As filed with the Securities and Exchange Commission on February 20, 2019
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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FORM S-8
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
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Ultragenyx Pharmaceutical Inc.
(Exact name of registrant as specified in its charter)
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Delaware |
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27-2546083 |
60 Leveroni Court
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2014 Incentive Plan
2014 Employee Stock Purchase Plan
(Full title of the plan)
Emil D. Kakkis, M.D., Ph.D.
President and Chief Executive Officer
Ultragenyx Pharmaceutical Inc.
60 Leveroni Court
Novato, CA 94949
(415) 483-8800
(Name, address and telephone number, including area code, of agent for service)
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with copies to:
Karah Parschauer Executive Vice President and General Counsel Ultragenyx Pharmaceutical Inc. 60 Leveroni Court Novato, CA 94949 Telephone: (415) 483-8800 Facsimile: (415) 483-8810 |
Ryan A. Murr, Esq. |
Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, a smaller reporting company, or an emerging growth company. See the definitions of “large accelerated filer,” “accelerated filer,” “smaller reporting company,” and “emerging growth company” in Rule 12b-2 of the Exchange Act.
Large accelerated filer ☒Accelerated filer ☐
Non-accelerated filer ☐ Smaller reporting company ☐
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 7(a)(2)(B) of the Securities Act. o
CALCULATION OF REGISTRATION FEE
Title of securities to be registered |
Amount to be registered (1) |
Proposed maximum offering price per share |
Proposed maximum aggregate offering price |
Amount of registration fee |
Common stock, $0.001 par value per share (“Common Stock”) |
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-Reserved for future issuance under the 2014 Incentive Plan (as amended, the “2014 Plan”) |
2,312,028 |
$55.14 (2) |
$127,485,224 |
$15,451.21 |
-Reserved for future issuance under the 2014 Employee Stock Purchase Plan (as amended, the “ESPP”) |
578,007 |
$46.87 (3) |
$27,091,188 |
$3,283.45 |
Total |
2,890,035 |
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$18,734.66 |
(1) |
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Pursuant to Rule 416 under the Securities Act of 1933, as amended (the “Securities Act”), this registration statement shall also cover any additional shares of Common Stock that become issuable under the 2014 Plan and the ESPP by reason of any stock dividend, stock split, recapitalization or any other similar transaction effected without the receipt of consideration which would result in an increase in the number of outstanding shares of Common Stock. In addition, pursuant to Rule 416(c) under the Securities Act, this registration statement shall also cover an indeterminate amount of interests to be offered or sold pursuant to the employee benefit plans described herein. |
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(2) |
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Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(c) and (h) of the Securities Act, and based on the average of the high and low sale prices of the Common Stock, as quoted on The Nasdaq Global Select Market, on February 14, 2019. |
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(3) |
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Estimated solely for the purpose of calculating the registration fee pursuant to Rules 457(c) and (h) of the Securities Act, and based on 85% of the average of the high and low sale prices of the Common Stock, as quoted on The Nasdaq Global Select Market, on February 14, 2019. Pursuant to the ESPP, the purchase price of a share of Common Stock is 85% of the fair market value of the Common Stock. |
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This Registration Statement on Form S-8 registers additional shares of Common Stock to be issued pursuant to the 2014 Plan and the ESPP. The information contained in the Registrant’s registration statements on Form S-8 (SEC File Nos. 333-194773, 333-201843, 333-209729, 333-216110, and 333-223124), together with all exhibits filed therewith or incorporated therein by reference, are hereby incorporated by reference pursuant to General Instruction E to Form S-8.
INFORMATION REQUIRED IN THE REGISTRATION STATEMENT
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Incorporated by Reference |
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Exhibit Number |
Exhibit Description |
Form |
Date |
Number |
Filed Herewith |
4.1 |
Amended and Restated Certificate of Incorporation of Ultragenyx Pharmaceutical Inc. |
8-K |
2/5/2014 |
3.1 |
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4.2 |
Amended and Restated Bylaws of Ultragenyx Pharmaceutical Inc. |
8-K |
2/5/2014 |
3.2 |
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4.3 |
S-1 |
11/8/2013 |
4.2 |
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4.4 |
10-K |
2/17/2017 |
10.20 |
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4.5 |
10-K |
2/17/2017 |
10.28 |
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5.1 |
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X |
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23.1 |
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X |
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23.2 |
Consent of Gibson, Dunn & Crutcher LLP (included in Exhibit 5.1) |
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X |
24.1 |
Power of Attorney (included on the signature page to this registration statement) |
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X |
Pursuant to the requirements of the Securities Act of 1933, the Registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-8 and has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Novato, State of California, on February 20, 2019.
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ULTRAGENYX PHARMACEUTICAL INC. |
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By: |
/s/ Emil D. Kakkis |
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Emil D. Kakkis, M.D., Ph.D. |
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President and Chief Executive Officer |
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POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints each of Emil D. Kakkis, M.D., Ph.D. and Shalini Sharp, and each of them acting individually, as his or her true and lawful attorneys-in-fact and agents, each with full power of substitution and resubstitution in each of them singly, for him or her and in his or her name, place and stead, and in any and all capacities, to sign any and all amendments (including post-effective amendments) to this registration statement on Form S-8 of Ultragenyx Pharmaceutical Inc., and to file the same, with all exhibits thereto and other documents in connection therewith, with the Securities and Exchange Commission, granting to the attorneys-in-fact and agents, and each of them, full power and authority to do and perform each and every act and thing requisite or necessary to be done in or about the premises, as full to all intents and purposes as he or she might or could do in person, hereby ratifying and confirming all that the attorneys-in-fact and agents or any of each of them or their substitutes may lawfully do or cause to be done by virtue hereof.
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date |
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/s/ Emil D. Kakkis |
Director, President and Chief Executive Officer |
February 20, 2019 |
Emil D. Kakkis, M.D., Ph.D. |
(Principal Executive Officer) |
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/s/ Shalini Sharp |
Executive Vice President and Chief Financial Officer |
February 20, 2019 |
Shalini Sharp |
(Principal Financial Officer) |
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/s/ Theodore A. Huizenga |
Vice President and Corporate Controller |
February 20, 2019 |
Theodore A. Huizenga |
(Principal Accounting Officer) |
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/s/ Daniel G. Welch |
Chairman of the Board |
February 20, 2019 |
Daniel G. Welch |
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/s/ William Aliski |
Director |
February 20, 2019 |
William Aliski |
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/s/ Deborah Dunsire |
Director |
February 20, 2019 |
Deborah Dunsire, M.D. |
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/s/ Lars Ekman |
Director |
February 20, 2019 |
Lars Ekman, M.D., Ph.D. |
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/s/ Matthew K. Fust |
Director |
February 20, 2019 |
Matthew K. Fust |
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/s/ Michael Narachi |
Director |
February 20, 2019 |
Michael Narachi |
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/s/ Clay B. Siegall |
Director |
February 20, 2019 |
Clay B. Siegall, Ph.D. |
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/s/ Shehnaaz Suliman |
Director |
February 20, 2019 |
Shehnaaz Suliman, M.D. |
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