|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option (Right to Buy) | $ 13.49 | 03/09/2018 | M | 3,599 | (2) | 02/19/2022 | Common Stock | 3,599 | $ 0 (3) | 3,599 | D | ||||
Employee Stock Option (Right to Buy) | $ 12.2 | 03/09/2018 | M | 6,498 | (4) | 02/19/2023 | Common Stock | 6,498 | $ 0 (3) | 12,996 | D | ||||
Employee Stock Option (Right to Buy) | $ 21.6 | 03/09/2018 | M | 3,734 | (5) | 02/19/2024 | Common Stock | 3,734 | $ 0 (3) | 11,202 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Rucci Corey C/O ENTEGRIS, INC. 129 CONCORD ROAD BILLERICA, MA 01821 |
SVP, Business Development |
/s/ Sue Lee, Attorney-In-Fact for Corey Rucci | 03/13/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The price reported in column 4 is a weighted average price reported in reliance on a letter from the Office of Chief Counsel, Securities and Exchange Commission's Division of Corporate Finance to the Society of Corporate Secretaries and Corporate Governance Professionals dated June 25, 2008. These shares were sold in multiple transactions at prices ranging from $36.35 to $36.50, inclusive. The reporting person undertakes to provide Entegris, Inc., any shareholder of Entegris, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. |
(2) | This option vests in four equal installments. The first three installments became exercisable on February 19, 2016, February 19, 2017 and February 19, 2018, respectively. The last installment will become exercisable on February 19, 2019. |
(3) | This option was granted pursuant to the Entegris, Inc. 2010 Stock Plan, as amended, in consideration of services as an employee. |
(4) | This option vests in four equal installments. The first two installments became exercisable on February 19, 2017 and February 19, 2018, respectively. The remaining installments will become exercisable on February 19, 2019 and February 19, 2020, respectively. |
(5) | This option vests in four equal installments. The first installment became exercisable on February 19, 2018. The remaining installments will become exercisable on February 19, 2019, February 19, 2020 and February 19, 2021, respectively. |