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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 35.02 | 09/05/2017 | M | 12,187 | (3) | 05/09/2021 | Common Stock | 12,187 | $ 0 | 2,813 | D | ||||
Employee Stock Option | $ 23.53 | 09/05/2017 | M | 3,500 | (4) | 10/29/2019 | Common Stock | 3,500 | $ 0 | 1,429 | D | ||||
Employee Stock Option | $ 26.975 | 09/05/2017 | M | 19,546 | (5) | 05/01/2019 | Common Stock | 19,546 | $ 0 | 0 | D | ||||
Employee Stock Option | $ 27.48 | 09/05/2017 | M | 9,429 | (6) | 11/06/2021 | Common Stock | 9,429 | $ 0 | 7,813 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Kliem Jurgen C/O TRIMBLE INC. 935 STEWART DRIVE SUNNYVALE, CA 94085 |
Vice President |
James A Kirkland, as Attorney-in-Fact | 09/07/2017 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported is the weighted average sale price of shares occurring at prices ranging from $38.455 - $38.545. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares purchased for each separate price. |
(2) | Includes 282.433 shares acquired under the Amended and Restated Employee Stock Purchase Plan on August 31, 2017. |
(3) | 50% of these options became exercisable on 05/09/2016 and an additional 2.08% of these options become exercisable monthly thereafter. |
(4) | 40% of these options became exercisable on 10/29/2014 and an additional 1.67% of these options become exercisable monthly thereafter. |
(5) | 40% of these options became exercisable on 5/01/2014 and an additional 1.67% of these options become exercisable monthly thereafter. |
(6) | 50% of these options became exercisable on 11/06/2016 and an additional 2.08% of these options become exercisable monthly thereafter. |