1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
Â
(4)
|
11/13/2014 |
Common Stock
|
5,000
|
$
7.44
|
D
|
Â
|
Stock Option (right to buy)
|
Â
(5)
|
04/20/2015 |
Common Stock
|
5,000
|
$
4.96
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 8,748 and 5,832 shares of common stock representing the vested portions of the restricted stock awards granted to Mr. Haase described in footnotes 2 and 3 below, net of 404 and 692 shares, respectively, withheld to cover the tax liability upon vesting. |
(2) |
These shares of restricted stock were granted on November 13, 2007. They vest over a three-year period as follows: 1/3 of the shares on November 13, 2008, with quarterly vesting thereafter for a period of 24 months, subject to acceleration or termination in certain circumstances. |
(3) |
These shares of restricted stock were granted on April 20, 2008. They vest over a three-year period as follows: 1/3 of the shares on April 20, 2009, with quarterly vesting thereafter for a period of 24 months, subject to acceleration or termination in certain circumstances. |
(4) |
These options were granted on November 13, 2007. They vest over a three-year period as follows: 1/3 of the shares on November 13, 2008, with quarterly vesting thereafter for a period of 24 months, subject to acceleration or termination in certain circumstances. |
(5) |
These options were granted on April 20, 2008. They vest over a three-year period as follows: 1/3 of the shares on April 20, 2009, with quarterly vesting thereafter for a period of 24 months, subject to acceleration or termination in certain circumstances. |