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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Common Stock Options (right to buy) | $ 25.9 | (4) | 06/26/2022 | Class A Common Stock | 18,695 (4) | 18,695 | D | ||||||||
Common Stock Options (right to buy) | $ 19.09 | (4) | 02/25/2023 | Class A Common Stock | 95,710 (4) | 95,710 | D | ||||||||
Common Stock Options (right to buy) | $ 21.98 | (5) | 02/10/2024 | Class A Common Stock | 26,894 (5) | 26,894 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Romano John D ONE STAMFORD PLAZA, 263 TRESSER BLVD SUITE 1100 STAMFORD, CT 06901 |
SVP, Chief Commercial Officer |
/s/ Richard L. Muglia, as attorney-in-fact | 06/30/2015 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Net issuance as a result of the vesting of two separate performance-based restricted share grants previously awarded on June 26, 2012. |
(2) | The Company withheld 4,124 shares to satisfy withholding tax obligations and Mr. Romano received the balance of 8,521 shares of previously granted restricted common stock. |
(3) | Includes 14,772 performance-based restricted shares. |
(4) | As reported on Form 4 filed on 10/11/2013, the options vest in three equal installments on the anniversary date of the grant. |
(5) | As reported on Form 4 filed 2/12/2014, the options vest in three equal installments on the anniversary date of the grant. |