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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-Qual Stock Options | $ 9.93 | 11/04/2014 | M | 9,331 | 05/17/2007 | 05/17/2016 | Common Stock | 9,331 | $ 0 | 0 | D | ||||
Non-Qual Stock Options | $ 13.97 | 11/04/2014 | M | 9,331 | 05/07/2008 | 05/07/2017 | Common Stock | 9,331 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Dammeyer Rodney F 10165 MCKELLAR COURT SAN DIEGO, CA 92121 |
X |
Robert J. Bujarski, attorney-in-fact for Rodney F. Dammeyer | 11/06/2014 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | In addition to the shares reported on this Form 4 as directly owned by the Reporting Person, 34,692 shares are held indirectly by the Dammeyer Family Trust. The Reporting Person disclaims all beneficial ownership of the shares owned by the Dammeyer Family Trust, except to the extent of his pecuniary interest, if any, and the inclusion of these shares in this report should not be deemed an admission of beneficial ownership of all of the reporting shares for purposes of Section 16 of or any other purpose. |
(2) | All of the securities sold were sold under Rule 144 as a stock option exercise. |
(3) | The weighted average purchase price for these transactions was $27.8014 per share, with a range of $27.69 to $27.97 per share. Upon request, the Reporting Person hereby undertakes to provide to staff of the U.S. Securities and Exchange Commission, the Issuer, or a security holder, the full information regarding the number of shares purchased at each separate price. |