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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Performance Shares (1) | (2) | 06/16/2010(3) | A(4) | 11,111 | 06/16/2013(2) | 06/16/2013(2) | Common Stock | 11,111 | $ 0 (4) | 11,111 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MACHINIST ROBERT 6250 NORTH RIVER ROAD ROSEMONT, IL 60018 |
X |
/s/ Robert B. Machinist | 06/18/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Performance Shares are awards that are issued pursuant to the Company's First Amended and Restated Stock Incentive Plan, as amended, and that are stated with reference to a specified number of shares of the issuer's common stock, and entitle the holder to receive a cash payment or shares of common stock or a combination thereof. |
(2) | Each Performance Share awarded to the reporting person represents the right to receive one share of the issuer's common stock on June 16, 2013, subject to acceleration upon a change in control of the issuer, and to certain adjustments, as specified in the Performance Share Award Agreement. |
(3) | The date of the Performance Share Award Agreement awarding the Performance Shares to the reporting person. The issuer customarily awards the equity component of the directors' compensation in May or June of each year. |
(4) | The Performance Shares were granted to the reporting person by the issuer as the stock-based portion of his fee for service as a director for 2010 and approved by the Board of Directors. |