1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right-to-Buy)
|
Â
(2)
|
10/06/2013 |
Common Stock
|
7,500
|
$
2
|
D
|
Â
|
Stock Option (Right-to-Buy)
|
Â
(2)
|
09/14/2015 |
Common Stock
|
10,000
|
$
2.53
|
D
|
Â
|
Stock Option (Right-to-Buy)
|
Â
(2)
|
05/25/2016 |
Common Stock
|
4,500
|
$
5.08
|
D
|
Â
|
Stock Option (Right-to-Buy)
|
Â
(3)
|
08/21/2014 |
Common Stock
|
865
|
$
6.6
|
D
|
Â
|
Stock Option (Right-to-Buy)
|
Â
(4)
|
10/30/2014 |
Common Stock
|
11,135
|
$
7.86
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The Reporting Person was issued a restricted stock grant of 8,000 shares on August 28, 2008. One-third of these shares vest on the first, second and third anniversaries of the date of grant. Therefore, 2,667 shares vested on August 28, 2009. The Reporting Person elected share withholding for the payment of this obligation and the Issuer withheld for tax obligations 873 shares of the 2,667 shares otherwise deliverable. The Reporting Person was also granted a restricted stock option of 20,000 shares on June 2, 2009 and one-third of these shares vest on the first, second and third anniversaries of the date of grant. |
(2) |
Fully Vested. |
(3) |
One-third of the the shares vest on each of August 22, 2008, August 22, 2009 and August 22, 2010. |
(4) |
One-third of the shares vest on each of October 31, 2008, October 31, 2009 and October 31, 2010. |