UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Options (right to buy) | Â (2) | 07/31/2022 | Ordinary Shares (1) | 150,003 | $ 40.87 | D | Â |
Stock Options (right to buy) | Â (3) | 03/11/2024 | Ordinary Shares (1) | 98,581 | $ 48.76 | D | Â |
Stock Options (right to buy) | Â (4) | 02/11/2025 | Ordinary Shares (1) | 89,376 | $ 57.35 | D | Â |
Stock Options (right to buy) | Â (5) | 02/11/2026 | Ordinary Shares (1) | 99,904 | $ 55.75 | D | Â |
Stock Options (right to buy) | Â (6) | 05/15/2026 | Ordinary Shares | 8,346 | $ 50.43 | D | Â |
Stock Options (right to buy) | Â (7) | 02/14/2027 | Ordinary Shares (1) | 147,396 | $ 34.9 | D | Â |
Restricted Share Units | Â (8) | Â (8) | Ordinary Shares (1) | 27,840 | $ (9) | D | Â |
Restricted Share Units | Â (10) | Â (10) | Ordinary Shares (1) | 30,875 | $ (9) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
de Notaristefani Carlo C/O TEVA PHARMACEUTICAL INDUSTRIES LTD. 5 BASEL STREET PETACH TIKVA, L3 4951033 |
 |  |  Executive VP Global Operations |  |
/s/ Dov Bergwerk, as attorney-in-fact for Carlo de Notaristefani | 01/02/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Ordinary Shares may be represented by American Depositary Shares, each of which currently represents one Ordinary Share. |
(2) | Stock options were granted on August 1, 2012, with 50,001 having vested on each of August 1, 2014, August 1, 2015 and August 1, 2016. |
(3) | Stock options were granted on March 12, 2014, with 32,860 having vested on each of March 12, 2016 and March 12, 2017 and 32,861 vesting on March 12, 2018. |
(4) | Stock options were granted on February 12, 2015, with 29,792 having vested on February 12, 2017 and 29,792 vesting on each of February 12, 2018 and February 12, 2019. |
(5) | Stock options were granted on February 12, 2016, with 33,301 vesting on each of February 12, 2018 and February 12, 2019 and 33,302 vesting on February 12, 2020. |
(6) | Stock options were granted on May 16, 2016, with 2,782 vesting on each of May 16, 2018, May 16, 2019 and May 16, 2020. |
(7) | Stock options were granted on February 14, 2017, with 49,132 vesting on each of February 14, 2019, February 14, 2020 and February 14, 2021. |
(8) | Restricted share units were granted on February 14, 2017, with 9,280 vesting on each of February 14, 2019, February 14, 2020 and February 14, 2021. |
(9) | Each restricted share unit represents a contingent right to receive, at settlement, one ordinary share or, at the option of the Human Resources and Compensation Committee, the cash value of one ordinary share. |
(10) | Restricted share units were granted on May 18, 2017 and vest on May 18, 2019. |
 Remarks: The Reporting Person is filing this form in connection with the Issuer's transition from a foreign private issuer to a domestic issuer, effective January 1, 2018. Exhibit List      Exhibit 24 - Power of Attorney |