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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FUJIMOTO BLENN 220 SOUTH KING ST HONOLULU, HI 96813 |
Executive Vice President |
/s/ Stacey Rocha, attorney-in-fact for Mr. Fujimoto | 02/20/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | 2/15/19 RSU Time-Based Grant. Shares vest evenly over 3 years |
(2) | 2/16/16 PSU Grant that cliff vests on 2/15/19 based on 2018 year-end performance results. Amount reported is actual number of shares that vested and were issued on 2/15/19. |
(3) | Shares used to cover taxes for vested shares |
(4) | 2/16/16 RSU Time-Based Grant. Outstanding balance as of 9/1/16. Vesting: 440-2/15/17; 441-2/15/18, 440-2/15/19. |
(5) | 2/15/17 RSU Time-Based Grant. Shares vest evenly over 3 years |
(6) | 2/15/18 RSU time-based grant. Shares vest evenly over 3 years. |
(7) | RSUs time-based grant 11/15/16; 5-year step vesting |
(8) | Balance as of 9/1/16 |
(9) | 2/17/15 PSU Grant. Shares to vest 2/15/18, based on performance criteria and results. |
(10) | 2/28/14 PSU Grant |
(11) | Outstanding balance as of 9/1/16. Shares to vest on 5/2/17. |
(12) | 2/17/15 RSU Time-Based Grant. Outstanding balance as of 9/1/16. Vesting: 373 on 2/15/17 & 372 on 2/15/18. |
(13) | 2/28/14 RSU Grant |
(14) | Outstanding balance as of 9/1/16. Shares to vest on 5/2/17 |