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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
Employee Stock Option (Right to Buy) (2) | $ 20.21 | 03/31/2005 | Â | A4 | 14,844 | Â | Â (3) | 03/31/2015 | Common Stock | $ 0 | 14,844 | Â | ||
Employee Stock Option (Right to Buy) (2) | $ 20.21 | 03/31/2005 | Â | A4 | 20,156 | Â | Â (3) | 03/31/2015 | Common Stock | $ 0 | 20,156 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Schumer Douglas C/O ANIMAS CORPORATION 200 LAWRENCE DRIVE WEST CHESTER, PA 19380 |
 |  |  VP, Engineering |  |
Richard A. Baron, Attorney In Fact for Douglas Schumer | 02/13/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The 234 shares were acquired on December 31, 2005. |
(2) | This Employee Stock Option ("ESO") was originally reported on the reporting person's Form 3. However, this ESO was not owned by the reporting person immediately prior to the reporting person's becoming an officer of Animas Corporation, but rather was granted to the reporting person, pursuant to a transaction exempt under Rule 16b-3(d) of the Securities Exchange Act of 1934, as amended, as a result of the reporting persons's becoming an officer of Animas Corporation. |
(3) | This option is exercisable as to 30% of such shares on March 31, 2006, as to 35% of such shares on March 31, 2007, and as to 35% of such shares on March 31, 2008. |