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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 02/11/2014 | A | 25,000 | (2) | (2) | Common Stock | 25,000 | $ 0 | 87,250 (3) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Murphy Charles H 3100 MAIN STREET SUITE 900 HOUSTON, TX 77002 |
Exec VP and CFO |
Damian Olthoff, attorney-in-fact for Charles H. Murphy | 02/13/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock. |
(2) | This restricted stock unit grant was awarded on February 11, 2014 in the amount of 25,000 units that will vest annually, in equal installments on January 1st of each year over a two year period. |
(3) | Includes (i) 4,500 unvested restricted stock units of which the last installment will vest on February 24, 2014 and is associated with a March 9, 2010 grant; (ii) 3,250 unvested restricted stock units of which the last installment will vest on December 14, 2014, and is associated with a December 14, 2010 grant; (iii) 12,500 unvested restricted stock units which will vest in equal installments on May 10, 2014 and May 10, 2015, and is associated with a May 10, 2011 grant; (iv) 13,500 unvested restricted stock units which will vest in equal installments on January 1, 2015 and January 1, 2016 associated with a February 14, 2012 grant; (v) 28,500 unvested restricted stock units which will vest in equal installments January 1, 2015, January 1, 2016 and January 1, 2017, and is associated with a January 18, 2013 grant; and (vi) 25,000 unvested restricted stock units which will vest in equal installments on January 1, 2015 and January 1, 2016 and is associated with a February 11, 2014 grant. |