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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
TEMPLETON RICHARD K 12500 TI BOULEVARD DALLAS, TX 75243 |
X | Chairman, President & CEO |
/s/ Muriel C. McFarling, Attorney in Fact | 02/04/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Sales effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on 10-25-2018. The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $100.18 to $101.08. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price. |
(2) | Sales effected pursuant to a Rule 10b5-1 trading plan entered into by the reporting person on 10-25-2018. The price in Table 1 is a weighted average sale price. The sales were at prices ranging from $101.09 to $101.71. The Issuer undertakes to provide upon request a detailed breakout of the sale prices and the number of shares sold at each price. |
(3) | Beneficial ownership by reporting person disclaimed. |
(4) | Estimated shares attributable to TI Universal Profit Sharing Account as of 12-31-2018. (Interests in this account are denominated in units. Consequently, share amount shown is an estimate.) This statement does not include changes in beneficial ownership of shares held in such account occurring after 12-31-2018 that are eligible for deferred reporting on Form 5. |
(5) | Estimated shares attributable to TI 401(k) Account as of 12-31-2018. (Interests in this account are denominated in units. Consequently, share amount shown is an estimate.) This statement does not include changes in beneficial ownership of shares held in this account occurring after 12-31-2018 that are eligible for deferred reporting on Form 5. |