SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 5)
DEERFIELD CAPITAL CORP.
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(Name of Issuer)
COMMON, $0.001 PAR VALUE PER SHARE
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(Title of class of Securities)
244331302
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(CUSIP Number)
1 December 2010
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(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which
this Schedule is filed:
[ ] Rule 13d-l(b)
[X] Rule 13d-l(c)
[ ] Rule 13d-l(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall
not be deemed "filed" for the purpose of Section 18 of the
Securities Exchange Act of 1934 ("Act") or otherwise subject
to the liabilities of that section of the Act but shall be subject
to all other provisions of the Act (however, see the Notes).
CUSIP NO. 244331302
Page 2 of 12 Pages
1. NAME OF REPORTING PERSON
WILLIAM AND CLAIRE DART FOUNDATION
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
MICHIGAN
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON:
5. SOLE VOTING POWER 337,590
6. SHARED VOTING POWER -0-
7. SOLE DISPOSITIVE POWER 337,590
8. SHARED DISPOSITIVE POWER -0-
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
337,590 shares
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ]
EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.0%
12. TYPE OF REPORTING PERSON*
OO
CUSIP NO. 244331302
Page 3 of 12 Pages
1. NAME OF REPORTING PERSON
ROBERT C. DART FAMILY TRUST
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
NEVADA
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON:
5. SOLE VOTING POWER -0-
6. SHARED VOTING POWER 405,540
7. SOLE DISPOSITIVE POWER -0-
8. SHARED DISPOSITIVE POWER 405,540
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
405,540 shares
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ]
EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.7%
12. TYPE OF REPORTING PERSON*
OO
CUSIP NO. 244331302
Page 4 of 12 Pages
1. NAME OF REPORTING PERSON
COPPER MOUNTAIN INVESTMENTS LTD.
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
CAYMAN ISLANDS
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON:
5. SOLE VOTING POWER -0-
6. SHARED VOTING POWER 173,335
7. SOLE DISPOSITIVE POWER -0-
8. SHARED DISPOSITIVE POWER 173,335
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
173,335 shares
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ]
EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.6%
12. TYPE OF REPORTING PERSON*
CO
CUSIP NO. 244331302
Page 5 of 12 Pages
1. NAME OF REPORTING PERSON
S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
ROBERT C. DART
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
BELIZE
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON:
5. SOLE VOTING POWER -0-
6. SHARED VOTING POWER 173,335
7. SOLE DISPOSITIVE POWER -0-
8. SHARED DISPOSITIVE POWER 173,335
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
173,335 shares
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ]
EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
1.6%
12. TYPE OF REPORTING PERSON*
IN
CUSIP NO. 244331302
Page 6 of 12 Pages
1. NAME OF REPORTING PERSON
S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
WILLIAM A. DART
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON:
5. SOLE VOTING POWER -0-
6. SHARED VOTING POWER 405,540
7. SOLE DISPOSITIVE POWER -0-
8. SHARED DISPOSITIVE POWER 405,540
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
405,540 shares
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ]
EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.7%
12. TYPE OF REPORTING PERSON*
IN
CUSIP NO. 244331302
Page 7 of 12 Pages
1. NAME OF REPORTING PERSON
S.S. OR I.R.S IDENTIFICATION NO. OF ABOVE PERSON
CLAIRE T. DART
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [x]
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON:
5. SOLE VOTING POWER -0-
6. SHARED VOTING POWER 405,540
7. SOLE DISPOSITIVE POWER -0-
8. SHARED DISPOSITIVE POWER 405,540
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
405,540 shares
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) [ ]
EXCLUDES CERTAIN SHARES*
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
3.7%
12. TYPE OF REPORTING PERSON*
IN
CUSIP No. 244331302
Page 8 of 12 Pages
This Amendment No. 5 to Schedule 13G amends the Amendment No.4 to
Schedule 13G filed by the Reporting Persons on July 16, 2010. This
Amendment No. 5 to Schedule 13G is being filed to report a change
in ownership of the common stock of the issuer beneficially owned
by the Reporting Persons. Dart Container Corporation has sold the
405,540 shares of common stock of Deerfield Capital Corp that it
owned to the Robert C. Dart Family Trust, a related party. The
result of this transaction is to remove Dart Container Corporation
as a Reporting Person on this Schedule 13G and to include the
Robert C. Dart Family Trust, William A. Dart, and Claire T. Dart
as new Reporting Persons within the reporting group.
ITEM l(a). NAME OF ISSUER:
DEERFIELD CAPITAL CORP.
ITEM l(b). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
6250 N. RIVER ROAD
ROSEMONT, IL 60018
ITEM 2(a)-(c). NAME, ADDRESS AND CITIZENSHIP OF EACH PERSON FILING:
The William and Claire Dart Foundation (the Dart Foundation), 500
Hogsback Road, Mason, MI 48854, is a private foundation organized
in Michigan.
Robert C. Dart Family Trust (Family Trust), c/o Dart Financial Corporation,
500 Hogsback Rd., Mason, MI 48854, a Nevada trust. Mr. Robert C. Dart and
certain members of his family are beneficiaries of the Family Trust. Dart
Financial Corporation, 500 Hogsback Rd, Mason, MI, 48854, a Nevada
corporation, is the Trustee for the Robert C. Dart Family Trust.
[William A. Dart and Claire T. Dart, United States citizens, through their
control of Dart Financial Corporation, may be deemed the indirect
beneficial owner of the shares of the Issuer owned by the Family Trust.]
Copper Mountain Investments Limited (Copper Mountain), P. O.
Box 31363, Grand Cayman, KY1-1206 Cayman Islands, a Cayman
Islands company owned 100% by Robert C. Dart.
Robert C. Dart, P. O. Box 30229, Grand Cayman, KY1-1201, Cayman
Islands, a Belize citizen, is the sole owner of stock of Copper Mountain and
is the beneficial owner of the shares of the Issuer owned by Copper Mountain.
The Dart Foundation, Family Trust, Copper Mountain, William A. Dart,
Claire T. Dart, and Robert C. Dart (the Reporting Persons) are filing this
Amendment No.5 to Schedule 13G jointly because they may be regarded as a group.
However, a) The Family Trust, Copper Mountain, William A. Dart,
Claire T. Dart, and Robert C. Dart each disclaim beneficial ownership of the
shares owned by the Dart Foundation, and (b) the Dart Foundation disclaims
beneficial ownership of the shares owned by the Family Trust, Copper Mountain,
William A. Dart, Claire T. Dart, and Robert C. Dart, and (c) The Family Trust
and Copper Mountain each disclaim beneficial ownership of the shares owned
by the other.
Each of the Reporting Persons disclaims membership in a group,
CUSIP No. 244331302
Page 9 of 12 Pages
and this filing shall not constitute an acknowledgement that the
filing persons constitute a group.
ITEM 2(d). TITLE OF CLASS OF SECURITIES:
Common Stock $.001 par value per share
ITEM 2(e). CUSIP NUMBER: 244331302
ITEM 3. Not Applicable.
ITEM 4. OWNERSHIP
As of the date of Amendment No. 5 to Schedule 13G, the
Reporting Persons beneficially owned, in the aggregate, 916,465
(8.3%)1 of the outstanding shares of the common stock of the
issuer.
Copper Mountain Investments Ltd. beneficially owns the following:
(a) Amount Beneficially owned: 173,335
(b) Percent of Class: 1.6%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote: -0-
(ii) shared power to vote or to direct the vote: 173,335
(iii)sole power to dispose of or to direct the disposition of:
-0-
(iv) shared power to dispose of or to direct the disposition of:
173,335
Robert C. Dart Family Trust beneficially owns the following:
(a) Amount Beneficially owned: 405,540
(b) Percent of Class: 3.7%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote: -0-
(ii) shared power to vote or to direct the vote: 405,540
(iii)sole power to dispose of or to direct the disposition of:
-0-
(iv) shared power to dispose of or to direct the disposition of:
405,540
Dart Financial Corporation is the Trustee of the Family Trust.
[William A. Dart and Claire T. Dart through their control of Dart
Financial Corporation, may be deemed the indirect beneficial owner of
the 405,540 shares of the issuer owned by the Family Trust for which
they have shared power to vote or to direct the vote and shared power
to dispose of or to direct the disposition of such shares.]
CUSIP No. 244331302
Page 10 of 12 Pages
Robert C. Dart beneficially owns the following:
(a) Amount Beneficially owned: 173,335
(b) Percent of Class: 1.6%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote: -0-
(ii) shared power to vote or to direct the vote: 173,335
(iii)sole power to dispose of or to direct the disposition of:
-0-
(iv) shared power to dispose of or to direct the disposition of:
173,335
The William and Claire Dart Foundation beneficially owns the following:
(a) Amount Beneficially owned: 337,590
CUSIP No. 244331302
(b) Percent of Class: 3.0%
(c) Number of shares as to which the person has:
(i) sole power to vote or to direct the vote: 337,590
(ii) shared power to vote or to direct the vote: -0-
(iii)sole power to dispose of or to direct the disposition of:
337,590
(iv) shared power to dispose of or to direct the disposition of: -0-
ITEM 5. OWNERSHIP OF 5 PERCENT OR LESS OF A CLASS: [ ]
Not Applicable
ITEM 6. OWNERSHIP OF MORE THAN 5 PERCENT ON BEHALF OF ANOTHER PERSON:
Not Applicable
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY OR CONTROL PERSON.
Not applicable
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.
The William and Claire Dart Foundation (the Dart Foundation), 500
Hogsback Road, Mason, MI 48854, is a private foundation organized
in Michigan.
Robert C. Dart Family Trust (Family Trust), c/o Dart Financial Corporation,
500 Hogsback Rd., Mason, MI 48854, a Nevada trust. Mr. Robert C. Dart and
certain members of his family are beneficiaries of the Family Trust. Dart
Financial Corporation, 500 Hogsback Rd, Mason, MI, 48854, a Nevada
corporation, is the Trustee for the Robert C. Dart Family Trust.
[William A. Dart and Claire T. Dart,United States citizens, through their
control of Dart financial Corporation, may be deemed the indirect
beneficial owner of the shares of the Issuer owned by the Family Trust.]
Copper Mountain Investments Limited (Copper Mountain), P. O.
Box 31363, Grand Cayman, KY1-1206 Cayman Islands, a Cayman
Islands company owned 100% by Robert C. Dart.
Robert C. Dart, P. O. Box 30229, Grand Cayman, KY1-1201, Cayman
CUSIP No. 244331302
Page 11 of 12 Pages
Islands, a Belize citizen, is the sole owner of stock of Copper Mountain and is
the beneficial owner of the shares of the Issuer owned by Copper Mountain.
The Dart Foundation, Family Trust, Copper Mountain, William A. Dart,
Claire T. Dart, and Robert C. Dart (the Reporting Persons) are filing this
Amendment No.5 to Schedule 13G jointly because they may be regarded as a group.
However, a) The Family Trust, Copper Mountain, William A. Dart, Claire T. Dart,
and Robert C. Dart each disclaim beneficial ownership of the shares owned by
the Dart Foundation, and (b) the Dart Foundation disclaims beneficial ownership
of the shares owned by the Family Trust, Copper Mountain, William A. Dart,
Claire T. Dart, and Robert C. Dart, and (c) The Family Trust and Copper
Mountain each disclaim beneficial ownership of the shares owned by the other.
Each of the Reporting Persons disclaims membership in a group,
ITEM 9. NOTICE OF DISSOLUTION OF GROUP. Not applicable.
CUSIP No. 244331302
ITEM 10. CERTIFICATION.
By signing below I certify that, to the best of my knowledge
and belief, the securities referred to above were not acquired and
are not held for the purpose of or with the effect of changing or
influencing the control of the issuer of the securities and were
not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect.
SIGNATURE.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
COPPER MOUNTAIN INVESTMENTS LIMITED
BY: James D. Lammers, Director
1 December 2010
ROBERT C. DART
1 December 2010
ROBERT C. DART FAMILT TRUST
BY: Dart Financial Corporation, Trustee
William A. Dart, President
1 December 2010
WILLIAM A. DART
1 December 2010
CLAIRE T. DART
1 December 2010
WILLIAM AND CLAIRE DART FOUNDATION
BY: William A. Dart, Director
1 December 2010
CUSIP No. 244331302
Page 12 of 12 Pages
EXHIBIT A
JOINT FILING AGREEMENT
The undersigned agree to the joint filing of Schedule 13G (including
any and all amendments thereto) with respect to the shares of
Common stock of Deerfield Capital Corp. The undersigned
further agree and acknowledge that each shall be responsible for
the timely filing of such amendments, and for the completeness
and accuracy of the information concerning it contained therein,
but shall not be responsible for the completeness and accuracy
of the information concerning the other, except to the extent
that it knows or has reason to believe that such information
is inaccurate
COPPER MOUNTAIN INVESTMENTS LIMITED
BY: James D. Lammers, Director
1 December 2010
ROBERT C. DART
1 December 2010
ROBERT C. DART FAMILT TRUST
BY: Dart Financial Corporation, Trustee
William A. Dart, President
1 December 2010
WILLIAM A. DART
1 December 2010
CLAIRE T. DART
1 December 2010
WILLIAM AND CLAIRE DART FOUNDATION
BY: William A. Dart, Director
1 December 2010
1 Based on 11,000,812 shares of Common Stock outstanding as reported
in the Issuers quarterly report on Form 10-Q filed on November 15,
2010.
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