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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the
Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section
30(h) of the Investment Company Act of 1940
1. | Name and Address of
Reporting Person* |
2. | Date of Event Requiring
Statement (Month/Day/Year) |
3. | I.R.S. Identification
Number of Reporting Person, if an entity (Voluntary) |
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Behrman Capital II, L.P.(1) (Last) (First) (Middle) |
10/7/2002 |
13-3952825 |
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c/o Behrman
Capital 126 East 56th Street (Street) |
4. | Issuer Name and Ticker or Trading Symbol | 5. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) |
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Daleen Technologies, Inc. (DALN) |
o | Director | o | 10% Owner | ||||||||
o | Officer (give title below) | |||||||||||
6. | If Amendment, Date of
Original (Month/Day/Year) | x | Other (specify below) | |||||||||
New York , NY 10022 (City) (State) (Zip) |
Member of a 13(d) group owning more than 10% |
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7. | Individual or Joint/Group
Filing (Check Applicable Line) |
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o | Form Filed by One Reporting Person | |||||||||||
x | Form Filed by More than One Reporting Person | |||||||||||
Reminder: | Report on a separate line for each class of securities beneficially owned directly or indirectly. | |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
Table I Non-Derivative Securities Beneficially Owned | |||||||||
1. | Title of
Security (Instr. 4) |
2. | Amount of Securities
Beneficially Owned (Instr. 4) |
3. | Ownership Form: Direct (D) or
Indirect (I) (Instr. 5) |
4. | Nature of Indirect Beneficial
Ownership (Instr. 5) |
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No Securities Owned(1) | |||||||||
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Table II Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||
1. | Title of
Derivative Security (Instr. 4) |
2. | Date Exercisable
and Expiration Date (Month/Day/Year) |
3. | Title and Amount of
Securities Underlying Derivative Security (Instr. 4) |
4. | Conversion or Exercise Price of Derivative Security |
5. | Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. | Nature
of Indirect Beneficial Ownership (Instr. 5) |
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Date Exer- cisable |
Expi- ration Date |
Title |
Amount or Number of Shares |
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Explanation of Responses:
(1) Behrman Capital II, L.P. is a member of a 13(d) group
along with Abiliti Solutions, Inc., Strategic Entrepreneur Fund II, L.P.,
HarbourVest Partners V Direct Fund, L.P., and HarbourVest Partners
VI Direct Fund, L.P. pursuant to that certain Supplemental Voting Agreement, dated as of
October 7, 2002, by and between such parties (the "Voting Agreement"). Behrman
Capital II, L.P. disclaims beneficial ownership of all securities held by
Abiliti, Strategic Entrepreneur Fund, HarbourVest Partners V and HarbourVest
Partners VI, except to the extent of its pecuniary interest
therein.
Behrman Capital II, L.P. By: Behrman Brothers, L.L.C., its general partner |
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Grant G. Behrman Managing Member |
October 15, 2002 | |
**Signature of Reporting Person |
Date |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | |
Note: | File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. |
Page 3
Joint Filer Information
Designated Filer: Behrman Capital II, L.P.
Issuer and Ticker Symbol: Daleen Technologies, Inc.
(DALN)
Initial Statement of Beneficial Ownership
Name: Address: |
Strategic Entrepreneur Fund II, L.P. c/o Behrman Capital 126 East 56th Street New York, NY 10022 |
|
Ownership Form and Nature of Indirect Ownership: | Strategic Entrepreneur Fund II, L.P. is a member of a 13(d) group along with Abiliti Solutions, Inc., Behrman Capital II, L.P., HarbourVest Partners V Direct Fund, L.P., and HarbourVest Partners VI Direct Fund, L.P. pursuant to the Voting Agreement. Strategic Entrepreneur Fund II, L.P. disclaims beneficial ownership of all securities held by Abiliti, Behrman Capital, HarbourVest Partners V and HarbourVest Partners VI, except to the extent of its pecuniary interest therein. | |
Strategic Entrepreneur Fund II, L.P. | ||
By: /s/ Grant G. Behrman
|
||
Grant G. Behrman, General Partner |
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Name: Address: |
Behrman Brothers, L.L.C. c/o Behrman Capital 126 East 56th Street New York, NY 10022 |
|
Ownership Form and Nature of Indirect Ownership: | Behrman Brothers LLC is the general partner of Behrman Capital II, L.P. and may be attributed with beneficial ownership of any securities held by Behrman Capital II, L.P. Behrman Brothers, L.L.C. disclaims beneficial ownership of all securities held by Behrman Capital II, L.P., except to the extent of its pecuniary interest therein. | |
Behrman Brothers, L.L.C. | ||
By: /s/ Grant G. Behrman
|
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Grant G. Behrman, Managing Member |
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Joint Filer Information
Designated Filer: Behrman Capital II, L.P.
Issuer and Ticker Symbol: Daleen Technologies, Inc.
(DALN)
Initial Statement of Beneficial Ownership
Name: Address: |
Grant G. Behrman c/o Behrman Capital 126 East 56th Street New York, NY 10022 |
|
Ownership Form and Nature of Indirect Ownership: | Grant G. Behrman may be attributed with the ownership of securities beneficially owned by Behrman Capital II, L.P. and Strategic Entrepreneur Fund II, L.P. Mr. Behrman is the general partner of Strategic Entrepreneur Fund II, L.P. and is a Managing Member of Behrman Brothers, L.L.C., which is the general partner of Behrman Capital II, L.P. Mr. Behrman disclaims beneficial ownership of all securities held by Behrman Capital II, L.P. and Strategic Entrepreneur Fund II, L.P., except to the extent of his pecuniary interest therein. | |
/s/ Grant G. Behrman
By: Grant G. Behrman, |
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Name: Address: |
William M. Matthes c/o Behrman Capital 126 East 56th Street New York, NY 10022 |
|
Ownership Form and Nature of Indirect Ownership: | William M. Matthes may be attributed with the ownership of securities beneficially owned by Behrman Capital II, L.P. and Strategic Entrepreneur Fund II, L.P. Mr. Matthes is the general partner of Strategic Entrepreneur Fund II, L.P. and is a Managing Member of Behrman Brothers, L.L.C., which is the general partner of Behrman Capital II, L.P. Mr. Matthes disclaims beneficial ownership of all securities held by Behrman Capital II, L.P. and Strategic Entrepreneur Fund II, L.P., except to the extent of his pecuniary interest therein. | |
/s/ William M. Matthes
By: William M. Matthes |
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