As filed with the Securities and Exchange Commission on December 13, 2018
Registration No. 333-217621
Registration No. 333-195839
Registration No. 333-180934
Registration No. 333-134291
Registration No. 333-134015
Registration No. 333-104011
Registration No. 333-84312
Registration No. 333-57244
Registration No. 333-34312
Registration No. 333-39627
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-217621
POST-EFFECTIVE AMENDMENT NO. 1 TO FORM S-8 REGISTRATION STATEMENT NO. 333-195839
POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-180934
POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-134291
POST-EFFECTIVE AMENDMENT NO. 3 TO FORM S-8 REGISTRATION STATEMENT NO. 333-134015
POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-104011
POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-84312
POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-57244
POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-34312
POST-EFFECTIVE AMENDMENT NO. 2 TO FORM S-8 REGISTRATION STATEMENT NO. 333-39627
UNDER THE SECURITIES ACT OF 1933
DATAWATCH CORPORATION
(Exact name of registrant as specified in its charter)
Delaware | 02-0405716 | |
(State or other jurisdiction of incorporation or organization) | (I.R.S. Employer Identification No.) |
Third Amended and Restated 2011 Equity Compensation and Incentive Plan
Second Amended and Restated 2011 Equity Compensation and Incentive Plan
2011 Equity Compensation and Incentive Plan
2006 Equity Compensation and Incentive Plan
Datawatch Corporation 1996 Stock Plan
Datawatch Corporation 1996 Non-Employee Director Stock Option Plan
Datawatch Corporation 1996 International Employee Non-Qualified
Stock Option Plan
(Full titles of the plans)
James R. Scapa
President and Chief Executive Officer
DATAWATCH CORPORATION
4 Crosby Drive
Bedford, Massachusetts 01730
(978) 441-2200
(Name, Address, including Zip Code, and Telephone Number, including Area Code, of Agent for Service)
With a copy to:
Peter H. Ehrenberg
Lowenstein Sandler LLP
1251 Avenue of the Americas
New York, NY 10023
(212) 262-6700
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company or an emerging growth company. See definitions of large accelerated filer, accelerated filer, smaller reporting company and emerging growth company in Rule 12b-2 of the Exchange Act.
Large accelerated filer |
☐ |
Accelerated filer |
☒ | |||
Non-accelerated filer | ☐ | Smaller reporting company | ☐ | |||
Emerging growth company | ☐ |
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. ☐
DEREGISTRATION OF UNSOLD SECURITIES
These Post-Effective Amendments are being filed to deregister unsold securities of Datawatch Corporation, a Delaware corporation (Datawatch or the Registrant) that were registered on the following Registration Statements on Form S-8, as amended (each, a Registration Statement, and collectively, the Registration Statements) filed with the U.S. Securities and Exchange Commission (the Commission):
| Registration Statement on Form S-8 (No. 333-217621), filed with the Commission on May 3, 2017, which registered 1,000,000 shares of common stock, par value $0.01 (Shares) issuable pursuant to the terms of the Third Amended and Restated 2011 Equity Compensation and Incentive Plan. |
| Registration Statement on Form S-8 (No. 333-195839), filed with the Commission on May 9, 2014, which registered 1,400,000 shares of common stock, par value $0.01 (Shares) issuable pursuant to the terms of the Second Amended and Restated 2011 Equity Compensation and Incentive Plan. |
| Registration Statement on Form S-8 (No. 333-180934), filed with the Commission on April 25, 2012, as amended, which registered 600,000 shares of common stock, par value $0.01 (Shares) issuable pursuant to the terms of the 2011 Equity Compensation and Incentive Plan, and 812,543 Shares pursuant to the reoffer prospectus included therein and issuable or issued under the 2011 Equity Compensation and Incentive Plan, the 2006 Equity Compensation and Incentive Plan, the Datawatch Corporation 1996 Stock Plan and the Datawatch Corporation 1996 Non-Employee Director Stock Option Plan. |
| Registration Statement on Form S-8 (No. 333-134291), filed with the Commission on May 19, 2006, as amended, which registered 600,000 Shares to be issued under the 2006 Equity Compensation and Incentive Plan, and 812,543 Shares pursuant to the reoffer prospectus included therein and issuable or issued under the 2011 Equity Compensation and Incentive Plan, the 2006 Equity Compensation and Incentive Plan, the Datawatch Corporation 1996 Stock Plan and the Datawatch Corporation 1996 Non-Employee Director Stock Option Plan. |
| Registration Statement on Form S-8 (No. 333-134015), filed with the Commission on May 11, 2006, as amended, which registered 600,000 Shares issuable pursuant to the 2006 Equity Compensation and Incentive Plan, and 812,543 Shares pursuant to the reoffer prospectus included therein and issuable or issued under the 2011 Equity Compensation and Incentive Plan, the 2006 Equity Compensation and Incentive Plan, the Datawatch Corporation 1996 Stock Plan and the Datawatch Corporation 1996 Non-Employee Director Stock Option Plan. |
| Registration Statement on Form S-8 (No. 333-104011), filed with the Commission on March 25, 2003, as amended, which registered 129,600 Shares issuable pursuant to the Datawatch Corporation 1996 Stock Plan, and 812,543 Shares pursuant to the reoffer prospectus included therein and issuable or issued under the 2011 Equity Compensation and Incentive Plan, the 2006 Equity Compensation and Incentive Plan, the Datawatch Corporation 1996 Stock Plan and the Datawatch Corporation 1996 Non-Employee Director Stock Option Plan. |
| Registration Statement on Form S-8 (No. 333-84312), filed with the Commission on March 14, 2002, as amended, which registered 127,733 Shares issuable pursuant to the Datawatch Corporation 1996 Stock Plan, and 812,543 Shares pursuant to the reoffer prospectus included therein and issuable or issued under the 2011 Equity Compensation and Incentive Plan, the 2006 Equity Compensation and Incentive Plan, the Datawatch Corporation 1996 Stock Plan and the Datawatch Corporation 1996 Non-Employee Director Stock Option Plan. |
| Registration Statement on Form S-8 (No. 333-57244), filed with the Commission on March 19, 2001, as amended, which registered 400,000 Shares issuable pursuant to the Datawatch Corporation 1996 Stock Plan, and 812,543 Shares pursuant to the reoffer prospectus included therein and issuable or issued under the 2011 Equity Compensation and Incentive Plan, the 2006 Equity Compensation and Incentive Plan, the Datawatch Corporation 1996 Stock Plan and the Datawatch Corporation 1996 Non-Employee Director Stock Option Plan. |
| Registration Statement on Form S-8 (No. 333-34312), filed with the Commission on April 7, 2000, as amended, which registered 250,000 Shares issuable pursuant to the Datawatch Corporation 1996 Stock Plan, and 812,543 Shares pursuant to the reoffer prospectus included therein and issuable or issued under the 2011 Equity Compensation and Incentive Plan, the 2006 Equity Compensation and Incentive Plan, the Datawatch Corporation 1996 Stock Plan and the Datawatch Corporation 1996 Non-Employee Director Stock Option Plan. |
| Registration Statement on Form S-8 (No. 333-39627), filed with the Commission on November 6, 1997, as amended, which registered 1,000,000 Shares issuable pursuant the Datawatch Corporation 1996 Stock Plan, 72,000 Shares issuable pursuant the Datawatch Corporation 1996 Non-Employee Director Stock Option Plan, 200,000 Shares issuable pursuant the Datawatch Corporation 1996 International Employee Non-Qualified Stock Option Plan, and 812,543 Shares pursuant to the reoffer prospectus included therein and issuable or issued under the 2011 Equity Compensation and Incentive Plan, the 2006 Equity Compensation and Incentive Plan, the Datawatch Corporation 1996 Stock Plan and the Datawatch Corporation 1996 Non-Employee Director Stock Option Plan. |
On December 13, 2018, pursuant to the Agreement and Plan of Merger, dated as of November 5, 2018 (the Merger Agreement), among Altair Engineering Inc. (Altair), Dallas Merger Sub, Inc. (Merger Sub), and Datawatch, Merger Sub merged with and into Datawatch (the Merger), with Datawatch surviving the Merger as a wholly-owned subsidiary of Altair.
In connection with the Merger, the Registrant has terminated all offerings of its securities pursuant to the Registration Statements. Accordingly, the Registrant hereby terminates the effectiveness of the Registration Statements and, in accordance with undertakings contained in the Registration Statements to remove from registration by means of a post-effective amendment any of the securities that had been registered but remained unsold at the termination of the offering, removes from registration any and all securities of the Registrant registered but unsold under the Registration Statements as of the date hereof.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the Company certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this Post-Effective Amendment to be signed on its behalf by the undersigned, thereunto duly authorized, in the Town of Bedford, Commonwealth of Massachusetts on December 13, 2018.
DATAWATCH CORPORATION | ||
By: | /s/ James R. Scapa | |
James R. Scapa | ||
Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, as amended, this Post-Effective Amendment to the Registration Statement has been signed by the following persons on this 13th day of December, 2018 in the capacities indicated.
SIGNATURE |
TITLE |
DATE | ||
/s/ James R. Scapa James R. Scapa |
President, Chief Executive Officer and Sole Director (Principal Executive Officer) |
December 13, 2018 | ||
/s/ Howard N. Morof Howard N. Morof |
Treasurer (Principal Financial Officer and Accounting Officer) | December 13, 2018 |