SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
----------------------
SCHEDULE 13D/A
(RULE 13D-101)
Under the Securities Exchange Act of 1934
(AMENDMENT NO. 3)
MICROTUNE, INC.
--------------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK, $0.001 PAR VALUE
--------------------------------------------------------------------------------
(Title of Class of Securities)
59514P109
--------------------------------------------------------------------------------
(CUSIP Number)
THOMAS O. HICKS
200 CRESCENT COURT, SUITE 1600
DALLAS, TEXAS 75201
(214) 740-7300
--------------------------------------------------------------------------------
(Name, address and telephone number of person
authorized to receive notices and communications)
NOVEMBER 16, 2001
--------------------------------------------------------------------------------
(Date of event which requires filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), (f) or (g), check the following box. [ ]
(Continued on following pages)
Page 1
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 2
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Mr. Thomas O. Hicks
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 43,685
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 5,919,731
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
43,685
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
5,919,731
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
5,963,416
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
14.8%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
IN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 2
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 3
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 1-FOF Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 252
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
252
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
252
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 3
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 4
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Hicks, Muse GP Partners L.A. Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 252
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
252
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
252
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 4
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 5
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Hicks, Muse Latin America Fund GP Cayman, L.L.C.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 252
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
252
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
252
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 5
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 6
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Equity Fund IV (1999) Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,734,166
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,734,166
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,734,166
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
6.8%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 6
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 7
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Private Equity Fund IV (1999) Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 19,368
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
19,368
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
19,368
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 7
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 8
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM Equity Fund IV/GP Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,753,534
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,753,534
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,753,534
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
6.8%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 8
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 9
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
Hicks, Muse PG-IV (1999), C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Netherlands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 145,564
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
145,564
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
145,564
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.4%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 9
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 10
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM Equity Fund IV/GP Partners (1999), C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Netherlands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 145,564
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
145,564
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
145,564
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.4%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 10
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 11
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-P Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,168
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,168
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,168
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 11
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 12
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-EN Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 7,987
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
7,987
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,987
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 12
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 13
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM 4-EQ Coinvestors Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 44,691
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
44,691
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
44,691
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 13
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 14
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM GP Partners IV Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,953,944
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,953,944
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,953,944
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
7.3%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 14
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 15
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM Fund IV Cayman, LLC
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,953,944
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,953,944
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,953,944
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
7.3%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
OO
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 15
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 16
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-EN Coinvestors, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 4,574
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
4,574
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,574
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 16
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 17
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-EQ Coinvestors, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 34,382
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
34,382
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
34,382
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 17
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 18
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU 1-P Coinvestors, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 7,110
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
7,110
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,110
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 18
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 19
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU Intermediate Partners I-C, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 46,066
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
46,066
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
46,066
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 19
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 20
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Europe Fund Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,677,458
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,677,458
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,677,458
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
6.6%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 20
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 21
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMTF Europe Private Fund Cayman, L.P.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 32,017
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
32,017
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
32,017
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
less than 0.1%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 21
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 22
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HM PG Europe I, C.V.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Netherlands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 197,816
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
197,816
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
197,816
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
0.5%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
PN
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 22
------------------------------------------------- -------------------------------------------------
CUSIP No. 59514P109 13D Page 23
------------------------------------------------- -------------------------------------------------
========= =============================================================================================================
1 NAME OF REPORTING PERSON
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only)
HMEU Fund I-C, Inc.
--------- -------------------------------------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [ ]
(b) [X]
--------- -------------------------------------------------------------------------------------------------------------
3 SEC USE ONLY
--------- -------------------------------------------------------------------------------------------------------------
4 SOURCE OF FUNDS
N/A
--------- -------------------------------------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS
REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ]
--------- -------------------------------------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cayman Islands
-------------------------------------------- ------- ------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES 0
BENEFICIALLY ------- ------------------------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH
REPORTING 2,953,357
PERSON ------- ------------------------------------------------------------------
WITH 9 SOLE DISPOSITIVE POWER
0
------- ------------------------------------------------------------------
10 SHARED DISPOSITIVE POWER
2,953,357
-------------------------------------------- ------- ------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
2,953,357
--------- -------------------------------------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11
EXCLUDES CERTAIN SHARES
[ ]
--------- -------------------------------------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11
7.3%
--------- -------------------------------------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON
CO
========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group
and (ii) beneficial ownership with respect to any shares other than the
shares owned of record by such reporting person. See Item 5.
Page 23
ITEM 1. SECURITY AND ISSUER
This Amendment No. 3 amends and restates the Statement on
Schedule 13D filed on December 12, 2000, as amended by Amendment No. 1 filed on
August 15, 2001 and by Amendment No. 2 filed on November 14, 2001 ("Amendment
No. 2"). The class of equity securities to which this Schedule 13D/A (this
"Statement") relates is the Common Stock par value $0.001 per share (the "Common
Stock") of Microtune, Inc. (the "Company"). The address of the Company's
principal executive offices is 2540 East Plano Parkway, Suite 188, Plano, Texas
75074.
ITEM 2. IDENTITY AND BACKGROUND
(a) Name of Person(s) Filing this Statement (the "Filing
Parties"):
----------------------------------------------------
Mr. Thomas O. Hicks;
HM 1-FOF Coinvestors Cayman, L.P., a Cayman Islands
limited partnership ("HM 1-FOF");
Hicks, Muse GP Partners L.A. Cayman, L.P., a Cayman
Islands limited partnership ("GP Partners L.A.");
Hicks, Muse Latin America Fund GP Cayman, L.L.C., a Cayman
Islands limited liability company ("Latin America Fund");
HMTF Equity Fund IV (1999) Cayman, L.P., a Cayman Islands
limited partnership ("HMTF Equity Fund");
HMTF Private Equity Fund IV (1999) Cayman, L.P., a Cayman
Islands limited partnership ("HMTF Private Equity");
HM Equity Fund IV/GP Cayman, L.P., a Cayman Islands
limited partnership ("HM Equity Fund IV/GP");
Hicks, Muse PG-IV (1999), C.V., a limited partnership
organized under the laws of the Netherlands ("PG-IV");
HM Equity Fund IV/GP Partners (1999), C.V., a limited
partnership organized under the laws of the Netherlands
("HM Equity Partners");
HM 4-P Coinvestors Cayman, L.P., a Cayman Islands limited
partnership ("HM 4-P");
HM 4-EN Coinvestors Cayman, L.P., a Cayman Islands limited
partnership ("HM 4-EN");
HM 4-EQ Coinvestors Cayman, L.P., a Cayman Islands limited
partnership ("HM 4-EQ");
HM GP Partners IV Cayman, L.P., a Cayman Islands limited
partnership ("HM GP Partners");
HM Fund IV Cayman, LLC, a Cayman Islands limited liability
company ("HM Fund IV");
Page 24
HMEU 1-EN Coinvestors, L.P., a Cayman Islands limited
partnership ("HMEU 1-EN");
HMEU 1-EQ Coinvestors, L.P., a Cayman Islands limited
partnership ("HMEU 1-EQ");
HMEU 1-P Coinvestors, L.P., a Cayman Islands limited
partnership ("HMEU 1-P");
HMEU Intermediate Partners I-C, L.P., a Cayman Islands
limited partnership ("HMEU Intermediate");
HMTF Europe Fund Cayman, L.P., a Cayman Islands limited
partnership ("HMTF Europe");
HMTF Europe Private Fund Cayman, L.P., a Cayman Islands
limited partnership ("HMTF Europe Private");
HM PG Europe I, C.V., a limited partnership organized
under the laws of the Netherlands ("HM PG");
HMEU Fund I-C, Inc., a Cayman Islands corporation ("HMEU
Fund I-C");
(b) - (c)
Mr. Thomas O. Hicks
Mr. Thomas O. Hicks is a partner of Hicks, Muse, Tate &
Furst Incorporated ("Hicks Muse"), a private investment firm primarily engaged
in leveraged acquisitions, recapitalizations and other investment activities.
Mr. Hicks is also the sole member of Latin America Fund, which is the sole
general partner of GP Partners L.A., which is the sole general partner of HM
1-FOF. Mr. Hicks is also the sole member of HM Fund IV, which is the sole
general partner of HM GP Partners, which is the sole general partner of HM 4-EQ,
HM 4-EN, HM 4-P, and HM Equity Partners, which is the sole general partner of
PG-IV. HM GP Partners is also the sole general partner of HM Equity Fund IV/GP,
which is the sole general partner of HMTF Private Equity and HMTF Equity Fund.
Mr. Hicks is also the sole member and sole director of HMEU Fund I-C, which is
the sole general partner of HMTF Europe, HMTF Europe Private and HM PG. HMEU
Fund I-C is also the sole general partner of HMEU Intermediate, which is the
sole general partner of HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P. The business address
of Mr. Hicks is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
HM 1-FOF
HM 1-FOF is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HM 1-FOF, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Securities Exchange Act of 1934, as
amended (the "Exchange Act"), information with respect to GP Partners L.A., the
sole general partner of HM 1-FOF, is set forth below.
Page 25
GP Partners L.A.
GP Partners L.A. is a Cayman Islands limited partnership,
the principal business of which is to serve as the sole general partner in
various limited partnerships, including HM 1-FOF. The business address of GP
Partners L.A., which also serves as its principal office, is 200 Crescent Court,
Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D
of the Exchange Act, information with respect to Latin America Fund, the sole
general partner of GP Partners L.A., is set forth below.
Latin America Fund
Latin America Fund is a Cayman Islands limited liability
company, the principal business of which is serving as the sole general partner
in various limited partnerships, including GP Partners L.A. The business address
of Latin America Fund, which also serves as its principal office, is 200
Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C
to Schedule 13D of the Exchange Act, information with respect to Thomas O.
Hicks, the sole member of Latin America Fund, is as previously set forth in this
Item 2(b).
HMTF Equity Fund
HMTF Equity Fund is a Cayman Islands limited partnership,
the principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Equity Fund, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with
respect to HM Equity Fund IV/GP, the sole general partner of HMTF Equity Fund is
set forth below.
HMTF Private Equity
HMTF Private Equity is a Cayman Islands limited
partnership, the principal business of which is to invest directly or indirectly
in various companies. The business address of HMTF Private Equity, which also
serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas
75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act,
information with respect to HM Equity Fund IV/GP, the sole general partner of
HMTF Private Equity is set forth below.
HM Equity Fund IV/GP
HM Equity Fund IV/GP is a Cayman Islands limited
partnership, the principal business of which is serving as the sole general
partner of various limited partnerships, including HMTF Equity Fund and HMTF
Private Equity. The business address of HM Equity Fund IV/GP, which also serves
as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas
75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act,
information with respect to HM GP Partners, the sole general partner of HM
Equity Fund IV/GP, is set forth below.
PG-IV
PG-IV is a limited partnership organized under the laws of
the Netherlands, the principal business of which is to invest directly or
indirectly in various companies. The business address of PG-IV, which also
serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas
Page 26
75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act,
information with respect to HM Equity Partners, the sole general partner of
PG-IV, is set forth below.
HM Equity Partners
HM Equity Partners is a limited partnership organized under
the laws of the Netherlands, the principal business of which is to serve as the
sole general partner of PG-IV. The business address of HM Equity Partners, which
also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas,
Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange
Act, information with respect to HM GP Partners, the sole general partner of HM
Equity Partners, is set forth below.
HM 4-P
HM 4-P is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HM 4-P, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HM GP Partners, the sole general partner of HM 4-P, is set forth below.
HM 4-EN
HM 4-EN is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HM 4-EN, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HM GP Partners, the sole general partner of HM 4-EN, is set forth below.
HM 4-EQ
HM 4-EQ is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HM 4-EQ, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HM GP Partners, the sole general partner of HM 4-EQ, is set forth below.
HM GP Partners
HM GP Partners is a Cayman Islands limited partnership, the
principal business of which is serving as the sole general partner in various
limited partnerships, including HM Equity Fund IV/GP, HM Equity Partners, HM
4-P, HM 4-EN, and HM 4-EQ. The business address of HM GP Partners, which also
serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas
75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act,
information with respect to HM Fund IV, the sole general partner of HM GP
Partners, is set forth below.
Page 27
HM Fund IV
HM Fund IV is a Cayman Islands limited liability company,
the principal business of which is serving as the sole general partner of HM GP
Partners. The business address of HM Fund IV, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13D of the Exchange Act, information with respect to
Thomas O. Hicks, the sole member of HM Fund IV, is as previously set forth in
this Item 2(b).
HMEU 1-EN
HMEU 1-EN is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-EN, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-EN, is set forth below.
HMEU 1-EQ
HMEU 1-EQ is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-EQ, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-EQ, is set forth below.
HMEU 1-P
HMEU 1-P is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMEU 1-P, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Intermediate, the sole general partner of HMEU 1-P, is set forth below.
HMEU Intermediate
HMEU Intermediate is a Cayman Islands limited partnership,
the principal business of which is serving as the sole general partner in
various limited partnerships, including HMEU 1-EN, HMEU 1-EQ and HMEU 1-P. The
business address of HMEU Intermediate, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13 D of the Exchange Act, information with respect to
HMEU Fund I-C, the sole general partner of HMEU Intermediate, is set forth
below.
HMTF Europe
HMTF Europe is a Cayman Islands limited partnership, the
principal business of which is to invest directly or indirectly in various
companies. The business address of HMTF Europe, which also serves as its
principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950.
Page 28
Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with
respect to HMEU Fund I-C, the sole general partner of HMTF Europe, is set forth
below.
HMTF Europe Private
HMTF Europe Private is a Cayman Islands limited
partnership, the principal business of which is to invest directly or indirectly
in various companies. The business address of HMTF Europe Private, which also
serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas
75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act,
information with respect to HMEU Fund I-C, the sole general partner of HMTF
Europe Private, is set forth below.
HM PG
HM PG is a limited partnership organized under the laws of
the Netherlands, the principal business of which is to invest directly or
indirectly in various companies. The business address of HM PG, which also
serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas
75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act,
information with respect to HMEU Fund I-C, the sole general partner of HM PG, is
set forth below.
HMEU Fund I-C
HMEU Fund I-C is a Cayman Islands company, the principal
business of which is serving as the sole general partner in various limited
partnerships, including HMTF Intermediate, HMTF Europe, HMTF Europe Private, and
HM PG. The business address of HMEU Fund I-C, which also serves as its principal
office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to
Instruction C to Schedule 13D of the Exchange Act, the name, residence or
business address, and present occupation or employment of each director,
executive officer and controlling person of HMEU Fund I-C, are as follows:
Mr. Hicks is an executive officer of HMEU Fund I-C.
Information with respect to Mr. Hicks is as previously set forth in this Item
2(b). In addition, each of John R. Muse, Charles W. Tate, Jack D. Furst and Dan
H. Blanks is presently an executive officer of HMEU Fund I-C.
The principal business address of each Messrs. Muse, Tate,
Furst and Blanks is 200 Crescent Court Suite 1600, Dallas, Texas 75201. Each of
Messrs. Muse, Tate, Furst and Blanks is presently an executive officer of Hicks
Muse, a private investment firm primarily engaged in leveraged acquisitions,
recapitalizations and other principal investing activities.
(d) None of the Filing Parties or persons identified in this Item 2
has, during the last five years, been convicted in a criminal proceeding
(excluding traffic violations or similar misdemeanors).
(e) None of the Filing Parties or persons identified in this Item 2
has, during the last five years, been a party to a civil proceeding of a
judicial or administrative body of competent jurisdiction and as a result of
such proceeding was or is subject to a judgment, decree or final order enjoining
Page 29
future violations of, or prohibiting or mandating activities subject to, federal
or state securities laws or finding any violations with respect to such laws.
(f) All of the natural persons identified in this Item 2 are citizens
of the United States of America.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
On October 10, 2000, HMTF Temic/Microtune Cayman, L.P., a
Cayman Islands limited partnership ("Temic"), made a pro-rata distribution
without consideration, of shares of Common Stock to its partners, including the
Filing Parties. Temic acquired such shares of Common Stock upon conversion of
Series D and Series E Preferred Stock of the Company, which shares were
purchased by Temic prior to the Company's initial public offering of the Common
Stock (and registration of such Common Stock pursuant to Section 12 of the
Exchange Act).
ITEM 4. PURPOSE OF TRANSACTION
The shares of Common Stock received by the Filing Parties
described in Item 3 to this Statement were acquired as a result of the pro-rata
distribution without consideration of shares of Common Stock of the Company from
Temic to its partners and are being held by such Filing Parties for investment
purposes. The Filing Parties intend to review continuously their position in the
Company. Depending upon future evaluations of the business prospects of the
Company and upon other developments, including, but not limited to, general
economic and business conditions and stock market conditions, the Filing Parties
may retain or from time to time increase their holdings or dispose of all or a
portion of their holdings, subject to any applicable legal and contractual
restrictions on their ability to do so.
In addition, pursuant to and in accordance with the
provisions of Rule 144 promulgated under the Securities Act of 1933, the Filing
Parties have and will from time to time sell shares of Common Stock. Up to and
including sales made on November 16, 2001, the Filing Parties have sold shares
of Common Stock in the following amounts since the filing of Amendment No. 2:
FILING PARTY NO. OF SHARES PRICE/SHARE (APPROXIMATE) DATE
------------ ------------- ------------------------- ----
HMTF Europe 56,653 17.50 11/12/01
37,391 17.60 11/13/01
39,657 17.43 11/14/01
37,391 17.42 11/15/01
43,057 17.33 11/16/01
Page 30
HMTF Europe Private 677 17.50 11/12/01
447 17.60 11/13/01
474 17.43 11/14/01
447 17.42 11/15/01
515 17.33 11/16/01
HM PG 4,186 17.50 11/12/01
2,763 17.60 11/13/01
2,930 17.43 11/14/01
2,763 17.42 11/15/01
3,181 17.33 11/16/01
HMEU 1-EQ 728 17.50 11/12/01
480 17.60 11/13/01
509 17.43 11/14/01
480 17.42 11/15/01
553 17.33 11/16/01
HMEU 1-P 150 17.50 11/12/01
99 17.60 11/13/01
105 17.43 11/14/01
99 17.42 11/15/01
114 17.33 11/16/01
HMEU 1-EN 97 17.50 11/12/01
64 17.60 11/13/01
68 17.43 11/14/01
64 17.42 11/15/01
74 17.33 11/16/01
HM 1-FOF 5 17.50 11/12/01
3 17.60 11/13/01
4 17.43 11/14/01
3 17.42 11/15/01
4 17.33 11/16/01
HMTF Equity Fund 57,853 17.50 11/12/01
38,183 17.60 11/13/01
40,498 17.43 11/14/01
38,183 17.42 11/15/01
43,968 17.33 11/16/01
Page 31
HMTF Private Equity 410 17.50 11/12/01
271 17.60 11/13/01
287 17.43 11/14/01
271 17.42 11/15/01
311 17.33 11/16/01
HM 4-EN 169 17.50 11/12/01
112 17.60 11/13/01
118 17.43 11/14/01
112 17.42 11/15/01
128 17.33 11/16/01
HM 4-P 46 17.50 11/12/01
30 17.60 11/13/01
32 17.43 11/14/01
30 17.42 11/15/01
35 17.33 11/16/01
HM 4-EQ 946 17.50 11/12/01
624 17.60 11/13/01
662 17.43 11/14/01
624 17.42 11/15/01
719 17.33 11/16/01
PG-IV 3,080 17.50 11/12/01
2,033 17.60 11/13/01
2,156 17.43 11/14/01
2,033 17.42 11/15/01
2,341 17.33 11/16/01
In addition, the matters set forth in Item 6 below are
incorporated in this Item 4 by reference as if fully set forth herein.
Except as set forth in this Item 4 (including the matters
described in Item 6 below which are incorporated in this Item 4 by reference),
the Filing Parties have no present plans or proposals that relate to or that
would result in any actions specified in clauses (a) through (j) of Item 4 of
Schedule 13D of the Exchange Act.
ITEM 5. INTEREST IN SECURITIES OF ISSUER
(a)
(1) Following the transactions described in Item
4, Mr. Hicks may be deemed to beneficially own in the
aggregate 5,963,416 shares of the Common Stock of the
Page 32
Company, representing approximately 14.8% of the
outstanding shares of Common Stock. Of such shares, Mr.
Hicks has sole voting and dispositive power with respect to
43,685 shares, and shared voting and dispositive power with
respect to 5,919,731 shares as a result of the
relationships described in paragraph (b)(1) below.
(2) Following the transactions described in Item
4, HM 1-FOF may be deemed to beneficially own in the
aggregate 252 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the
outstanding shares of Common Stock. Of such shares, HM
1-FOF has sole voting and dispositive power with respect to
no shares, and shared voting and dispositive power with
respect to 252 shares as a result of the relationships
described in paragraph (b)(2) below.
(3) Following the transactions described in Item
4, GP Partners L.A. may be deemed to beneficially own in
the aggregate 252 shares of the Common Stock of the
Company, representing approximately less than 0.1% of the
outstanding shares of Common Stock. Of such shares, GP
Partners L.A. has sole voting and dispositive power with
respect to no shares, and shared voting and dispositive
power with respect to 252 shares as a result of the
relationships described in paragraph (b)(3) below.
(4) Following the transactions described in Item
4, Latin America Fund may be deemed to beneficially own in
the aggregate 252 shares of the Common Stock of the
Company, representing approximately less than 0.1% of the
outstanding shares of Common Stock. Of such shares, Latin
America Fund has sole voting and dispositive power with
respect to no shares, and shared voting and dispositive
power with respect to 252 shares as a result of the
relationships described in paragraph (b)(4) below.
(5) Following the transactions described in Item
4, HMTF Equity Fund may be deemed to beneficially own in
the aggregate 2,734,166 shares of the Common Stock of the
Company, representing approximately 6.8% of the outstanding
shares of Common Stock. Of such shares, HMTF Equity Fund
has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with
respect to 2,734,166 shares as a result of the
relationships described in paragraph (b)(5) below.
(6) Following the transactions described in Item
4, HMTF Private Equity may be deemed to beneficially own in
the aggregate 19,368 shares of the Common Stock of the
Company, representing approximately less than 0.1% of the
outstanding shares of Common Stock. Of such shares, HMTF
Private Equity has sole voting and dispositive power with
respect to no shares, and shared voting and dispositive
power with respect to 19,368 shares as a result of the
relationships described in paragraph (b)(6) below.
Page 33
(7) Following the transactions described in Item
4, HM Equity Fund IV/GP may be deemed to beneficially own
in the aggregate 2,753,534 shares of the Common Stock of
the Company, representing approximately 6.8% of the
outstanding shares of Common Stock. Of such shares, HM
Equity Fund IV/GP has sole voting and dispositive power
with respect to no shares, and shared voting and
dispositive power with respect to 2,753,534 shares as a
result of the relationships described in paragraph (b)(7)
below.
(8) Following the transactions described in Item
4, PG-IV may be deemed to beneficially own in the aggregate
145,564 shares of the Common Stock of the Company,
representing approximately 0.4% of the outstanding shares
of Common Stock. Of such shares, PG-IV has sole voting and
dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 145,564 shares
as a result of the relationships described in paragraph
(b)(8) below.
(9) Following the transactions described in Item
4, HM Equity Partners may be deemed to beneficially own in
the aggregate 145,564 shares of the Common Stock of the
Company, representing approximately 0.4% of the outstanding
shares of Common Stock. Of such shares, HM Equity Partners
has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with
respect to 145,564 shares as a result of the relationships
described in paragraph (b)(9) below.
(10) Following the transactions described in Item
4, HM 4-P may be deemed to beneficially own in the
aggregate 2,168 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the
outstanding shares of Common Stock. Of such shares, HM 4-P
has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with
respect to 2,168 shares as a result of the relationships
described in paragraph (b)(10) below.
(11) Following the transactions described in Item
4, HM 4-EN may be deemed to beneficially own in the
aggregate 7,987 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the
outstanding shares of Common Stock. Of such shares, HM 4-EN
has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with
respect to 7,987 shares as a result of the relationships
described in paragraph (b)(11) below.
(12) Following the transactions described in Item
4, HM 4-EQ may be deemed to beneficially own in the
aggregate 44,691 shares of the Common Stock of the Company,
representing approximately 0.1% of the outstanding shares
of Common Stock. Of such shares, HM 4-EQ has sole voting
and dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 44,691 shares
as a result of the relationships described in paragraph
(b)(12) below.
(13) Following the transactions described in Item
4, HM GP Partners may be deemed to beneficially own in the
aggregate 2,953,944 shares of the Common Stock of the
Page 34
Company, representing approximately 7.3% of the outstanding
shares of Common Stock. Of such shares, HM GP Partners has
sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with
respect to 2,953,944 shares as a result of the
relationships described in paragraph (b)(13) below.
(14) Following the transactions described in Item
4, HM Fund IV may be deemed to beneficially own in the
aggregate 2,953,944 shares of the Common Stock of the
Company, representing approximately 7.3% of the outstanding
shares of Common Stock. Of such shares, HM Fund IV has sole
voting and dispositive power with respect to no shares, and
shared voting and dispositive power with respect to
2,953,944 shares as a result of the relationships described
in paragraph (b)(14) below.
(15) Following the transactions described in Item
4, HMEU 1-EN may be deemed to beneficially own in the
aggregate 4,574 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the
outstanding shares of Common Stock. Of such shares, HMEU
1-EN has sole voting and dispositive power with respect to
no shares, and shared voting and dispositive power with
respect to 4,574 shares as a result of the relationships
described in paragraph (b)(15) below.
(16) Following the transactions described in Item
4, HMEU 1-EQ may be deemed to beneficially own in the
aggregate 34,382 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the
outstanding shares of Common Stock. Of such shares, HMEU
1-EQ has sole voting and dispositive power with respect to
no shares, and shared voting and dispositive power with
respect to 34,382 shares as a result of the relationships
described in paragraph (b)(16) below.
(17) Following the transactions described in Item
4, HMEU 1-P may be deemed to beneficially own in the
aggregate 7,110 shares of the Common Stock of the Company,
representing approximately less than 0.1% of the
outstanding shares of Common Stock. Of such shares, HMEU
1-P has sole voting and dispositive power with respect to
no shares, and shared voting and dispositive power with
respect to 7,110 shares as a result of the relationships
described in paragraph (b)(17) below.
(18) Following the transactions described in Item
4, HMEU Intermediate may be deemed to beneficially own in
the aggregate 46,066 shares of the Common Stock of the
Company, representing approximately 0.1% of the outstanding
shares of Common Stock. Of such shares, HMEU Intermediate
has sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with
respect to 46,066 shares as a result of the relationships
described in paragraph (b)(18) below.
Page 35
(19) Following the transactions described in Item
4, HMTF Europe may be deemed to beneficially own in the
aggregate 2,677,458 shares of the Common Stock of the
Company, representing approximately 6.6% of the outstanding
shares of Common Stock. Of such shares, HMTF Europe has
sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with
respect to 2,677,458 shares as a result of the
relationships described in paragraph (b)(19) below.
(20) Following the transactions described in Item
4, HMTF Europe Private may be deemed to beneficially own in
the aggregate 32,017 shares of the Common Stock of the
Company, representing approximately less than 0.1% of the
outstanding shares of Common Stock. Of such shares, HMTF
Europe Private has sole voting and dispositive power with
respect to no shares, and shared voting and dispositive
power with respect to 32,017 shares as a result of the
relationships described in paragraph (b)(20) below.
(21) Following the transactions described in Item
4, HM PG may be deemed to beneficially own in the aggregate
197,816 shares of the Common Stock of the Company,
representing approximately 0.5% of the outstanding shares
of Common Stock. Of such shares, HM PG has sole voting and
dispositive power with respect to no shares, and shared
voting and dispositive power with respect to 197,816 shares
as a result of the relationships described in paragraph
(b)(21) below.
(22) Following the transactions described in Item
4, HMEU Fund I-C may be deemed to beneficially own in the
aggregate 2,953,357 shares of the Common Stock of the
Company, representing approximately 7.3% of the outstanding
shares of Common Stock. Of such shares, HMEU Fund I-C has
sole voting and dispositive power with respect to no
shares, and shared voting and dispositive power with
respect to 2,953,357 shares as a result of the
relationships described in paragraph (b)(22) below.
(b)
(1) Of the 43,685 shares of Common Stock for
which Mr. Hicks has sole voting and dispositive power,
38,669 shares are held of record by Mr. Hicks, and 5,016
shares are held of record by Mr. Hicks as the trustee of
certain trusts for the benefit of Mr. Hicks' children. Of
the 5,919,731 shares of Common Stock for which Mr. Hicks
has shared voting and dispositive power, 252 shares of
Common Stock are owned of record by HM 1-FOF; 2,734,166
shares of Common Stock are owned of record by HMTF Equity
Fund; 19,368 shares of Common Stock are owned of record by
HMTF Private Equity; 145,564 shares of Common Stock are
owned of record by PG-IV; 2,168 shares of Common Stock are
owned of record by HM 4-P; 7,987 shares of Common Stock are
owned of record by HM 4-EN; 44,691 shares of Common Stock
are owned of record by HM 4-EQ; 4,574 shares of Common
Stock are owned of record by HMEU 1-EN; 34,382 shares of
Common Stock are owned of record by HMEU 1-EQ; 7,110 shares
of Common Stock are owned of record by HMEU 1-P; 2,677,458
shares of Common Stock are owned of record by HMTF Europe;
32,017 shares of Common Stock are owned of record by HMTF
Page 36
Europe Private; 197,816 shares of Common Stock are owned of
record by HM PG; 1,266 shares of Common Stock are owned of
record by TOH, Jr. Ventures, Ltd.; 9,658 shares of Common
Stock are owned of record by TOH Investors, L.P.; and 1,254
shares held of record by MHH Ventures, Ltd.
GP Partners L.A. is the general partner of HM
1-FOF and, therefore, may be deemed to be the beneficial
owner of the shares of Common Stock owned of record by HM
1-FOF. Latin America Fund is the general partner of GP
Partners L.A. and, therefore, may be deemed to be the
beneficial owner of the shares beneficially owned by GP
Partners L.A. Mr. Hicks is the sole member of Latin America
Fund and, therefore, may be deemed to be the beneficial
owner of the shares of Common Stock beneficially owned by
Latin America Fund.
HM Equity Fund IV/GP is the general partner of
HMTF Equity Fund and HMTF Private Equity and, therefore,
may be deemed to be the beneficial owner of the shares of
Common Stock owned of record by HMTF Equity Fund and HMTF
Private Equity. HM Equity Partners is the general partner
of PG-IV, and therefore, may be deemed to be the beneficial
owner of the shares of Common Stock owned of record by
PG-IV. HM GP Partners is the general partner of HM Equity
Fund IV/GP, HM Equity Partners, HM 4-EQ, HM 4-EN and HM 4-P
and, therefore, may be deemed to be the beneficial owner of
the shares of Common Stock beneficially owned by HM Equity
Fund IV/GP and HM Equity Partners and may be deemed to be
the beneficial owner of the shares of Common Stock owned of
record by HM 4-EQ, HM 4-EN and HM 4-P. HM Fund IV is the
general partner of HM GP Partners and, therefore, may be
deemed to be the beneficial owner of the shares of Common
Stock beneficially owned by HM GP Partners. Mr. Hicks is
the sole director and sole member of HM Fund IV and,
therefore, may be deemed to be the beneficial owner of the
shares of Common Stock beneficially owned by HM Fund IV.
HMEU Intermediate is the general partner of HMEU
1-EN, HMEU 1-EQ and HMEU 1-P and, therefore, may be deemed
to be the beneficial owner of the shares of Common Stock
held of record by HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P. HMEU
Fund I-C is the general partner of HMEU Intermediate, HMTF
Europe, HMTF Europe Private and HM PG and, therefore, may
be deemed to be the beneficial owner of the shares held of
record by HMTF Europe, HMTF Europe Private and HM PG, and
may be deemed to be the beneficial owner of the shares of
Common Stock beneficially owned by HMEU Intermediate. Mr.
Hicks is the sole director and sole member of HMEU Fund I-C
and, therefore, may be deemed to be the beneficial owner of
the shares of Common Stock beneficially owned by HMEU Fund
I-C.
TOH Management Company, LLC, a limited liability
company whose sole member is Mr. Hicks, is the sole general
partner of each of TOH, Jr. Ventures, Ltd., TOH Investors,
L.P. and MHH Ventures, Ltd. Therefore, Mr. Hicks may be
deemed to be the beneficial owner of the shares of Common
Stock owned of record by TOH, Jr. Ventures, Ltd., TOH
Investors, L.P. and MHH Ventures, Ltd.
Page 37
(2) Of the 252 shares of Common Stock for which
HM 1-FOF has shared voting and dispositive power, 252 of
such shares are held of record by HM 1-FOF.
(3) Of the 252 shares of Common Stock for which
GP Partners L.A. has shared voting and dispositive power,
none of such shares are held of record by GP Partners L.A.,
and 252 of such shares are held of record by HM 1-FOF. GP
Partners L.A. is the general partner of HM 1-FOF and,
therefore, may be deemed to be the beneficial owner of the
shares owned of record by HM 1-FOF.
(4) Of the 252 shares of Common Stock for which
Latin America Fund has shared voting and dispositive power,
none of such shares are held of record by Latin America
Fund, and 252 of such shares may be beneficially owned by
Latin America Fund. Latin America Fund is the general
partner of GP Partners L.A. and, therefore, may be deemed
to be the beneficial owner of the shares beneficially owned
by GP Partners L.A.
(5) Of the 2,734,166 shares of Common Stock for
which HMTF Equity Fund has shared voting and dispositive
power, 2,734,166 of such shares are held of record by HMTF
Equity Fund.
(6) Of the 19,368 shares of Common Stock for
which HMTF Private Equity has shared voting and dispositive
power, 19,368 of such shares are held of record by HMTF
Private Equity.
(7) Of the 2,753,534 shares of Common Stock for
which HM Equity Fund IV/GP has shared voting and
dispositive power, none of such shares are held of record
by HM Equity Fund IV/GP, and 2,734,166 of such shares are
held of record by HMTF Equity Fund and 19,368 of such
shares are held of record by HMTF Private Equity. Equity
Fund IV/GP is the general partner of HMTF Equity Fund and
HMTF Private Equity and, therefore, may be deemed to be the
beneficial owner of the shares owned of record by both HMTF
Equity Fund and HMTF Private Equity.
(8) Of the 145,564 shares of Common Stock for
which PG-IV has shared voting and dispositive power,
145,564 of such shares are held of record by PG-IV.
(9) Of the 145,564 shares of Common Stock for
which HM Equity Partners has shared voting and dispositive
power, none of such shares are held of record by HM Equity
Partners, and 145,564 of such shares are held of record by
PG-IV. HM Equity Partners is the general partner of PG-IV
and, therefore, may be deemed to be the beneficial owner of
the shares owned of record by PG-IV.
(10) Of the 2,168 shares of Common Stock for
which HM 4-P has shared voting and dispositive power, 2,168
of such shares are held of record by HM 4-P.
Page 38
(11) Of the 7,987 shares of Common Stock for
which HM 4-EN has shared voting and dispositive power,
7,987 of such shares are held of record by HM 4-EN.
(12) Of the 44,691 shares of Common Stock for
which HM 4-EQ has shared voting and dispositive power,
44,691 of such shares are held of record by HM 4-EQ.
(13) Of the 2,953,944 shares of Common Stock for
which HM GP Partners has shared voting and dispositive
power, none of such shares are held of record by HM GP
Partners, and 44,691 of such shares are held of record by
HM 4-EQ, 7,987 of such shares are held of record by HM
4-EN, 2,168 of such shares are held of record by HM 4-P,
145,564 of such shares are held of record by PG-IV,
2,734,166 of such shares are held of record by HMTF Equity
Fund, and 19,368 of such shares are held of record by HMTF
Private Equity. HM GP Partners is the general partner of
Equity Fund IV/GP which is the general partner of HMTF
Equity Fund and HMTF Private Equity and, therefore, may be
deemed to be the beneficial owner of the shares owned of
record by both HMTF Equity Fund and HMTF Private Equity. HM
GP Partners is also the general partner of HM Equity
Partners which is the general partner of PG-IV and,
therefore, may be deemed to be the beneficial owner of the
shares owned of record by PG-IV. HM GP Partners is also the
general partner of HM 4-EQ, HM 4-EN and HM 4-P and,
therefore, may be deemed to be the beneficial owner of the
shares owned of record by HM 4-EQ, HM 4-EN and HM 4-P.
(14) Of the 2,953,944 shares of Common Stock for
which HM Fund IV has shared voting and dispositive power,
none of such shares are held of record by HM Fund IV, and
2,953,944 of such shares may be deemed to be beneficially
owned by HM Fund IV. HM Fund IV is the general partner of
HM GP Partners and, therefore, may be deemed to be the
beneficial owner of the shares beneficially owned by HM GP
Partners.
(15) Of the 4,574 shares of Common Stock for
which HMEU 1-EN has shared voting and dispositive power,
4,574 of such shares are held of record by HMEU 1-EN.
(16) Of the 34,382 shares of Common Stock for
which HMEU 1-EQ has shared voting and dispositive power,
34,382 of such shares are held of record by HMEU 1-EQ.
(17) Of the 7,110 shares of Common Stock for
which HMEU 1-P has shared voting and dispositive power,
7,110 of such shares are held of record by HMEU 1-P.
(18) Of the 46,066 shares of Common Stock for
which HMEU Intermediate has shared voting and dispositive
power, none of such shares are held of record by HMEU
Page 39
Intermediate, and 4,574 of such shares are held of record
by HMEU 1-EN, 34,382 of such shares are held of record by
HMEU 1-EQ and 7,110 of such shares are held of record by
HMEU 1-P. HMEU Intermediate is the general partner of HMEU
1-EN, HMEU 1-EQ and HMEU 1-P and, therefore, may be deemed
to be the beneficial owner of the shares owned of record by
HMEU 1-EN, HMEU 1-EQ and HMEU 1-P.
(19) Of the 2,677,458 shares of Common Stock for
which HMTF Europe has shared voting and dispositive power,
2,677,458 of such shares are held of record by HMTF Europe.
(20) Of the 32,017 shares of Common Stock for
which HMTF Europe Private has shared voting and dispositive
power, 32,017 of such shares are held of record by HMTF
Europe Private.
(21) Of the 197,816 shares of Common Stock for
which HM PG has shared voting and dispositive power,
197,816 of such shares are held of record by HM PG.
(22) Of the 2,953,357 shares of Common Stock for
which HMEU Fund I-C has shared voting and dispositive
power, none of such shares are held of record by HMEU Fund
I-C, and 2,677,458 of such shares are held of record by
HMTF Europe, 32,017 of such shares are held of record by
HMTF Europe Private, 197,816 of such shares are held of
record by HM PG, 4,574 of such shares are held of record by
HMEU 1-EN, 34,382 of such shares are held of record by HMEU
1-EQ, and 7,110 of such shares are held of record by HMEU
1-P. HMEU Fund I-C is the general partner of HMTF Europe,
HMTF Europe Private, and HM PG and, therefore, may be
deemed to be the beneficial owner of the shares owned of
record by HMTF Europe, HMTF Europe Private and HM PG. HMEU
Fund I-C is also the general partner of HMEU Intermediate
which is the general partner of HMEU 1-EN, HMEU 1-EQ, and
HMEU 1-P and, therefore, may be deemed to be the beneficial
owner of the shares owned of record by HMEU 1-EN, HMEU
1-EQ, and HMEU 1-P.
EACH OF THE FILING PARTIES EXPRESSLY DISCLAIMS (I) THE
EXISTENCE OF ANY GROUP AND (II) BENEFICIAL OWNERSHIP WITH RESPECT TO ANY SHARES
OF COMMON STOCK COVERED BY THIS STATEMENT NOT OWNED BY HIM OR IT OF RECORD.
(c) See Item 4.
(d) The right to receive dividends on, and proceeds from
the sale of, the shares of Common Stock held of record by the applicable Filing
Parties and beneficially owned by their respective sole general partners
described in paragraphs (a) and (b) above is governed by the limited partnership
and limited liability agreements, as applicable, of each of such entities, and
such dividends or proceeds may be distributed with respect to numerous general
and limited partnership or membership interests.
(e) Not applicable.
Page 40
ITEM 6.
The rights to distributions, division of profits and other
arrangements relating to the Company's securities owned of record by the
applicable Filing Parties and their respective general and limited partners or
members are governed exclusively by their respective limited partnership
agreements and limited liability company regulations.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
99.1 Joint Filing Agreement dated December 12, 2000 among Mr. Thomas O.
Hicks, HM 1-FOF, GP Partners L.A., Latin America Fund, HMTF Equity
Fund, HMTF Private Equity, HM Equity Fund IV/GP, PG-IV, HM Equity
Partners, HM 4-P, HM 4-EN, HM 4-EQ, HM GP Partners, HM Fund IV, HMEU
1-EN, HMEU 1-EQ, HMEU 1-P, HMEU Intermediate, HMTF Europe, HMTF
Europe Private, HM PG and HMEU Fund I-C. (1)
------------------------------------
(1) Incorporated by reference to the Schedule 13D filed on
behalf of Thomas O. Hicks on December 12, 2000.
Page 41
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 By: *
-------------------------------- -------------------------------------
Date Thomas O. Hicks
*By: /s/ David W. Knickel
-------------------------------------
David W. Knickel
Attorney-in-Fact
Page 42
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HM 1-FOF COINVESTORS CAYMAN, l.P.
-----------------------
Date
By: HICKS, MUSE GP PARTNERS L.A.. CAYMAN, L.P.,
its general partner
By: HICKS, MUSE LATIN AMERICA FUND GP CAYMAN,
L.L.C.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 43
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HICKS, MUSE GP PARTNERS L.A. CAYMAN, L.P.
------------------------
Date
By: HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C.
its general partner
By: /s/ David W. Knickel
------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 44
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C.
--------------------------
Date
By: /s/ David W. Knickel
-------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 45
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HMTF EQUITY FUND IV (1999) CAYMAN, L.P.
--------------------
Date
By: HM EQUITY FUND IV/GP CAYMAN, L.P.,
its general partner
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
---------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 46
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HMTF PRIVATE EQUITY FUND IV (1999) CAYMAN, L.P.
------------------
Date
By: HM EQUITY FUND IV/GP CAYMAN, L.P.,
its general partner
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
-----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 47
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HM EQUITY FUND IV/GP CAYMAN, L.P.
-------------------
Date By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 48
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HICKS, MUSE PG-IV (1999), C.V.
------------------
Date
By: HM EQUITY FUND IV/GP PARTNERS (1999), C.V.,
its general partner
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
---------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 49
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HM EQUITY FUND IV/GP PARTNERS (1999), C.V.
-------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
------------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 50
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HM 4-P COINVESTORS CAYMAN, L.P.
-----------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
---------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 51
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HM 4-EN COINVESTORS CAYMAN, L.P.
---------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 52
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HM 4-EQ COINVESTORS CAYMAN, L.P.
---------------------
Date
By: HM GP PARTNERS IV CAYMAN, L.P.,
its general partner
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 53
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HM GP PARTNERS IV CAYMAN, L.P.
-------------------------
Date
By: HM FUND IV CAYMAN, LLC,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 54
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HM FUND IV CAYMAN, LLC
----------------------------
Date
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 55
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HMEU 1-EN COINVESTORS, L.P.
---------------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 56
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HMEU 1-EQ COINVESTORS, L.P.
----------------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 57
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HMEU 1-P COINVESTORS, L.P.
-------------------
Date
By: HMEU INTERMEDIATE PARTNERS I-C, L.P.,
its general partner
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 58
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HMEU INTERMEDIATE PARTNERS I-C, L.P.
--------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
-----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 59
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HMTF EUROPE FUND CAYMAN, L.P.
-----------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 60
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HMTF EUROPE PRIVATE FUND CAYMAN, L.P.
---------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 61
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HM PG EUROPE I, C.V.
----------------------
Date
By: HMEU FUND I-C, INC.,
its general partner
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 62
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
November 21, 2001 HMEU FUND I-C, INC.
-----------------------
Date
By: /s/ David W. Knickel
----------------------------------------
David W. Knickel
Vice President, Treasurer and Secretary
Page 63
EXHIBIT INDEX
99.1 Joint Filing Agreement dated December 12, 2000 among Mr.
Thomas O. Hicks, HM 1-FOF, GP Partners L.A., Latin America
Fund, HMTF Equity Fund, HMTF Private Equity, HM Equity
Fund IV/GP, PG-IV, HM Equity Partners, HM 4-P, HM 4-EN, HM
4-EQ, HM GP Partners, HM Fund IV, HMEU 1-EN, HMEU 1-EQ,
HMEU 1-P, HMEU Intermediate, HMTF Europe, HMTF Europe
Private, HM PG and HMEU Fund I-C. (1)
------------------------------------
(1) Incorporated by reference to the Schedule 13D
filed on behalf of Thomas O. Hicks on December
12, 2000.