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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (1) | 02/11/2014 | A | 36,900 | (2) | (2) | Common Stock | 36,900 | $ 0 | 193,150 (3) | D | ||||
Performance Units | (4) | 02/11/2014 | A | 73,800 | 01/01/2017 | 01/01/2017 | Common Stock | 73,800 | $ 0 | 173,800 (5) | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Reiner Andres 3100 MAIN STREET SUITE 900 HOUSTON, TX 77002 |
President and CEO |
Damian Olthoff, attorney-in-fact for Andres D. Reiner | 02/13/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Each restricted stock unit represents the contingent right to receive one share of PROS Holdings, Inc. common stock. |
(2) | This restricted stock unit grant was awarded on February 11, 2014 in the amount of 36,900 units that will vest annually, in equal installments on January 1st of each year over a four year period. |
(3) | Includes:(i) 7,500 unvested restricted stock units of which the last installment will vest on Feb 24, 2014 and is associated with a Mar 9, 2010 grant; (ii) 12,500 unvested restricted stock units of which the last installment will vest on Dec 14, 2014, and is associated with a Dec 14, 2010 grant; (iii) 17,500 unvested restricted stock units which will vest in equal installments on May 10, 2014 and May 10, 2015, and is associated with a May 10, 2011 grant; (iv) 40,000 unvested restricted stock units which will vest in equal installments on Jan 1, 2015 and Jan 1, 2016, and is associated with a Feb 14, 2012 grant; (v) 78,750 unvested restricted stock units which will vest in equal installments on Jan 1, 2015, Jan 1, 2016 and Jan 1, 2017, and is associated with a Jan 18, 2013 grant; and (vi) 36,900 restricted stock units which will vest in equal installments over the next four years on Jan 1st and is associated with the Feb 11, 2014 grant. |
(4) | One share of PROS Holdings, Inc. common stock will be issued for each performance share that vests. |
(5) | Includes (i) 100,000 performance shares (market share units) which will vest on January 1, 2016 associated with the February 25, 2013 grant; and (ii) 73,800 performance shares (market share units) which will vest on January 1, 2016 associated with the February 11, 2014 grant. Both grants described above assume the maximum shares awarded. |