UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
SERVICEMASTER GLOBAL HOLDINGS INC 150 PEABODY PLACE MEMPHIS, TN 38103 |
 |  X |  |  |
SERVICEMASTER CO, LLC 150 PEABODY PLACE MEMPHIS, TN 38103 |
 |  X |  |  |
/s/ Dirk R. Gardner, Vice President | 09/07/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
 Remarks: 1. This Form 3 is being filed in connection with the SEC's declaration of effectiveness of the Registration Statement on Form 10 (Registration No. 0001727263) of frontdoor, inc. (''Frontdoor''), which describes the planned separation of Frontdoor from ServiceMaster Global Holdings, Inc., a Delaware corporation (''ServiceMaster''). 2. Pursuant to Frontdoor's Certificate of Incorporation (as amended), effective as of 6:00 pm, Eastern Time, on the date set by resolution of the board of directors of ServiceMaster as the record date for distribution of shares of Frontdoor's common stock to holders of shares of ServiceMaster's common stock, par value $0.01 per share (such time, the ''Recapitalization Time''), the total number of shares of Frontdoor common stock issued and outstanding immediately prior to the Recapitalization Time shall, automatically by operation of law and without any further action on the part of Frontdoor or any holders of shares of capital stock of Frontdoor, be subdivided and converted into a number of shares of validly issued, fully paid and non-assessable shares of the Frontdoor's common stock authorized for issuance pursuant to its Certificate of Incorporation equal to (i) the number of shares of ServiceMaster common stock, par value $0.01 per share, issued and outstanding as of the Recapitalization Time, multiplied by (ii) 0.5, divided by (iii) 0.802. 3. The reported shares are owned directly by The ServiceMaster Company, LLC, a Delaware limited liability company and wholly owned subsidiary of ServiceMaster.  As a result, ServiceMaster is an indirect beneficial owner of the reported shares. |