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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MOBIUS TECHNOLOGY VENTURES VI LP 100 SUPERIOR PLAZA WAY SUITE 200 SUPERIOR, CO 80027 |
X | |||
MOBIUS TECHNOLOGY VENTURES ADVISORS FUND VI L P 100 SUPERIOR PLAZA WAY SUITE 200 SUPERIOR, CO 80027 |
X | |||
MOBIUS TECHNOLOGY VENTURES SIDE FUND VI L P 100 SUPERIOR PLAZA WAY SUITE 200 SUPERIOR, CO 80027 |
X | |||
SOFTBANK U S VENTURES VI L P 100 SUPERIOR PLAZA WAY` SUITE 200 SUPERIOR, CO 80027 |
X | |||
MOBIUS VI LLC 100 SUPERIOR PLAZA WAY SUITE 200 SUPERIOR, CO 80027 |
X | |||
SOFTBANK TECHNOLOGY VENTURES V LP 100 SUPERIOR PLAZA WAY SUITE 200 SUPERIOR, CO 80027 |
X | |||
SOFTBANK TECHNOLOGY VENTURES ADVISORS FUND V LP 100 SUPERIOR PLAZA WAY SUITE 20 SUPERIOR, CO 80027 |
X | |||
SOFTBANK Technology Entrepreneurs Fund V, L.P. 100 SUPERIOR PLAZA WAY SUITE 200 SUPERIOR, CO 80027 |
X | |||
SBTV V LLC 100 SUPERIOR PLAZA WAY SUITE 200 SUPERIOR, CO 80027 |
X |
/s/ Jason Mendelson as Attorney-in-Fact | 11/03/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The reporting person is a member of a Section 13(d) group that owns more than 10% of the issuer?s outstanding common stock. |
(2) | These shares are owned directly by the following entities: (i) 585,419 shares held by Mobius Technology Ventures VI, L.P. ("MTV"); (ii) 22,870 shares held by Mobius Technology Ventures Advisors Fund VI, L.P. ("MTAF"); (iii) 23,875 shares held by Mobius Technology Ventures Side Fund VI, L.P. ("MTSF"); (iv) 627,700 shares held by SOFTBANK US Ventures VI, L.P. ("SUSV"); (v) 1,385,079 shares held by SOFTBANK Technology Ventures V, L.P. ("STV"); (vi) 38,172 shares held by SOFTBANK Technology Advisors Fund V, L.P. ("STAF"), and (vii) 25,122 shares held by SOFTBANK Technology Entrepreneurs Fund V, L.P. ("STEF"). |
(3) | Mobius VI LLC ("Mobius"), as general partner of MTV, MTAF, MTSF and SUSV (the "Mobius VI Funds"), has an indirect interest in 1,259,864 of these shares. Mobius disclaims beneficial ownership with respect to all shares held of record by the Mobius VI Funds and the SBTV V Funds (as defined below), except, or as applicable, to the extent of its pecuniary interest therein. SBTV V LLC ("SBTV V"), as general partner of STV, STAF and STEF (the "SBTV V Funds"), has an indirect interest in 1,458,373 of these shares. SBTV V disclaims beneficial ownership with respect to all shares held of record by the Mobius VI Funds, except, or as applicable, to the extent of its pecuniary interest therein. |
(4) | Bradley A. Feld ("BAF"), D. Rex Golding ("DRG"), and Jo Ann Heidi Roizen ("JR") are managing members of (i) Mobius, the general partner of each of the Mobius VI Funds, and (ii) SBTV V, the general partner of each of the SBTV V Funds, BAF, DRG , and JR disclaim beneficial ownership with respect to all of the 2,718,237 shares held of record by the Mobius VI Funds and the SBTV V Funds except, or as applicable to the extent of their pecuniary interests in the Mobius VI Funds and the SBTV V Funds. |
(5) | Greg P. Galanos ("GPG") is a managing member of Mobius, the general partner of each of the Mobius VI Funds. GPG disclaims beneficial ownership with respect to all of the 1,259,864 shares held of record by the Mobius VI Funds except, or as applicable, to the extent of his pecuniary interests in the Mobius VI Funds. GPG disclaims all beneficial ownership and pecuniary interest with respect to the 1,458,373 shares held of record by the SBTV V Funds. |