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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Deinard Theodore 810 FLIGHTLINE BLVD. DELAND, FL 32724 |
Former Interim CEO, CFO, & Dir |
/s/ Theodore Deinard | 06/18/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 4/A amends the Form 4 filing made by the Reporting Person on November 25, 2014. This amendment is being filed to correct i) the number of shares set forth in Table I, column 5, lines 1 through 22; ii) the ownership set forth in Table 1, column 6, lines 3 through 22. |
(2) | The 4,300 shares of the Common Stock of ARC Group Worldwide, Inc. (the "Company") are beneficially owned by Theodore Deinard's spouse via Appalachian Capital (see Column 5 Lines 3-22). |
(3) | The 3,614,077 shares of the Common Stock of the Company are beneficially owned by Everest Hill Group Inc. ("Everest Hill"). Mr. Deinard, the Company's former Interim Chief Executive Officer and a former member of the Company's Board of Directors, is an affiliate of Everest Hill through common control subsidiaries of Everest Hill and is deemed to share voting and investment power over the shares beneficially owned by Everest Hill. Mr. Deinard disclaims beneficial ownership of all shares owned by Everest Hill (see Column 5 Line 23). |