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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
AMC Networks Inc. Class B Common Stock | $ 0 | 11/18/2011 | J(1) | 5,643 | (4) | (4) | AMC Networks Inc. Class A Common Stock | 5,643 | (1) | 5,643 | D (3) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DOLAN-SWEENEY DEBORAH A C/O DOLAN FAMILY OFFICE 340 CROSSWAYS PARK DRIVE WOODBURY, NY 11797 |
Member of 13(d) Group | |||
Sweeney Brian 1111 STEWART AVENUE BETHPAGE, NY 11714 |
X |
By: /s/ Brian G. Sweeney, Attorney-in-fact for Deborah A. Dolan Sweeney | 11/22/2011 | |
**Signature of Reporting Person | Date | |
By: /s/ Brian G. Sweeney | 11/22/2011 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Exchange of shares of AMC Networks Inc. Class A Common Stock (the "Class A Common Stock") for shares of AMC Networks Inc. Class B Common Stock (the "Class B Common Stock"). |
(2) | Includes restricted shares. |
(3) | Securities held directly by Deborah A. Dolan-Sweeney, Brian G. Sweeney's spouse. Mr. Sweeney disclaims beneficial ownership of all securities of AMC beneficially owned or deemed to be beneficially owned by Ms. Dolan-Sweeney (other than securities in which he has a direct pecuniary interest) and this filing shall not be deemed an admission that Mr. Sweeney is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(4) | Class B Common Stock of the Issuer is convertible at the option of the holder on a share for share basis into Class A Common Stock of the Issuer. |
(5) | Shares of Class A Common Stock owned directly by Mr. Sweeney. Ms. Dolan-Sweeney disclaims beneficial ownership of all securities of AMC beneficially owned or deemed to be beneficially owned by her spouse and this report shall not be deemed to be an admission that Ms. Dolan-Sweeney is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
(6) | Shares of Class A Common Stock owned directly by trusts for the benefit of Reporting Persons' children. The Reporting Persons disclaim beneficial ownership of all securities of AMC beneficially owned or deemed to be beneficially owned by trusts for their children and this report shall not be deemed to be an admission that the Reporting Persons are, for the purposes of Section 16 or for any other purpose, the beneficial owners of such securities. |