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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Purchase Option | $ 12.15 | 08/27/2007 | M | 3,000 | 08/11/2007(2) | 08/11/2015 | Common Stock | 3,000 | $ 0 | 1,000 | D | ||||
Purchase Option | $ 14.8 | 08/27/2007 | M | 2,800 | 08/09/2007(3) | 08/09/2016 | Common Stock | 2,800 | $ 0 | 2,800 | D | ||||
Purchase Option | $ 18.6 | 08/27/2007 | M | 1,667 | 11/15/2006(4) | 11/15/2016 | Common Stock | 1,667 | $ 0 | 5,000 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
YANNEY MICHAEL B 1004 FARNAM STREET SUITE 100 OMAHA, NE 68102 |
X |
/s/ Michael B. Yanney | 08/30/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | (1) 516,108 shares previously reported as directly owned are actually held indirectly as follows; 505,008 shares are held by entities which Mr. Yanney controls and 11,100 shares are held by trusts, the beneficiaries of which are entities Mr. Yanney controls. |
(2) | (2) 1,000 options vested on 8/11/2005. 1,000 vested on 8/11/2006. 1,000 vested on 8/11/2007. Remaining options vest on 8/11/2008. |
(3) | (3) 1,400 options vested on 8/9/2006. 1,400 options vested on 8/9/2007. Of remaining options, 1,400 vest on 8/9/2008 and 1,400 vest on 8/9/2009. |
(4) | (4) 1,667 vested on 11/15/2006. Of remaining options, 1,667 vest on 11/15/2007, 1,667 vest on 11/15/2008 and 1,667 vest on 11/15/2009. |