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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Restricted Stock Units | (6) | 02/04/2019 | A | 6,971 | (7) | (7) | Common Stock | 6,971 | $ 0 | 6,971 | D | ||||
Restricted Stock Units | (6) | 02/01/2019 | M | 528 | (8) | (8) | Common Stock | 528 | $ 0 | 4,228 | D | ||||
Restricted Stock Units | (6) | 02/01/2019 | M | 1,046 | (9) | (9) | Common Stock | 1,046 | $ 0 | 4,186 | D | ||||
Restricted Stock Units | (6) | 02/01/2019 | M | 2,084 | (10) | (10) | Common Stock | 2,084 | $ 0 | 0 | D | ||||
Performance Restricted Stock Units | (6) | 02/01/2019 | M | 3,126 | (11) | (11) | Common Stock | 3,126 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Tracey Tom C/O BOINGO WIRELESS INC. 10960 WILSHIRE BLVD. 23RD FLOOR LOS ANGELES, CA 90024 |
Senior VP of Operations |
/s/ Efren Medina as Attorney-in-Fact for Tom Tracey | 02/05/2019 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The shares acquired represent the vesting and automatic settlement of 528 of Reporting Person's stock units on February 1, 2019. |
(2) | Represents shares withheld in connection with the payment of taxes due of vesting of restricted shares. |
(3) | The shares acquired represent the vesting and automatic settlement of 1046 of Reporting Person's stock units on February 1, 2019. |
(4) | The shares acquired represent the vesting and automatic settlement of 2084 of Reporting Person's stock units on February 1, 2019. |
(5) | The shares acquired represent the vesting and automatic settlement of 3126 of Reporting Person's performance stock units on February 1, 2019. |
(6) | Each restricted stock unit represents a contingent right to receive one share of Boingo Wireless, Inc. common stock. |
(7) | The restricted stock units will vest in a series of twelve successive quarterly installments beginning on February 4, 2019, so that the restricted stock units will become fully vested on February 1, 2022. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. |
(8) | The restricted stock units will vest in a series of twelve successive quarterly installments beginning on February 1, 2018, so that the restricted stock units will become fully vested on February 1, 2021. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. |
(9) | The restricted stock units will vest in twelve successive equal quarterly installments beginning on February 1, 2017, so that the restricted stock units will become fully vested on February 1, 2020. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. |
(10) | The restricted stock units will vest in a series of twelve successive quarterly installments beginning on February 1, 2016, so that the restricted stock units will become fully vested on February 1, 2019. The restricted stock units will be settled in shares of common stock that will be delivered to the Reporting Person shortly after each vesting date. |
(11) | Following certification of the achievement of 2016 performance goals, the Reporting Person received 37,512 performance restricted stock units, vesting with respect to 66 2/3% of such units on February 1, 2018, and with respect to the balance in a series of four successive equal quarterly installments thereafter, so that the performance restricted stock units will become fully vested on February 1, 2019. |