UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Haris Clinton M. C/O ENTEGRIS, INC. 129 CONCORD ROAD BILLERICA, MA 01879 |
 |  |  Sr. V.P/G.M. Liquid Filtration |  |
/s/ Sue Lee, Attorney-In-Fact for Clint Haris | 06/23/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | These shares include a total of 19,542 restricted stock units granted on October 7, 2014, February 10, 2015 and February 24, 2016 with restrictions that lapse as follows: (i) 2,022 shares vest on November 15, 2016, (ii) 3,809 shares vest on February 19, 2017, (iii) 2,022 shares vest on November 15, 2017, (iv) 3,809 shares vest on February 19, 2018, (v) 2,022 shares vest on November 15, 2018, (vi) 3,809 shares vest on February 19, 2019, and (vii) 2,049 shares vest on February 19, 2020. |
(2) | These shares include 1,833.82 shares acquired under the Entegris, Inc. Employee Stock Purchase Plan. |