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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Employee Stock Option | $ 98.26 | 02/13/2016 | 02/13/2025 | Common Stock | 2,430 | 2,430 | D | ||||||||
Employee Stock Option | $ 128 | 02/10/2018(1) | 02/10/2027 | Common Stock | 5,777 | 5,777 | D | ||||||||
Employee Stock Option | $ 78.59 | 02/14/2015 | 02/14/2024 | Common Stock | 1,375 | 1,375 | D | ||||||||
Employee Stock Option | $ 91.88 | 02/12/2017(1) | 02/12/2026 | Common Stock | 3,747 | 3,747 | D | ||||||||
Employee Stock Option | $ 163.36 | 02/15/2019(1) | 02/15/2028 | Common Stock | 10,758 | 10,758 | D | ||||||||
Performance Share Units (granted 2/10/17) (2) (3) | $ 0 | (4) | (4) | Common Stock | 632 | 632 | D | ||||||||
Performance Share Units (granted 2/15/18) (2) (3) | $ 0 | (4) | (4) | Common Stock | 1,294 | 1,294 | D | ||||||||
Restricted Stock Unit (granted 2/12/2016) (2) | $ 0 | 02/12/2019 | M | 1,088 | (5) | (5) | Common Stock | 1,088 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Mines Andrew 155 HARLEM AVE. GLENVIEW, IL 60025 |
Executive Vice President |
Andrew Mines, by Janet O. Love, Deputy General Counsel & Assistant Secretary, Attorney-In-Fact on File | 02/14/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Options vest in four (4) equal annual installments beginning one year from date of grant. |
(2) | Each restricted stock unit (RSU) and performance share unit (PSU) represents a contingent right to receive one share of the Company's common stock. |
(3) | PSUs accrue dividends in shares of common stock, subject to fulfillment of vesting period and performance goals; the PSUs shown include dividend equivalents, if any, accrued to date. |
(4) | Each PSU vests 100% three years from the date of grant if performance goals are met. |
(5) | The RSU award became vested and payable on February 12, 2019. |