UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
SCHEDULE 13D/A
Under the Securities Exchange Act of 1934
(Amendment No. 1)
Corning Natural Gas Corporation
(Name of Issuer)
Common Stock, $5.00 par value per share
(Title of Class of Securities)
219381100
(CUSIP Number)
Deborah J. McLean
Nixon Peabody LLP
Clinton Square Suite 1300
Rochester, New York 14604
Telephone: 585-263-1307
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
May 4, 2010
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of sections 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ].
Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See section 240.13d-7 for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
SCHEDULE 13D CUSIP No. 219381100 Page 2 |
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1 |
NAME OF REPORTING PERSONS |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |
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3 |
SEC USE ONLY |
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4 |
SOURCE OF FUNDS |
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5 |
CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) |
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6 |
CITIZENSHIP OR PLACE OF ORGANIZATION |
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NUMBER OF |
7 |
SOLE VOTING POWER 233,162 shares |
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8 |
SHARED VOTING POWER |
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9 |
SOLE DISPOSITIVE POWER |
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10 |
SHARED DISPOSITIVE POWER |
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11 |
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 254,680 shares * |
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12 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES |
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13 |
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) |
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14 |
TYPE OF REPORTING PERSON IN |
* Consists of 198,680 shares and currently exercisable stock options to purchase 56,000 shares of the common stock, based on 1,038,696 shares of common stock outstanding as of May 12, 2010, reported on the issuer's Quarterly Report on Form 10-Q for the quarter ended March 30, 2010, plus the shares issuable upon exercise of the options.
Item 5. Interest in Securities of the Issuer
(b) Mr. German has the sole power to vote and to dispose of 177,162 shares and 56,000 options owned by him individually. He has shared power to vote and to dispose of 17,350 shares jointly owned by Mr. German and two other individuals. Mr. German may be deemed to have shared power to vote and to dispose of 4,168 shares owned by his son.
(c) On May 4, 2010, Mr. German exercised previously owned and reported compensatory stock options to purchase 24,000 shares of common stock.
Signature
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated: May 19, 2010 |
/s/ Michael I. German |
Michael I. German |