1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
RSA (Restricted Stock Awards)
(1)
|
Â
(2)
|
12/20/2016 |
Common stock
|
12,500
|
$
0
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(3)
|
09/23/2015 |
Common stock
|
20,000
|
$
1.74
|
D
|
Â
|
Stock Options (Right to Buy
|
Â
(4)
|
12/26/2016 |
Common stock
|
15,000
|
$
2.73
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(5)
|
12/31/2017 |
Common stock
|
29,352
|
$
2.89
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(6)
|
12/31/2023 |
Common stock
|
23,841
|
$
2.2
|
D
|
Â
|
Stock Options (Right to Buy)
|
Â
(7)
|
10/06/2024 |
Common stock
|
50,000
|
$
1.07
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Each restricted stock award represents a contingent right to receive one share of OMEX common stock. |
(2) |
RSA vests in three annual installments on 12/20/2014, 12/20/2015 and 12/20/2016. |
(3) |
Stock options vested in full on 09/30/2012. |
(4) |
Stock options vest in three annual installments on 12/26/2012, 12/26/2013 and 12/26/2014. |
(5) |
Stock options vest in three annual installments on 12/31/2013, 12/31/2014 and 12/31/2015. |
(6) |
Stock options vest in three annual installments on 12/31/2014, 12/31/2015 and 12/31/2016. |
(7) |
Stock options vest in three annual installments on 10/06/2015, 10/06/2016 and 10/06/2017. |