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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
GLOBAL UNDERVALUED SECURITIES MASTER FUND LP C/O BNY MELLON ALTERNATIVE INVEST. SVCS. 48 PAR-LA-VILLE ROAD, SUITE 464 HAMILTON, D0 HM 11 |
None - See Footnote (1) | |||
GLOBAL UNDERVALUED SECURITIES FUND LP C/O BNY MELLON ALTERNATIVE INVEST. SVCS. 48 PAR-LA-VILLE ROAD, SUITE 464 HAMILTON, D0 HM 11 |
None - See Footnote (1) | |||
Global Undervalued Securities Fund QP L P C/O BNY MELLON ALTERNATIVE INVEST. SVCS. 48 PAR-LA-VILLE ROAD, SUITE 464 HAMILTON, D0 HM 11 |
None - See Footnote (1) | |||
Global Undervalued Securities Fund Ltd C/O BNY MELLON ALTERNATIVE INVEST. SVCS. 48 PAR-LA-VILLE ROAD, SUITE 464 HAMILTON, D0 HM 11 |
None - See Footnote (1) | |||
KLEINHEINZ CAPITAL PARTNERS, INC. 301 COMMERCE STREET, SUITE 1900 FORT WORTH, TX 76102 |
None - See Footnote (1) | |||
Kleinheinz Capital Partners LDC C/O WALKERS SPV LIMITED WALKER HOUSE, 87 MARY STREET GEORGE TOWN, GRAND CAYMAN, E9 KY1-9002 |
None - See Footnote (1) | |||
KLEINHEINZ JOHN B 301 COMMERCE STREET, SUITE 1900 FORT WORTH, TX 76102 |
None - See Footnote (1) |
/s/ John B. Kleinheinz, President of Kleinheinz Capital Partners, Inc., investment manager of Global Undervalued Securities Fund, L.P., general partner of Global Undervalued Securities Master Fund, L.P. | 05/01/2012 | |
**Signature of Reporting Person | Date | |
/s/ John B. Kleinheinz, President of Kleinheinz Capital Partners, Inc., investment manager of Global Undervalued Securities Fund, L.P. | 05/01/2012 | |
**Signature of Reporting Person | Date | |
/s/ John B. Kleinheinz, President of Kleinheinz Capital Partners, Inc., investment manager of Global Undervalued Securities Fund (QP), L.P. | 05/01/2012 | |
**Signature of Reporting Person | Date | |
/s/ John B. Kleinheinz, Director of Global Undervalued Securities Fund, Ltd. | 05/01/2012 | |
**Signature of Reporting Person | Date | |
/s/ John B. Kleinheinz, President of Kleinheinz Capital Partners, Inc. | 05/01/2012 | |
**Signature of Reporting Person | Date | |
/s/ John B. Kleinheinz, Managing Director of Kleinheinz Capital Partners LDC | 05/01/2012 | |
**Signature of Reporting Person | Date | |
/s/ John B. Kleinheinz | 05/01/2012 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Reporting Persons are no longer members of a group beneficially owning more than 10% of the Issuer's common stock. |