eleanor Baum    For   For   Management

1.2

   Elect Director J. Veronica Biggins    For   Withhold   Management

1.3

   Elect Director Ehud Houminer    For   Withhold   Management

1.4

   Elect Director Frank R. Noonan    For   For   Management

1.5

   Elect Director Ray M. Robinson    For   For   Management

1.6

   Elect Director William H. Schumann III    For   For   Management

1.7

   Elect Director William P. Sullivan    For   Withhold   Management

1.8

   Elect Director Gary L. Tooker    For   Withhold   Management

1.9

   Elect Director Roy Vallee    For   For   Management

2

   Approve Omnibus Stock Plan    For   For   Management

3

   Ratify Auditors    For   For   Management

 

 

 

AVON PRODUCTS, INC.     
Ticker:   AVP   Security ID:   054303102   
Meeting Date:   MAY 05, 2011   Meeting Type:   Annual   
Record Date:   MAR 17, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director W. Don Cornwell    For   For   Management

1.2

   Elect Director V. Ann Hailey    For   For   Management

1.3

   Elect Director Fred Hassan    For   For   Management

1.4

   Elect Director Andrea Jung    For   For   Management

1.5

   Elect Director Maria Elena Lagomasino    For   For   Management

1.6

   Elect Director Ann S. Moore    For   For   Management

1.7

   Elect Director Paul S. Pressler    For   For   Management

1.8

   Elect Director Gary M. Rodkin    For   For   Management

1.9

   Elect Director Paula Stern    For   For   Management

1.10

   Elect Director Lawrence A. Weinbach    For   For   Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

3

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

4

   Ratify Auditors    For   For   Management

5

   Reduce Supermajority Vote Requirement    For   For   Management

 

 

 

Page 9


AXIS CAPITAL HOLDINGS LIMITED   
Ticker:   AXS   Security ID:   G0692U109   
Meeting Date:   MAY 05, 2011   Meeting Type:   Annual   
Record Date:   MAR 07, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Robert L. Friedman as Director    For   For   Management

1.2

   Elect Donald J. Greene as Director    For   For   Management

1.3

   Elect Cheryl-Ann Lister as Director    For   For   Management

1.4

   Elect Thomas C. Ramey as Director    For   For   Management

1.5

   Elect Wilhelm Zeller as Director    For   For   Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

3

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

4

   Ratify Deloitte & Touche Ltd as Auditors    For   For   Management

 

 

 

BANK OF AMERICA CORPORATION   
Ticker:   BAC   Security ID:   060505104   
Meeting Date:   MAY 11, 2011   Meeting Type:   Annual   
Record Date:   MAR 16, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Mukesh D. Ambani    For   For   Management

2

   Elect Director Susan S. Bies    For   For   Management

3

   Elect Director Frank P. Bramble, Sr.    For   For   Management

4

   Elect Director Virgis W. Colbert    For   For   Management

5

   Elect Director Charles K. Gifford    For   For   Management

6

   Elect Director Charles O. Holliday, Jr.    For   For   Management

7

   Elect Director D. Paul Jones, Jr.    For   For   Management

8

   Elect Director Monica C. Lozano    For   For   Management

9

   Elect Director Thomas J. May    For   For   Management

10

   Elect Director Brian T. Moynihan    For   For   Management

11

   Elect Director Donald E. Powell    For   For   Management

12

   Elect Director Charles O. Rossotti    For   For   Management

13

   Elect Director Robert W. Scully    For   For   Management

14

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

15

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

16

   Ratify Auditors    For   For   Management

17

   Disclose Prior Government Service    Against   Against   Shareholder

18

   Provide Right to Act by Written Consent Against    For   Shareholder  

19

   Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations    Against   For   Shareholder

20

   Report on Lobbying Expenses    Against   For   Shareholder

21

   Report on Collateral in Derivatives Trading    Against   For   Shareholder

22

   Restore or Provide for Cumulative Voting    Against   For   Shareholder

23

   Claw-back of Payments under Restatements    Against   For   Shareholder

24

   Prohibit Certain Relocation Benefits to Against Senior Executives    For   Shareholder  

 

 

 

Page 10


BB&T CORPORATION       
Ticker:   BBT   Security ID:   054937107   
Meeting Date:   APR 26, 2011   Meeting Type:   Annual   
Record Date:   FEB 23, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director John A. Allison IV    For   For   Management

1.2

   Elect Director Jennifer S. Banner    For   For   Management

1.3

   Elect Director K. David Boyer, Jr.    For   For   Management

1.4

   Elect Director Anna R. Cablik    For   For   Management

1.5

   Elect Director Ronald E. Deal    For   For   Management

1.6

   Elect Director J. Littleton Glover, Jr.    For   Withhold   Management

1.7

   Elect Director Jane P. Helm    For   For   Management

1.8

   Elect Director John P. Howe III    For   For   Management

1.9

   Elect Director Kelly S. King    For   For   Management

1.10

   Elect Director Valeria Lynch Lee    For   For   Management

1.11

   Elect Director J. Holmes Morrison    For   For   Management

1.12

   Elect Director Nido R. Qubein    For   For   Management

1.13

   Elect Director Thomas E. Skains    For   For   Management

1.14

   Elect Director Thomas N. Thompson    For   For   Management

1.15

   Elect Director Stephen T. Williams    For   For   Management

2

   Amend Executive Incentive Bonus Plan    For   Against   Management

3

   Ratify Auditors    For   For   Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

5

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

6

   Report on Political Contributions    Against   For   Shareholder

7

   Require a Majority Vote for the Election of Directors    Against   For   Shareholder

 

 

 

BP PLC         
Ticker:   BP.   Security ID:   055622104   
Meeting Date:   APR 14, 2011   Meeting Type:   Annual   
Record Date:   MAR 31, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Accept Financial Statements and Statutory Reports    For   For   Management

2

   Approve Remuneration Report    For   Abstain   Management

3

   Re-elect Paul Anderson as Director    For   For   Management

4

   Re-elect Antony Burgmans as Director    For   For   Management

5

   Re-elect Cynthia Carroll as Director    For   For   Management

6

   Re-elect Sir William Castell as Director    For   Abstain   Management

7

   Re-elect Iain Conn as Director    For   For   Management

8

   Re-elect George David as Director    For   For   Management

9

   Re-elect Ian Davis as Director    For   For   Management

10

   Re-elect Robert Dudley as Director    For   For   Management

11

   Re-elect Dr Byron Grote as Director    For   For   Management

12

   Elect Frank Bowman as Director    For   For   Management

13

   Elect Brendan Nelson as Director    For   For   Management

14

   Elect Phuthuma Nhleko as Director    For   For   Management

15

   Re-elect Carl-Henric Svanberg as Director    For   For   Management

16

   Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration    For   For   Management

17

   Authorise Market Purchase    For   For   Management

18

   Authorise Issue of Equity with    For   For   Management

 

Page 11


   Pre-emptive Rights       

19

   Authorise Issue of Equity without Pre-emptive Rights    For   For   Management

20

   Authorise the Company to Call EGM with Two Weeks’ Notice    For   For   Management

21

   Authorise EU Political Donations and Expenditure    For   For   Management

22

   Amend ShareMatch Plan    For   For   Management

23

   Amend Sharesave UK Plan 2001    For   For   Management

 

 

 

BRISTOL- MYERS SQUIBB COMPANY
Ticker:   BMY   Security ID:   110122108   
Meeting Date:   MAY 03, 2011   Meeting Type:   Annual   
Record Date:   MAR 10, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director L. Andreotti    For   For   Management

2

   Elect Director L.B. Campbell    For   For   Management

3

   Elect Director J.M. Cornelius    For   For   Management

4

   Elect Director L.J. Freeh    For   For   Management

5

   Elect Director L.H. Glimcher    For   For   Management

6

   Elect Director M. Grobstein    For   For   Management

7

   Elect Director L. Johansson    For   For   Management

8

   Elect Director A.J. Lacy    For   For   Management

9

   Elect Director V.L. Sato    For   For   Management

10

   Elect Director E. Sigal    For   For   Management

11

   Elect Director T.D. West, Jr.    For   For   Management

12

   Elect Director R.S. Williams    For   For   Management

13

   Ratify Auditors    For   For   Management

14

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

15

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

16

   Increase Disclosure of Executive Compensation    Against   Against   Shareholder

17

   Provide Right to Act by Written Consent    Against   For   Shareholder

18

   Adopt Policy to Restrain Pharmaceutical Price Increases    Against   Against   Shareholder

 

 

 

BROADCOM CORPORATION

      
Ticker:   BRCM   Security ID:  

111320107

  
Meeting Date:   MAY 05, 2011   Meeting Type:   Annual   
Record Date:   MAR 07, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Nancy H. Handel    For   For   Management

1.2

   Elect Director Eddy W. Hartenstein    For   For   Management

1.3

   Elect Director Maria Klawe    For   For   Management

1.4

   Elect Director John E. Major    For   For   Management

1.5

   Elect Director Scott A. McGregor    For   For   Management

1.6

   Elect Director William T. Morrow    For   For   Management

1.7

   Elect Director Henry Samueli    For   For   Management

1.8

   Elect Director John A.C. Swainson    For   For   Management

1.9

   Elect Director Robert E. Switz    For   For   Management

2

   Advisory Vote to Ratify Named Executive    For   For   Management

 

Page 12


   Officers’ Compensation       

3

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

4

   Ratify Auditors    For   For   Management

 

 

 

BROOKDALE SENIOR LIVING INC.     
Ticker:   BKD   Security ID:   112463104   
Meeting Date:   JUN 15, 2011   Meeting Type:   Annual   
Record Date:   APR 18, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Wesley R. Edens    For   Withhold   Management

1.2

   Elect Director Frank M. Bumstead    For   For   Management

1.3

   Elect Director W.E. Sheriff    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

 

 

 

BROWN & BROWN, INC.       
Ticker:   BRO   Security ID:   115236101   
Meeting Date:   APR 27, 2011   Meeting Type:   Annual   
Record Date:   FEB 18, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director J. Hyatt Brown    For   For   Management

1.2

   Elect Director Samuel P. Bell, III    For   For   Management

1.3

   Elect Director Hugh M. Brown    For   For   Management

1.4

   Elect Director J. Powell Brown    For   For   Management

1.5

   Elect Director Bradley Currey, Jr.    For   For   Management

1.6

   Elect Director Theodore J. Hoepner    For   For   Management

1.7

   Elect Director Toni Jennings    For   For   Management

1.8

   Elect Director Timothy R.M. Main    For   For   Management

1.9

   Elect Director Wendell S. Reilly    For   For   Management

1.10

   Elect Director John R. Riedman    For   For   Management

1.11

   Elect Director Chilton D. Varner    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

 

 

 

C.H. ROBINSON WORLDWIDE, INC.     
Ticker:   CHRW   Security ID:   12541W209   
Meeting Date:   MAY 12, 2011   Meeting Type:   Annual   
Record Date:   MAR 15, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Robert Ezrilov    For   For   Management

2

   Elect Director Wayne M. Fortun    For   For   Management

3

   Elect Director Brian P. Short    For   Against   Management

4

   Advisory Vote to Ratify Named Executive    For   For   Management

 

Page 13


   Officers’ Compensation       

5

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

6

   Ratify Auditors    For   For   Management

7

   Declassify the Board of Directors    Against   For   Shareholder

 

 

 

CA, INC.       
Ticker:   CA   Security ID:   12673P105   
Meeting Date:   JUL 27, 2010   Meeting Type:   Annual   
Record Date:   JUN 01, 2010       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Raymond J. Bromark    For   For   Management

2

   Elect Director Gary J. Fernandes    For   For   Management

3

   Elect Director Kay Koplovitz    For   For   Management

4

   Elect Director Christopher B. Lofgren    For   For   Management

5

   Elect Director William E. McCracken    For   For   Management

6

   Elect Director Richard Sulpizio    For   For   Management

7

   Elect Director Laura S. Unger    For   For   Management

8

   Elect Director Arthur F. Weinbach    For   For   Management

9

   Elect Director Renato (Ron) Zambonini    For   For   Management

10

   Ratify Auditors    For   For   Management

11

   Amend Shareholder Rights Plan (Poison Pill)    For   For   Management

12

   Adopt Policy on Bonus Banking    Against   For   Shareholder

 

 

 

CARNIVAL CORPORATION       
Ticker:   CCL   Security ID:   143658300   
Meeting Date:   APR 13, 2011   Meeting Type:   Annual   
Record Date:   FEB 14, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

2

   Reelect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

3

   Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

4

   Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

5

   Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

6

   Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

7

   Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

8

   Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

 

Page 14


9

   Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

10

   Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

11

   Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

12

   Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

13

   Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

14

   Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc    For   For   Management

15

   Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation    For   For   Management

16

   Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc    For   For   Management

17

   Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2010    For   For   Management

18

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

19

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

20

   Approve Remuneration of Executive and Non-Executive Directors    For   For   Management

21

   Authorize Issue of Equity with Pre-emptive Rights    For   For   Management

22

   Authorize Issue of Equity without Pre-emptive Rights    For   For   Management

23

   Authorise Shares for Market Purchase    For   For   Management

24

   Approve Omnibus Stock Plan    For   For   Management

 

 

 

CELGENE CORPORATION       
Ticker:   CELG   Security ID:   151020104   
Meeting Date:   JUN 15, 2011   Meeting Type:   Annual   
Record Date:   APR 19, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Robert J. Hugin    For   For   Management

1.2

   Elect Director Michael D. Casey    For   For   Management

1.3

   Elect Director Carrie S. Cox    For   For   Management

1.4

   Elect Director Rodman L. Drake    For   For   Management

1.5

   Elect Director Michael A. Friedman    For   For   Management

1.6

   Elect Director Gilla Kaplan    For   For   Management

1.7

   Elect Director James J. Loughlin    For   For   Management

1.8

   Elect Director Ernest Mario    For   For   Management

2

   Ratify Auditors    For   For   Management

 

Page 15


3

   Amend Omnibus Stock Plan    For   For   Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

5

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

 

 

 

CERNER CORPORATION
Ticker:   CERN   Security ID:   156782104   
Meeting Date:   MAY 27, 2011   Meeting Type:   Annual   
Record Date:   APR 01, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Denis A. Cortese    For   For   Management

2

   Elect Director John C. Danforth    For   For   Management

3

   Elect Director Neal L. Patterson    For   For   Management

4

   Elect Director William D. Zollars    For   For   Management

5

   Ratify Auditors    For   For   Management

6

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

7

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

8

   Approve Omnibus Stock Plan    For   For   Management

9

   Amend Qualified Employee Stock Purchase Plan    For   For   Management

10

   Increase Authorized Common Stock    For   For   Management

11

   Eliminate Class of Preferred Stock    For   For   Management

 

 

 

CHESAPEAKE ENERGY CORPORATION
Ticker:   CHK   Security ID:   165167107   
Meeting Date:   JUN 10, 2011   Meeting Type:   Annual   
Record Date:   APR 15, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Aubrey K. McClendon    For   Withhold   Management

1.2

   Elect Director Don Nickles    For   Withhold   Management

1.3

   Elect Director Kathleen M. Eisbrenner    For   For   Management

1.4

   Elect Director Louis A. Simpson    For   For   Management

2

   Amend Omnibus Stock Plan    For   For   Management

3

   Ratify Auditors    For   For   Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

5

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

6

   Advisory Vote to Ratify Directors’ Compensation    Against   For   Shareholder

 

 

 

CHEVRON CORPORATION
Ticker:   CVX   Security ID:   166764100   
Meeting Date:   MAY 25, 2011   Meeting Type:   Annual   
Record Date:   APR 01, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director L.F. Deily    For   For   Management

 

Page 16


2

   Elect Director R.E. Denham    For   For   Management

3

   Elect Director R.J. Eaton    For   For   Management

4

   Elect Director C. Hagel    For   For   Management

5

   Elect Director E. Hernandez    For   For   Management

6

   Elect Director G.L. Kirkland    For   For   Management

7

   Elect Director D.B. Rice    For   For   Management

8

   Elect Director K.W. Sharer    For   For   Management

9

   Elect Director C.R. Shoemate    For   For   Management

10

   Elect Director J.G. Stumpf    For   For   Management

11

   Elect Director R.D. Sugar    For   For   Management

12

   Elect Director C. Ware    For   For   Management

13

   Elect Director J.S. Watson    For   For   Management

14

   Ratify Auditors    For   For   Management

15

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

16

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

17

   Request Director Nominee with Environmental Qualifications    Against   For   Shareholder

18

   Amend Bylaws to Establish a Board Committee on Human Rights    Against   Against   Shareholder

19

   Include Sustainability as a Performance Measure for Senior Executive Compensation    Against   Against   Shareholder

20

   Adopt Guidelines for Country Selection    Against   For   Shareholder

21

   Report on Financial Risks of Climate Change    Against   Against   Shareholder

22

   Report on Environmental Impacts of Natural Gas Fracturing    Against   For   Shareholder

23

   Report on Offshore Oil Wells and Spill Mitigation Measures    Against   Against   Shareholder

 

 

 

CISCO SYSTEMS, INC.       
Ticker:   CSCO   Security ID:   17275R102   
Meeting Date:   NOV 18, 2010   Meeting Type:   Annual   
Record Date:   SEP 20, 2010       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Carol A. Bartz    For   For   Management

2

   Elect Director M. Michele Burns    For   For   Management

3

   Elect Director Michael D. Capellas    For   For   Management

4

   Elect Director Larry R. Carter    For   For   Management

5

   Elect Director John T. Chambers    For   For   Management

6

   Elect Director Brian L. Halla    For   For   Management

7

   Elect Director John L. Hennessy    For   For   Management

8

   Elect Director Richard M. Kovacevich    For   For   Management

9

   Elect Director Roderick C. Mcgeary    For   For   Management

10

   Elect Director Michael K. Powell    For   For   Management

11

   Elect Director Arun Sarin    For   For   Management

12

   Elect Director Steven M. West    For   For   Management

13

   Elect Director Jerry Yang    For   For   Management

14

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

15

   Ratify Auditors    For   For   Management

16

   Amend Bylaws to Establish a Board Committee on Environmental Sustainability    Against   Against   Shareholder

17

   Report on Internet Fragmentation    Against   For   Shareholder

18

   Adopt Policy Prohibiting Sale of Products in China if they Contribute to    Against   Against   Shareholder

 

Page 17


   Human Rights Abuses       

 

 

 

CITIGROUP INC.          
Ticker:   C   Security ID:    172967101   
Meeting Date:   APR 21, 2011   Meeting Type:    Annual   
Record Date:   FEB 22, 2011        

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Alain J.P. Belda    For   For   Management

2

   Elect Director Timothy C. Collins    For   For   Management

3

   Elect Director Jerry A. Grundhofer    For   For   Management

4

   Elect Director Robert L. Joss    For   For   Management

5

   Elect Director Michael E. O’Neill    For   For   Management

6

   Elect Director Vikram S. Pandit    For   For   Management

7

   Elect Director Richard D. Parsons    For   For   Management

8

   Elect Director Lawrence R. Ricciardi    For   For   Management

9

   Elect Director Judith Rodin    For   For   Management

10

   Elect Director Robert L. Ryan    For   For   Management

11

   Elect Director Anthony M. Santomero    For   For   Management

12

   Elect Director Diana L. Taylor    For   For   Management

13

   Elect Director William S. Thompson, Jr.    For   For   Management

14

   Elect Director Ernesto Zedillo    For   For   Management

15

   Ratify Auditors    For   For   Management

16

   Amend Omnibus Stock Plan    For   For   Management

17

   Approve Executive Incentive Bonus Plan    For   For   Management

18

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

19

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

20

   Approve Reverse Stock Split    For   For   Management

21

   Affirm Political Non-Partisanship    Against   Against   Shareholder

22

   Report on Political Contributions    Against   For   Shareholder

23

   Report on Restoring Trust and Confidence in the Financial System    Against   Against   Shareholder

24

   Amend Articles/Bylaws/Charter -- Call Special Meetings    Against   For   Shareholder

25

   Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations    Against   For   Shareholder

 

 

 

COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION   
Ticker:   CTSH   Security ID:    192446102   
Meeting Date:   JUN 02, 2011   Meeting Type:    Annual   
Record Date:   APR 08, 2011        

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Robert W. Howe    For   For   Management

2

   Elect Director Robert E. Weissman    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

5

   Increase Authorized Common Stock    For   For   Management

6

   Reduce Supermajority Vote Requirement    For   For   Management

7

   Reduce Supermajority Vote Requirement    For   For   Management

8

   Ratify Auditors    For   For   Management

 

Page 18


CONOCOPHILLIPS

 

Ticker:   COP   Security ID:   20825C104   
Meeting Date:   MAY 11, 2011   Meeting Type:   Annual   
Record Date:   MAR 14, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Richard L. Armitage    For   For   Management

2

   Elect Director Richard H. Auchinleck    For   For   Management

3

   Elect Director James E. Copeland, Jr.    For   For   Management

4

   Elect Director Kenneth M. Duberstein    For   For   Management

5

   Elect Director Ruth R. Harkin    For   For   Management

6

   Elect Director Harold W. McGraw III    For   For   Management

7

   Elect Director James J. Mulva    For   For   Management

8

   Elect Director Robert A. Niblock    For   For   Management

9

   Elect Director Harald J. Norvik    For   For   Management

10

   Elect Director William K. Reilly    For   For   Management

11

   Elect Director Victoria J. Tschinkel    For   For   Management

12

   Elect Director Kathryn C. Turner    For   For   Management

13

   Elect Director William E. Wade, Jr.    For   For   Management

14

   Ratify Auditors    For   For   Management

15

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

16

   Advisory Vote on Say on Pay Frequency    None   One Year   Management

17

   Approve Omnibus Stock Plan    For   For   Management

18

   Amend EEO Policy to Prohibit Discrimination based on Gender Identity    Against   For   Shareholder

19

   Report on Political Contributions    Against   For   Shareholder

20

   Report on Lobbying Expenses    Against   For   Shareholder

21

   Report on Accident Risk Reduction Efforts    Against   Against   Shareholder

22

   Adopt Policy to Address Coastal Louisiana Environmental Impacts    Against   Against   Shareholder

23

   Adopt Quantitative GHG Goals for Products and Operations    Against   For   Shareholder

24

   Report on Financial Risks of Climate Change    Against   Against   Shareholder

25

   Report on Environmental Impact of Oil Sands Operations in Canada    Against   For   Shareholder

 

 

CONSOL ENERGY INC.

 

Ticker:   CNX   Security ID:   20854P109   
Meeting Date:   MAY 04, 2011   Meeting Type:   Annual   
Record Date:   MAR 18, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director J. Brett Harvey    For   For   Management

1.2

   Elect Director John Whitmire    For   For   Management

1.3

   Elect Director Philip W. Baxter    For   For   Management

1.4

   Elect Director James E. Altmeyer, Sr.    For   For   Management

1.5

   Elect Director William E. Davis    For   For   Management

1.6

   Elect Director Raj K. Gupta    For   For   Management

1.7

   Elect Director Patricia A. Hammick    For   For   Management

1.8

   Elect Director David C. Hardesty, Jr.    For   For   Management

1.9

   Elect Director John T. Mills    For   For   Management

 

Page 19


1.10

   Elect Director William P. Powell    For   For   Management

1.11

   Elect Director Joseph T. Williams    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    Two Years   One Year   Management

 

 

 

CORNING INCORPORATED
Ticker:   GLW   Security ID:   219350105   
Meeting Date:   APR 28, 2011   Meeting Type:   Annual   
Record Date:   FEB 24, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director John Seely Brown    For   Against   Management

2

   Elect Director John A. Canning, Jr.    For   For   Management

3

   Elect Director Gordon Gund    For   Against   Management

4

   Elect Director Kurt M. Landgraf    For   Against   Management

5

   Elect Director H. Onno Ruding    For   Against   Management

6

   Elect Director Glenn F. Tilton    For   For   Management

7

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

8

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

9

   Ratify Auditors    For   For   Management

10

   Amend Articles/Bylaws/Charter -- Call Special Meetings    Against   For   Shareholder

 

 

 

COSTCO WHOLESALE CORPORATION
Ticker:   COST   Security ID:   22160K105   
Meeting Date:   JAN 27, 2011   Meeting Type:   Annual   
Record Date:   NOV 22, 2010       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Susan L. Decker    For   For   Management

1.2

   Elect Director Richard M. Libenson    For   For   Management

1.3

   Elect Director John W. Meisenbach    For   For   Management

1.4

   Elect Director Charles T. Munger    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

 

 

 

COVIDIEN PUBLIC LIMITED COMPANY
Ticker:   COV   Security ID:   G2554F105   
Meeting Date:   MAR 15, 2011   Meeting Type:   Annual   
Record Date:   JAN 12, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Craig Arnold    For   For   Management

2

   Elect Director Robert H. Brust    For   For   Management

3

   Elect Director John M. Connors, Jr.    For   For   Management

 

Page 20


4

   Elect Director Christopher J. Coughlin    For   For   Management

5

   Elect Director Timothy M. Donahue    For   For   Management

6

   Elect Director Kathy J. Herbert    For   For   Management

7

   Elect Director Randall J. Hogan III    For   For   Management

8

   Elect Director Richard J. Meelia    For   For   Management

9

   Elect Director Dennis H. Reilley    For   For   Management

10

   Elect Director Tadataka Yamada    For   For   Management

11

   Elect Director Joseph A. Zaccagnino    For   For   Management

12

   Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration    For   For   Management

13

   Approve Reverse Stock Split Immediately Followed by a Forward Stock Split    For   For   Management

14

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

15

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

 

 

 

CVS CAREMARK CORPORATION
Ticker:   CVS   Security ID:   126650100   
Meeting Date:   MAY 11, 2011   Meeting Type:   Annual   
Record Date:   MAR 15, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Edwin M. Banks    For   For   Management

2

   Elect Director C. David Brown II    For   For   Management

3

   Elect Director David W. Dorman    For   For   Management

4

   Elect Director Anne M. Finucane    For   For   Management

5

   Elect Director Kristen Gibney Williams    For   For   Management

6

   Elect Director Marian L. Heard    For   For   Management

7

   Elect Director Larry J. Merlo    For   For   Management

8

   Elect Director Jean-Pierre Millon    For   For   Management

9

   Elect Director Terrence Murray    For   For   Management

10

   Elect Director C.A. Lance Piccolo    For   For   Management

11

   Elect Director Richard J. Swift    For   For   Management

12

   Elect Director Tony L. White    For   For   Management

13

   Ratify Auditors    For   For   Management

14

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

15

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

16

   Report on Political Contributions    Against   For   Shareholder

17

   Provide Right to Act by Written Consent    Against   For   Shareholder

 

 

 

D.R. HORTON, INC.
Ticker:   DHI   Security ID:   23331A109   
Meeting Date:   JAN 20, 2011   Meeting Type:   Annual   
Record Date:   NOV 29, 2010       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Donald R. Horton    For   For   Management

2

   Elect Director Bradley S. Anderson    For   For   Management

3

   Elect Director Michael R. Buchanan    For   For   Management

4

   Elect Director Michael W. Hewatt    For   For   Management

5

   Elect Director Bob G. Scott    For   For   Management

6

   Elect Director Donald J. Tomnitz    For   For   Management

 

Page 21


7

   Amend Omnibus Stock Plan    For   For   Management

8

   Ratify Auditors    For   For   Management

9

   Adopt Quantitative GHG Goals for Products and Operations    Against   For   Shareholder

 

 

 

DELL INC.
Ticker:   DELL   Security ID:   24702R101   
Meeting Date:   AUG 12, 2010  

Meeting Type:

  Annual   
Record Date:   MAY 21, 2010       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director James W. Breyer    For   For   Management

1.2

   Elect Director Donald J. Carty    For   Withhold   Management

1.3

   Elect Director Michael S. Dell    For   Withhold   Management

1.4

   Elect Director William H. Gray, III    For   Withhold   Management

1.5

   Elect Director Judy C. Lewent    For   For   Management

1.6

   Elect Director Thomas W. Luce, III    For   Withhold   Management

1.7

   Elect Director Klaus S. Luft    For   For   Management

1.8

   Elect Director Alex J. Mandl    For   For   Management

1.9

   Elect Director Shantanu Narayen    For   For   Management

1.10

   Elect Director Sam Nunn    For   Withhold   Management

1.11

   Elect Director H. Ross Perot, Jr.    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Reduce Supermajority Vote Requirement    For   For   Management

4

   Reimburse Proxy Contest Expenses    Against   For   Shareholder

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    Against   For   Shareholder

 

 

 

DEVON ENERGY CORPORATION
Ticker:   DVN   Security ID:   25179M103   
Meeting Date:   JUN 08, 2011   Meeting Type:   Annual   
Record Date:   APR 11, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Robert H. Henry    For   For   Management

1.2

   Elect Director John A. Hill    For   For   Management

1.3

   Elect Director Michael M. Kanovsky    For   For   Management

1.4

   Elect Director Robert A. Mosbacher, Jr    For   For   Management

1.5

   Elect Director J. Larry Nichols    For   For   Management

1.6

   Elect Director Duane C. Radtke    For   For   Management

1.7

   Elect Director Mary P. Ricciardello    For   For   Management

1.8

   Elect Director John Richels    For   For   Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

3

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

4

   Reduce Supermajority Vote Requirement    For   For   Management

5

   Amend Certificate of Incorporation    For   For   Management

6

   Ratify Auditors    For   For   Management

7

   Provide Right to Act by Written Consent    Against   For   Shareholder

 

 

DIAGEO PLC

 

Page 22


Ticker:   DGE   Security ID:   25243Q205   
Meeting Date:   OCT 14, 2010   Meeting Type:   Annual   
Record Date:   SEP 03, 2010       

 

 

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Accept Financial Statements and Statutory Reports    For   For   Management

2

   Approve Remuneration Report    For   For   Management

3

   Approve Final Dividend    For   For   Management

4

   Re-elect Peggy Bruzelius as Director    For   For   Management

5

   Re-elect Laurence Danon as Director    For   For   Management

6

   Re-elect Betsy Holden as Director    For   For   Management

7

   Re-elect Lord (Clive) Hollick of Notting Hill as Director    For   For   Management

8

   Re-elect Franz Humer as Director    For   For   Management

9

   Re-elect Philip Scott as Director    For   For   Management

10

   Re-elect Todd Stitzer as Director    For   For   Management

11

   Re-elect Paul Walker as Director    For   For   Management

12

   Re-elect Paul Walsh as Director    For   For   Management

13

   Elect Lord (Mervyn) Davies of Abersoch as Director    For   For   Management

14

   Elect Deirdre Mahlan as Director    For   For   Management

15

   Reappoint KPMG Audit plc as Auditors    For   For   Management

16

   Authorise Board to Fix Remuneration of Auditors    For   For   Management

17

   Authorise Issue of Equity with Pre-emptive Rights    For   For   Management

18

   Authorise Issue of Equity without Pre-emptive Rights    For   For   Management

19

   Authorise Market Purchase    For   For   Management

20

   Authorise EU Political Donations and Expenditure    For   For   Management

21

   Amend Diageo 2001 Share Incentive Plan    For   For   Management

22

   Approve Diageo 2010 Sharesave Plan    For   For   Management

23

   Authorise the Company to Establish International Share Plans    For   For   Management

24

   Authorise the Company to Call EGM with Two Weeks’ Notice    For   For   Management

 

 

 

DICK’S SPORTING GOODS, INC.
Ticker:   DKS   Security ID:   253393102   
Meeting Date:   JUN 02, 2011   Meeting Type:   Annual   
Record Date:   APR 06, 2011       

 

 

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Edward W. Stack    For   For   Management

1.2

   Elect Director Lawrence J. Schorr    For   For   Management

1.3

   Elect Director Jacqualyn A. Fouse    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

 

 

 

DISCOVERY COMMUNICATIONS, INC.
Ticker:   DISCA   Security ID:   25470F104   

 

Page 23


Meeting Date:   MAY 17, 2011   Meeting Type:   Annual   
Record Date:   MAR 21, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Robert R. Bennett    For   Withhold   Management

1.2

   Elect Director John C. Malone    For   Withhold   Management

1.3

   Elect Director David M. Zaslav    For   Withhold   Management

2

   Approve Qualified Employee Stock Purchase Plan    For   For   Management

3

   Ratify Auditors    For   For   Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

5

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

 

 

 

EBAY INC.
Ticker:   EBAY   Security ID:   278642103   
Meeting Date:   APR 28, 2011   Meeting Type:   Annual   
Record Date:   MAR 17, 2011       

 

 

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Fred D. Anderson    For   For   Management

2

   Elect Director Edward W. Barnholt    For   For   Management

3

   Elect Director Scott D. Cook    For   For   Management

4

   Elect Director John J. Donahoe    For   For   Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

6

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

7

   Ratify Auditors    For   For   Management

8

   Reduce Supermajority Vote Requirement    Against   For   Shareholder

 

 

 

ECOLAB INC.
Ticker:   ECL   Security ID:   278865100   
Meeting Date:   MAY 05, 2011   Meeting Type:   Annual   
Record Date:   MAR 08, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Douglas M. Baker, Jr.    For   For   Management

2

   Elect Director Barbara J. Beck    For   For   Management

3

   Elect Director Jerry W. Levin    For   For   Management

4

   Elect Director Robert L. Lumpkins    For   For   Management

5

   Ratify Auditors    For   For   Management

6

   Amend Nonqualified Employee Stock Purchase Plan    For   For   Management

7

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

8

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

9

   Adopt Policy on Human Right to Water    Against   Against   Shareholder

10

   Reduce Supermajority Vote Requirement    Against   For   Shareholder

 

 

EDISON INTERNATIONAL

 

Page 24


Ticker:   EIX   Security ID:   281020107   
Meeting Date:   APR 28, 2011   Meeting Type:   Annual   
Record Date:   MAR 02, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Jagjeet S. Bindra    For   For   Management

2

   Elect Director Vanessa C.L. Chang    For   For   Management

3

   Elect Director France A. Cordova    For   For   Management

4

   Elect Director Theodore F. Craver, Jr.    For   For   Management

5

   Elect Director Charles B. Curtis    For   For   Management

6

   Elect Director Bradford M. Freeman    For   For   Management

7

   Elect Director Luis G. Nogales    For   For   Management

8

   Elect Director Ronald L. Olson    For   For   Management

9

   Elect Director James M. Rosser    For   For   Management

10

   Elect Director Richard T. Schlosberg, III    For   For   Management

11

   Elect Director Thomas C. Sutton    For   For   Management

12

   Elect Director Brett White    For   For   Management

13

   Ratify Auditors    For   For   Management

14

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

15

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

16

   Amend Omnibus Stock Plan    For   For   Management

 

 

 

EQT CORPORATION
Ticker:   EQT   Security ID:   26884L109   
Meeting Date:   MAY 10, 2011   Meeting Type:   Annual   
Record Date:   MAR 09, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Stephen A. Thorington    For   For   Management

1.2

   Elect Director David L. Porges    For   For   Management

1.3

   Elect Director James E. Rohr    For   For   Management

1.4

   Elect Director David S. Shapira    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Approve Executive Incentive Bonus Plan    For   For   Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

5

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

6

   Adopt Majority Voting for Uncontested Election of Directors    For   For   Management

7

   Authorize Board to Fill Vacancies    For   For   Management

8

   Eliminate Preemptive Rights    For   For   Management

 

 

 

EXPEDITORS INTERNATIONAL OF WASHINGTON, INC.
Ticker:   EXPD   Security ID:   302130109   
Meeting Date:   MAY 04, 2011   Meeting Type:   Annual   
Record Date:   MAR 07, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Mark A. Emmert    For   For   Management

2

   Elect Director R. Jordan Gates    For   For   Management

3

   Elect Director Dan P. Kourkoumelis    For   For   Management

4

   Elect Director Michael J. Malone    For   For   Management

5

   Elect Director John W. Meisenbach    For   For   Management

 

Page 25


6

   Elect Director Peter J. Rose    For   For   Management

7

   Elect Director James L.k. Wang    For   For   Management

8

   Elect Director Robert R. Wright    For   For   Management

9

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

10

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

11

   Approve Stock Option Plan    For   For   Management

12

   Ratify Auditors    For   For   Management

 

 

 

EXXON MOBIL CORPORATION

Ticker:   XOM   Security ID:   30231G102   
Meeting Date:   MAY 25, 2011   Meeting Type:  

Annual

  
Record Date:   APR 06, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director M.J. Boskin    For   For   Management

1.2

   Elect Director P. Brabeck-Letmathe    For   For   Management

1.3

   Elect Director L.R. Faulkner    For   For   Management

1.4

   Elect Director J.S. Fishman    For   For   Management

1.5

   Elect Director K.C. Frazier    For   For   Management

1.6

   Elect Director W.W. George    For   For   Management

1.7

   Elect Director M.C. Nelson    For   For   Management

1.8

   Elect Director S.J. Palmisano    For   For   Management

1.9

   Elect Director S.S. Reinemund    For   For   Management

1.10

   Elect Director R.W. Tillerson    For   For   Management

1.11

   Elect Director E.E. Whitacre, Jr.    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

4

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

5

   Require Independent Board Chairman    Against   For   Shareholder

6

   Report on Political Contributions    Against   For   Shareholder

7

   Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity    Against   Against   Shareholder

8

   Adopt Policy on Human Right to Water    Against   Against   Shareholder

9

   Report on Environmental Impact of Oil Sands Operations in Canada    Against   For   Shareholder

10

   Report on Environmental Impacts of Natural Gas Fracturing    Against   For   Shareholder

11

   Report on Energy Technologies Development    Against   Against   Shareholder

12

   Adopt Quantitative GHG Goals for Products and Operations    Against   For   Shareholder

 

 

.

FIDELITY NATIONAL FINANCIAL, INC
Ticker:   FNF   Security ID:   31620R105   
Meeting Date:   MAY 25, 2011   Meeting Type:   Annual   
Record Date:   MAR 30, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director William P. Foley, II    For   For   Management

1.2

   Elect Director Douglas K. Ammerman    For   For   Management

1.3

   Elect Director Thomas M. Hagerty    For   For   Management

 

Page 26


1.4

   Elect Director Peter O. Shea, Jr.    For   For   Management

2

   Amend Omnibus Stock Plan    For   For   Management

3

   Approve Executive Incentive Bonus Plan    For   For   Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

5

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

6

   Ratify Auditors    For   For   Management

 

 

 

FIRSTENERGY CORP.       
Ticker:   FE   Security ID:   337932107   
Meeting Date:   MAY 17, 2011   Meeting Type:   Annual   
Record Date:   MAR 28, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Paul T. Addison    For   Withhold   Management

1.2

   Elect Director Anthony J. Alexander    For   Withhold   Management

1.3

   Elect Director Michael J. Anderson    For   Withhold   Management

1.4

   Elect Director Carol A. Cartwright    For   Withhold   Management

1.5

   Elect Director William T. Cottle    For   Withhold   Management

1.6

   Elect Director Robert B. Heisler, Jr.    For   Withhold   Management

1.7

   Elect DirectorJulia L. Johnson    For   For   Management

1.8

   Elect DirectorTed J. Kleisner    For   For   Management

1.9

   Elect Director Ernest J. Novak, Jr.    For   Withhold   Management

1.10

   Elect Director Catherine A. Rein    For   Withhold   Management

1.11

   Elect Director George M. Smart    For   Withhold   Management

1.12

   Elect Director Wes M. Taylor    For   Withhold   Management

1.13

   Elect Director Jesse T. Williams, Sr.    For   Withhold   Management

2

   Ratify Auditors    For   For   Management

3

   Provide Right to Call Special Meeting    For   For   Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

5

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

6

   Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts    Against   For   Shareholder

7

   Provide Right to Act by Written Consent    Against   For   Shareholder

8

   Require a Majority Vote for the Election of Directors    Against   For   Shareholder

9

   Report on Financial Risks of Coal Reliance    Against   For   Shareholder

 

 

 

FLUOR CORPORATION       
Ticker:   FLR   Security ID:   343412102   
Meeting Date:   MAY 05, 2011   Meeting Type:   Annual   
Record Date:   MAR 10, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Peter J. Fluor    For   For   Management

2

   Elect Director Joseph W. Prueher    For   For   Management

3

   Elect Director Suzanne H. Woolsey    For   For   Management

4

   Advisory Vote to Ratify Named Executive    For   For   Management
   Officers’ Compensation       

5

   Advisory Vote on Say on Pay Frequency    None   One Year   Management

6

   Declassify the Board of Directors    For   For   Management

7

   Reduce Supermajority Vote Requirement    For   For   Management

8

   Ratify Auditors    For   For   Management

 

Page 27


 

 

FMC TECHNOLOGIES, INC.
Ticker:   FTI   Security ID:   30249U101   
Meeting Date:   MAY 06, 2011   Meeting Type:   Annual   
Record Date:   MAR 11, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director C. Maury Devine    For   For   Management

2

   Elect Director John T. Gremp    For   For   Management

3

   Elect Director Thomas M. Hamilton    For   For   Management

4

   Elect Director Richard A. Pattarozzi    For   For   Management

5

   Ratify Auditors    For   For   Management

6

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

7

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

8

   Increase Authorized Common Stock    For   For   Management

 

 

 

FORTUNE BRANDS, INC.
Ticker:   FO   Security ID:   349631101   
Meeting Date:   APR 26, 2011   Meeting Type:   Annual   
Record Date:   FEB 25, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Richard A. Goldstein    For   For   Management

2

   Elect Director Pierre E. Leroy    For   For   Management

3

   Elect Director A. D. David Mackay    For   For   Management

4

   Elect Director Anne M. Tatlock    For   For   Management

5

   Elect Director Norman H. Wesley    For   For   Management

6

   Elect Director Peter M. Wilson    For   For   Management

7

   Ratify Auditors    For   For   Management

8

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

9

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

10

   Provide Right to Call Special Meeting    For   For   Management

11

   Approve Omnibus Stock Plan    For   For   Management

 

 

 

FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker:   FCX   Security ID:   35671D857   
Meeting Date:   JUN 15, 2011   Meeting Type:   Annual   
Record Date:   APR 19, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Richard C. Adkerson    For   For   Management

1.2

   Elect Director Robert J. Allison, Jr.    For   For   Management

1.3

   Elect Director Robert A. Day    For   For   Management

1.4

   Elect Director Gerald J. Ford    For   For   Management

1.5

   Elect Director H. Devon Graham, Jr.    For   For   Management

1.6

   Elect Director Charles C. Krulak    For   For   Management

1.7

   Elect Director Bobby Lee Lackey    For   For   Management

1.8

   Elect Director Jon C. Madonna    For   For   Management

 

Page 28


1.9

   Elect Director Dustan E. McCoy    For   For   Management

1.10

   Elect Director James R. Moffett    For   For   Management

1.11

   Elect Director B.M. Rankin, Jr.    For   For   Management

1.12

   Elect Director Stephen H. Siegele    For   For   Management

2

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

3

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

4

   Ratify Auditors    For   For   Management

5

   Request Director Nominee with    Against   For   Shareholder
   Environmental Qualifications       

 

 

 

GENERAL DYNAMICS CORPORATION
Ticker:   GD   Security ID:   369550108   
Meeting Date:   MAY 04, 2011   Meeting Type:   Annual   
Record Date:   MAR 07, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Mary T. Barra    For   For   Management

2

   Elect Director Nicholas D. Chabraja    For   For   Management

3

   Elect Director James S. Crown    For   For   Management

4

   Elect Director William P. Fricks    For   For   Management

5

   Elect Director Jay L. Johnson    For   For   Management

6

   Elect Director George A. Joulwan    For   For   Management

7

   Elect Director Paul G. Kaminski    For   For   Management

8

   Elect Director John M. Keane    For   For   Management

9

   Elect Director Lester L. Lyles    For   For   Management

10

   Elect Director William A. Osborn    For   For   Management

11

   Elect Director Robert Walmsley    For   For   Management

12

   Ratify Auditors    For   For   Management

13

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

14

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

15

   Review and Assess Human Rights Policies    Against   For   Shareholder

16

   Amend Articles/Bylaws/Charter -- Call Special Meetings    Against   For   Shareholder

 

 

 

GENON ENERGY, INC.
Ticker:   GEN   Security ID:   37244E107   
Meeting Date:   MAY 04, 2011   Meeting Type:   Annual   
Record Date:   MAR 07, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director E. William Barnett    For   For   Management

1.2

   Elect Director Terry G. Dallas    For   For   Management

1.3

   Elect Director Mark M. Jacobs    For   For   Management

1.4

   Elect Director Thomas H. Johnson    For   For   Management

1.5

   Elect Director Steven L. Miller    For   For   Management

1.6

   Elect Director Edward R. Muller    For   For   Management

1.7

   Elect Director Robert C. Murray    For   For   Management

1.8

   Elect Director Laree E. Perez    For   For   Management

1.9

   Elect Director Evan J. Silverstein    For   For   Management

1.10

   Elect Director William L. Thacker    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Adopt Protective Charter Amendment    For   For   Management

 

Page 29


4

   Adopt NOL Rights Plan (NOL Pill)    For   For   Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

6

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

7

   Adopt GHG and Other Air Emissions    Against   For   Shareholder
   Reduction Goals       

 

 

 

GILEAD SCIENCES, INC.
Ticker:   GILD   Security ID:   375558103   
Meeting Date:   MAY 12, 2011   Meeting Type:   Annual   
Record Date:   MAR 16, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director John F. Cogan    For   For   Management

1.2

   Elect Director Etienne F. Davignon    For   For   Management

1.3

   Elect Director James M. Denny    For   For   Management

1.4

   Elect Director Carla A. Hills    For   For   Management

1.5

   Elect Director Kevin E. Lofton    For   For   Management

1.6

   Elect Director John W. Madigan    For   For   Management

1.7

   Elect Director John C. Martin    For   For   Management

1.8

   Elect Director Gordon E. Moore    For   For   Management

1.9

   Elect Director Nicholas G. Moore    For   For   Management

1.10

   Elect Director Richard J. Whitley    For   For   Management

1.11

   Elect Director Gayle E. Wilson    For   For   Management

1.12

   Elect Director Per Wold-Olsen    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Amend Executive Incentive Bonus Plan    For   For   Management

4

   Reduce Supermajority Vote Requirement    For   For   Management

5

   Provide Right to Call Special Meeting    For   For   Management

6

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

7

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

 

 

 

GOODRICH CORPORATION
Ticker:   GR   Security ID:   382388106   
Meeting Date:   APR 19, 2011   Meeting Type:   Annual   
Record Date:   FEB 28, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Carolyn Corvi    For   For   Management

1.2

   Elect Director Diane C. Creel    For   For   Management

1.3

   Elect Director Harris E. Deloach, Jr.    For   For   Management

1.4

   Elect Director James W. Griffith    For   For   Management

1.5

   Elect Director William R. Holland    For   For   Management

1.6

   Elect Director John P. Jumper    For   For   Management

1.7

   Elect Director Marshall O. Larsen    For   For   Management

1.8

   Elect Director Lloyd W. Newton    For   For   Management

1.9

   Elect Director Alfred M. Rankin, Jr.    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Approve Omnibus Stock Plan    For   For   Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

5

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

 

Page 30


 

 

GOOGLE INC.
Ticker:   GOOG   Security ID:   38259P508   
Meeting Date:   JUN 02, 2011   Meeting Type:   Annual   
Record Date:   APR 04, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Larry Page    For   For   Management

1.2

   Elect Director Sergey Brin    For   For   Management

1.3

   Elect Director Eric E. Schmidt    For   For   Management

1.4

   Elect Director L. John Doerr    For   For   Management

1.5

   Elect Director John L. Hennessy    For   For   Management

1.6

   Elect Director Ann Mather    For   For   Management

1.7

   Elect Director Paul S. Otellini    For   For   Management

1.8

   Elect Director K. Ram Shriram    For   For   Management

1.9

   Elect Director Shirley M. Tilghman    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Amend Omnibus Stock Plan    For   Against   Management

4

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

5

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

6

  

Amend Bylaws to Establish a Board Committee on Environmental

Sustainability

   Against   Against   Shareholder

7

   Reduce Supermajority Vote Requirement    Against   Against   Shareholder

8

   Report on Code of Conduct Compliance    Against   Against   Shareholder

 

 

 

HEWLETT-PACKARD COMPANY   
Ticker:   HPQ   Security ID:   428236103   
Meeting Date:   MAR 23, 2011   Meeting Type:   Annual   
Record Date:   JAN 24, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director M. L. Andreessen    For   For   Management

2

   Elect Director L. Apotheker    For   For   Management

3

   Elect Director L.T. Babbio, Jr.    For   Against   Management

4

   Elect Director S.M. Baldauf    For   Against   Management

5

   Elect Director S. Banerji    For   For   Management

6

   Elect Director R.L. Gupta    For   For   Management

7

   Elect Director J.H. Hammergren    For   For   Management

8

   Elect Director R.J. Lane    For   For   Management

9

   Elect Director G.M. Reiner    For   For   Management

10

   Elect Director P.F. Russo    For   For   Management

11

   Elect Director D. Senequier    For   For   Management

12

   Elect Director G.K. Thompson    For   Against   Management

13

   Elect Director M.C. Whitman    For   For   Management

14

   Ratify Auditors    For   For   Management

15

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

16

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

17

   Approve Qualified Employee Stock Purchase Plan    For   For   Management

18

   Amend Executive Incentive Bonus Plan    For   For   Management

 

Page 31


 

 

INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker:   IBM   Security ID:   459200101   
Meeting Date:   APR 26, 2011   Meeting Type:   Annual   
Record Date:   FEB 25, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director A. J. P. Belda    For   For   Management

2

   Elect Director W. R. Brody    For   For   Management

3

   Elect Director K. I. Chenault    For   For   Management

4

   Elect Director M. L. Eskew    For   For   Management

5

   Elect Director S. A. Jackson    For   For   Management

6

   Elect Director A. N. Liveris    For   For   Management

7

   Elect Director W. J. McNerney, Jr.    For   For   Management

8

   Elect Director J. W. Owens    For   For   Management

9

   Elect Director S. J. Palmisano    For   For   Management

10

   Elect Director J. E. Spero    For   For   Management

11

   Elect Director S. Taurel    For   For   Management

12

   Elect Director L. H. Zambrano    For   For   Management

13

   Ratify Auditors    For   For   Management

14

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

15

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

16

   Provide for Cumulative Voting    Against   For   Shareholder

17

   Report on Political Contributions    Against   For   Shareholder

18

   Report on Lobbying Expenses    Against   For   Shareholder

 

 

 

INTERNATIONAL RECTIFIER CORPORATION
Ticker:   IRF   Security ID:   460254105   
Meeting Date:   NOV 12, 2010   Meeting Type:   Annual   
Record Date:   SEP 24, 2010       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Mary B. Cranston    For   For   Management

1.2

   Elect Director Thomas A. Lacey    For   For   Management

2

   Ratify Auditors    For   For   Management

 

 

 

INTUITIVE SURGICAL, INC.
Ticker:   ISRG   Security ID:   46120E602   
Meeting Date:   APR 21, 2011   Meeting Type:   Annual   
Record Date:   FEB 22, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Floyd D. Loop    For   For   Management

2

   Elect Director George Stalk Jr.    For   For   Management

3

   Elect Director Craig H. Barratt    For   For   Management

4

   Amend Stock Option Plan    For   For   Management

5

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

6

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

7

   Ratify Auditors    For   For   Management

 

Page 32


 

 

J. C. PENNEY COMPANY, INC.
Ticker:   JCP   Security ID:    708160106   
Meeting Date:   MAY 20, 2011   Meeting Type:    Annual   
Record Date:   MAR 21, 2011        

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director William A. Ackman    For   For   Management

2

   Elect Director Colleen C. Barrett    For   For   Management

3

   Elect Director Thomas J. Engibous    For   For   Management

4

   Elect Director Kent B. Foster    For   For   Management

5

   Elect Director G.B. Laybourne    For   For   Management

6

   Elect Director Burl Osborne    For   For   Management

7

   Elect Director Leonard H. Roberts    For   For   Management

8

   Elect Director Steven Roth    For   For   Management

9

   Elect Director Javier G. Teruel    For   For   Management

10

   Elect Director R. Gerald Turner    For   For   Management

11

   Elect Director Mary Beth West    For   For   Management

12

   Elect Director Myron E. Ullman, III    For   For   Management

13

   Ratify Auditors    For   For   Management

14

   Reduce Supermajority Vote Requirement    For   For   Management

15

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

16

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

 

 

 

JOHNSON & JOHNSON
Ticker:   JNJ   Security ID:    478160104   
Meeting Date:   APR 28, 2011   Meeting Type:    Annual   
Record Date:   MAR 01, 2011        

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1

   Elect Director Mary Sue Coleman    For   For   Management

2

   Elect Director James G. Cullen    For   For   Management

3

   Elect Director Ian E.L. Davis    For   For   Management

4

   Elect Director Michael M.e. Johns    For   For   Management

5

   Elect Director Susan L. Lindquist    For   For   Management

6

   Elect Director Anne M. Mulcahy    For   For   Management

7

   Elect Director Leo F. Mullin    For   For   Management

8

   Elect Director William D. Perez    For   For   Management

9

   Elect Director Charles Prince    For   For   Management

10

   Elect Director David Satcher    For   For   Management

11

   Elect Director William C. Weldon    For   For   Management

12

   Ratify Auditors    For   For   Management

13

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

14

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

15

   Adopt Policy to Restrain Pharmaceutical Price Increases    Against   Against   Shareholder

16

   Amend EEO Policy to Prohibit Discrimination Based on Applicant’s Health Status    Against   Against   Shareholder

17

   Adopt Animal-Free Training Methods    Against   Against   Shareholder

 

 

 

 

Page 33


JOHNSON CONTROLS, INC.
Ticker:   JCI   Security ID:   478366107   
Meeting Date:   JAN 26, 2011   Meeting Type:   Annual   
Record Date:   NOV 18, 2010       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Natalie A. Black    For   For   Management

1.2

   Elect Director Robert A. Cornog    For   For   Management

1.3

   Elect Director William H. Lacy    For   For   Management

1.4

   Elect Director Stephen A. Roell    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Adopt Majority Voting for Uncontested Election of Directors    For   For   Management

4

   Amend Executive Incentive Bonus Plan    For   Against   Management

5

   Amend Executive Incentive Bonus Plan    For   Against   Management

6

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   Against   Management

7

   Advisory Vote on Say on Pay Frequency    Three Years   One Year   Management

 

 

 

JOY GLOBAL INC.
Ticker:   JOYG   Security ID:   481165108   
Meeting Date:   MAR 08, 2011   Meeting Type:   Annual   
Record Date:   JAN 07, 2011       

 

#

   Proposal    Mgt Rec   Vote Cast   Sponsor

1.1

   Elect Director Steven L. Gerard    For   For   Management

1.2

   Elect Director John Nils Hanson    For   For   Management

1.3

   Elect Director Ken C. Johnsen    For   For   Management

1.4

   Elect Director Gale E. Klappa    For   For   Management

1.5

   Elect Director Richard B. Loynd    For   For   Management

1.6

   Elect Director P. Eric Siegert    For   For   Management

1.7

   Elect Director Michael W. Sutherlin    For   For   Management

1.8

   Elect Director James H. Tate    For   For   Management

2

   Ratify Auditors    For   For   Management

3

   Advisory Vote to Ratify Named Executive Officers’ Compensation    For   For   Management

4

   Advisory Vote on Say on Pay Frequency    One Year   One Year   Management

5

   Approve Qualified Employee Stock Purchase Plan    For   For   Management

 

 

 

JPMORGAN CHASE & CO.
Ticker:   JPM   Security ID:   46625H100   
Meeting Date:   MAY 17, 2011   Meeting Type:   Annual   
Record Date:   MAR 18, 2011       

 

#

 &nb