SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 15 Certification and Notice of termination of Registration Under Section 12(g) of the Securities Exchange Act of 1934 or Suspension of Duty to File Reports Under Section 13 and 15(d) of the Securities Exchange Act of 1934 Commission File No. 0-12646 Angstrom Technologies, Inc. ------------------------------------------------------------------------------- (Exact name of registrant as specified in its charter) 1895 Airport Exchange Boulevard, Erlanger, Kentucky 41018 ------------------------------------------------------------------------------- (Address, including zip code and telephone number, including area code, of registrant's principal executive offices) Common Stock, $.01 par value Preferred Stock, $.01 par value ------------------------------------------------------------------------------- (Title of each class of securities covered by this Form) None ------------------------------------------------------------------------------- (Titles of all other classes of securities for which a duty to file reports under section 13(a) or 15(d) remains) Please place an X in the box(es) to designate the appropriate rule provision(s) relied upon to terminate or suspend the duty to file reports: Rule 12g-4(a)(1)(i) / X / Rule 12h-3(b)(1)(ii) / X / Rule 12g-4(a)(1)(ii) / X / Rule 12h-3(b)(2)(i) / / Rule 12g-4(a)(2)(i) / / Rule 12h-3(b)(2(ii) / / Rule 12g-4(a)(2)(ii) / / Rule 15d-6 / X / Rule 12h-3(b)(1)(i) / X / Approximate number of holders of record as of the certification or notice date Common Stock 446 Preferred Stock 138 Pursuant to the requirements of the Securities Exchange Act of 1934, Angstrom Technologies, Inc. has caused this certification/notice to be signed on its behalf by the undersigned duly authorized person. Dated: January 29, 2002 By: /s/ Kenneth Koock -------------------------- Name: Kenneth Koock Title: Chairman