SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of Earliest Event Reported): October 18, 2018
PZENA INVESTMENT MANAGEMENT, INC.
(Exact Name of Registrant as Specified in its Charter)
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Delaware |
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001-33761 |
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20-8999751 |
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(State or Other Jurisdiction of Incorporation) |
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(Commission File Number) |
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(IRS Employer Identification Number) |
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320 Park Avenue, New York, New York |
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10022 |
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(Address of Principal Executive Offices) |
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Zip Code |
Registrant’s Telephone Number, Including Area Code: (212) 355-1600
(Former Name or Former Address, If Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
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Written communications pursuant to Rule 425 under the Securities Act. |
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act. |
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act. |
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act. |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
On October 18, 2018, Pzena Investment Management, Inc. (the “Company”) issued a press release reporting its financial results for the third quarter of 2018. Copies of the press release and related attachments are furnished as Exhibit 99.1 to this Current Report.
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ITEM 9.01 |
FINANCIAL STATEMENTS AND EXHIBITS. |
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(d) Exhibits |
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99.1 Press release, dated October 18, 2018, of Pzena Investment Management, Inc. |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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PZENA INVESTMENT MANAGEMENT, INC. |
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Dated: October 18, 2018 |
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/s/ Jessica R. Doran |
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Name: Jessica R. Doran |
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Title: Chief Financial Officer (Principal Financial and Accounting Officer) |
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Exhibit No. |
Document |
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99.1 |
Press release, dated October 18, 2018, of Pzena Investment Management, Inc. |